DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Elias Sawan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Apr 9, 2026 (36 d) |
| Crystal Leigh Wild | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| Nicholas Alexander Loring | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| David Edward Debrot | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| Michael Fahrney Primiani | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| Julie Anne Drainville | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| Carson Leydecker | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 17, 2026 |
| William Scott Dinan | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 11, 2026 |
| Rhonda Sossner | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| Heather Lyn Hackett | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Feb 27, 2026 |
| George Michael Bowen | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 5, 2026 |
| William Bradford Reynolds | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 3, 2026 |
| James Stephen Davos | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 3, 2026 |
| Robert Samuel Ford | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 3, 2026 |
| John Derek Glicco | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 3, 2026 |
| Amber Nicole Reams | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Feb 27, 2026 |
| Jared Vachon | Commonwealth Financial Network national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 11, 2026 |
| Robert Munroe | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| Kive I Strickoff | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 3, 2026 |
| Robert John Boronski | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 23, 2026 |
| Claudia Frances Rodriguez | Commonwealth Financial Network national BD | Falcon Wealth Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | May 11, 2026 (74 d) |
| Steffanie Ann Arduini | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 23, 2026 |
| Timothy Minwoo Jun | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2026 | May 19, 2026 (88 d) |
| Scott William Mccaffery | Commonwealth Financial Network national BD | Paradigm Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Feb 18, 2026 |
| Allison Small | Commonwealth Financial Network national BD | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 19, 2026 |
| Cynthia Allen Mann | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 10, 2026 |
| Steven Lloyd Compton | Commonwealth Financial Network national BD | Compton Financial Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2026 | Sep 6, 2022 |
| Michael Raymond Mcnaughton | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Daniel Michael Schmitz | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Glenn Brian Cohen | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 6, 2026 |
| Yvonne Mackenzie Madson | Commonwealth Financial Network national BD | Madson Wealth Advisors Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 9, 2026 | Feb 6, 2026 |
| Deborah Ann Hurwicz | Commonwealth Financial Network national BD | Madson Wealth Advisors Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 9, 2026 | Feb 6, 2026 |
| Gregory Michael Schuler | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| David Elefant | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 2, 2026 |
| Ian Scott Baird | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 2, 2026 |
| Maxwell Dakota Madson | Commonwealth Financial Network national BD | Madson Wealth Advisors Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 9, 2026 | Feb 9, 2026 |
| Traci Anne Lewis | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Paul Daniel Teufel | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 6, 2026 |
| Tevin Deante Hill | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 6, 2026 |
| Ray Cordoza Massey | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 6, 2026 |
| Allen Vincent Vitale | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Jeffrey Thomas Santillo | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Nicholas Jackson | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Marshall James Dearing | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Jay Thomas Dryden | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Joshua David Jordan | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| Kelly Vance Moise | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 3, 2026 |
| John William Nolan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Adam Zielinski | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 2, 2026 |
| Christopher Starr Borden | Commonwealth Financial Network national BD | Canby Financial Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Feb 8, 2026 |
| David Lee Erwin | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Reed Peter Thompson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Michael Daniel Flaherty | Commonwealth Financial Network national BD | Canby Financial Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Feb 11, 2026 |
| Phillip Matthew Faubert | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| Matthew Wayne Siegel | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 2, 2026 |
| John Richard Pratti | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 3, 2026 |
| Christopher P Gullotti | Commonwealth Financial Network national BD | Canby Financial Advisors unclassified | Other | Feb 2, 2026 | Dec 18, 2003 |
| Martin Baker | Commonwealth Financial Network national BD | Canby Financial Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Feb 11, 2026 |
| Jillian Catherine Feehan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 20, 2026 |
| Patrick James Sheehan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 12, 2026 |
2,250 moves match.