DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Lynn Beyers | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Michael Francis Whitney | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Kristen Dawn Massie | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Keith Andrew Ryan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Pablo Andres Alvarez Gil | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Ryan Patrick Mccrerey | Commonwealth Financial Network national BD | Provise Management Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jun 8, 2026 |
| James Donald Arnold | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 18, 2026 |
| Laurie Anne Cookson Silvestri | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Antoinette Gega | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Patrice Rizzo | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 19, 2026 |
| Ray Darby Evans | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Joseph P Silvestri | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Michael John Feeney | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Chester Oliver Gordon | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 19, 2026 |
| Jack Evans | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Jaime L. Rogers | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 18, 2026 |
| Brett Clark | Commonwealth Financial Network national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 18, 2026 |
| Steven Wayne Aiken | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 26, 2026 |
| William Edward Prue | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 11, 2026 |
| Mark John Becker | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| Brian Devault | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| Lynn Jean Craig | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Michael Wynn Anderson | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 5, 2026 |
| John Walter Gallagher | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Christopher James Goetz | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 5, 2026 |
| Leslie J. Benzak | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Maria Louise Callaghan | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 6, 2026 | Jan 5, 2026 |
| Sage Justin Bleakney | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Kim Hellerman-Hersman | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 5, 2026 |
| Sarah Williams Whipps Kenda | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 5, 2026 | Sep 12, 2018 |
| James Alan Weiss | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Apr 14, 2026 |
| Bryan Thomas Fox | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 5, 2026 |
| Shawn Andrew Monty | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Jan 5, 2009 |
| Alfred Arthur Gilbert | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Jan 5, 2009 |
| John Francis Walsh | Commonwealth Financial Network national BD | Lexington Financial Planning Group unclassified | Other | May 4, 2026 | May 2, 2005 |
| Daniel Joseph Fraser | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Mar 5, 2025 |
| William A Creesy | Commonwealth Financial Network national BD | Lexington Financial Planning Group unclassified | Other | May 4, 2026 | May 2, 2005 |
| Brian Joseph Lampron | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | May 20, 2025 |
| Gentry Parks Moore | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2026 | May 1, 2026 |
| William Forrest Butler | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Jun 23, 2014 |
| Travis Pierre Labrie | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Apr 13, 2020 |
| David John Prendergast | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Jun 30, 2021 |
| Michael Duffy | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 12, 2026 |
| Christopher Harri Conard | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Jan 5, 2024 |
| Theodore Simon Mulligan | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Mar 4, 2021 |
| Valerie Beth Mcclendon | Commonwealth Financial Network national BD | Financial Strategies Retirement Partners unclassified | Other | May 4, 2026 | Mar 13, 2025 |
| John Victor Ecklund | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Edward John Duffy | Commonwealth Financial Network national BD | Lexington Financial Planning Group unclassified | Other | May 1, 2026 | May 2, 2005 |
| Benjamin Wozniak | Commonwealth Financial Network national BD | Chicago Oakbrook Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2026 | May 1, 2026 |
| Paul Richard Pradel | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 24, 2026 |
| Nancy Jo Hayes | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Kimberly Kay Mika | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Kenneth Richard Koppitz | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Sarah Elizabeth Herwick | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 27, 2026 |
| Enrique Tomas Domeier | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Apr 27, 2026 |
| Mark John Yatros | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 27, 2026 |
| Carissa Deann Hagen | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 27, 2026 |
| Trisha Mcclanahan | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 27, 2026 |
| Richard Neil Bergstrom | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 22, 2026 |
| Jerome Wiener | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Jun 16, 2026 (54 d) |
2,250 moves match.