DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trevor David Swanson | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 24, 2026 |
| Wesley Eurshman Mullins | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 22, 2026 |
| David Lawrence Cushard | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 22, 2026 |
| Jeffrey Warren Sirola | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 22, 2026 |
| Dustin Robert Insley | Commonwealth Financial Network national BD | Mission Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | May 13, 2026 |
| Sierra Mariah Spray Serbus | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 20, 2026 |
| Justin Pruitt | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 22, 2026 |
| Joseph Timothy Lavine | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Andrew James Cloose | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Jaakko Lauri Robert Kasko | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Tyler Michael Buitenwerf | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Christopher Robert Collins | Commonwealth Financial Network national BD | Frank, Russell L. unclassified | Other | Apr 17, 2026 | Jan 4, 2010 |
| Andrew Craig Tupler | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 21, 2026 |
| Alexander Simon | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | May 7, 2026 |
| Joshua M Murray | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | May 8, 2026 |
| Amanda Kathryn Standard | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 30, 2026 |
| Chad Kreda | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 28, 2026 |
| Connor J Barbella-Roesler | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | May 7, 2026 |
| Jake Schermerhorn | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | May 8, 2026 |
| Keith Louis Sprauer | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | Apr 21, 2026 |
| Jenica Lyn Roffina | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | May 8, 2026 |
| Garrett Jordan Collins | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | May 7, 2026 |
| Jodi Michele Amos | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| Newlin Van Kirk Archinal | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| Brenna Wilkinson | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 10, 2026 |
| Zacariah Fustgaard | Commonwealth Financial Network national BD | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Aug 5, 2026 (118 d) |
| Amy Watts | Commonwealth Financial Network national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | May 1, 2026 |
| Michael Kevin Conway | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Jun 9, 2026 (68 d) |
| Paul Robert Hammer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Eric William Connor | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Adam R Hammer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Leslie A Evans-Dunn | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 1, 2026 |
| William Michael Sanders | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 1, 2026 |
| Jereme Sebastian Ransick | Commonwealth Financial Network national BD | Principled Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Jan 6, 2006 |
| Tara Nicole Seegers | Commonwealth Financial Network national BD | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2026 | Mar 25, 2026 |
| Jeffrey Scott Blaser | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 14, 2026 |
| R Lynette Laughter | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 1, 2026 |
| Jill Parrish Middleton | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 31, 2026 |
| Austin Michael Daugherty | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 31, 2026 |
| Isaac Carter Lacle | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 1, 2026 |
| Cole James Sanders | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 31, 2026 |
| Robert Scott Harsha | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 31, 2026 |
| Gabriel E. Lapito | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 27, 2026 |
| Ryan James Gomendi | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 27, 2026 |
| Kaelen Shay | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 27, 2026 |
| Isaiah Broyles | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 27, 2026 |
| Amanda Mcallister | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Mar 27, 2026 |
| Letitia Barbara Gray | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 24, 2026 |
| Steven Schlegel | Commonwealth Financial Network national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Mar 17, 2026 |
| Allegria Maria Jimenez | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Jul 17, 2026 (119 d) |
| Michael Alan Legacy | Commonwealth Financial Network national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 25, 2026 |
| Nicholas Anastasi | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 23, 2026 |
| William James Salazar | Commonwealth Financial Network national BD | Arcadia Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2026 | Apr 9, 2026 |
| Wesley Robert Nicholson | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Mar 12, 2026 |
| Robert Lee Mitton III | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Apr 2, 2026 |
| Guy C Filewich | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2026 | Mar 11, 2026 |
| Michael James Allen | Commonwealth Financial Network national BD | Laurel Financial Group Inc unclassified | Other | Mar 12, 2026 | Aug 4, 2015 |
| Michael J Sedam | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 11, 2026 |
| Ryan Michael Evans | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 9, 2026 |
| Kane Karl Brolin | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 4, 2026 |
2,250 moves match.