DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eli SandersRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAFeb 14, 2020Mar 16, 2020 (31 d)
Burton Peter StreetRobert W. Baird & Co. Incorporated mixed wealthTrust Investment Advisors independent RIARIA to RIAFeb 7, 2020Feb 26, 2020
Michaela Mae McdonaldRobert W. Baird & Co. Incorporated mixed wealthAlbert Investments, LLC no RAUMOtherJan 28, 2020Jan 10, 2020
Ruben Richard RivasRobert W. Baird & Co. Incorporated mixed wealthU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2020Jan 28, 2020
Timothy Robert HutsonRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 26, 2019Nov 7, 2019
Nathan D SmithRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 26, 2019Nov 7, 2019
Kelly DishawRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 26, 2019Nov 14, 2019
Yvette D JacquetRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 8, 2019Nov 18, 2019
Todd A OberhausenRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC independent RIARIA to RIANov 6, 2019Nov 14, 2019
Diana Kay PerezRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC independent RIARIA to RIANov 6, 2019Nov 6, 2019
Kezia Elizabeth RamseyRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 6, 2019Nov 21, 2019
Brandon DantRobert W. Baird & Co. Incorporated mixed wealthStegner Investment Associates Inc mixed wealthRIA to RIANov 6, 2019Dec 12, 2019 (36 d)
Eric Matthew PetersenRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 24, 2019Nov 7, 2019
Chad David LeeRobert W. Baird & Co. Incorporated mixed wealthThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2019Nov 8, 2019
Lindsay Ellen KurowskiRobert W. Baird & Co. Incorporated mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankOct 18, 2019Oct 23, 2019
Jake LuthardtRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 25, 2019Nov 5, 2019 (41 d)
Carlos Alberto AlcaineRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIASep 19, 2019Aug 23, 2019
Stephen Bernard HalterbeckRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIASep 19, 2019Aug 23, 2019
Gina Christy Rocco-GreenRobert W. Baird & Co. Incorporated mixed wealthState Farm Investment Management Corp. asset managerOtherJul 12, 2019Jan 13, 2021 (551 d)
Lamar J WatsonRobert W. Baird & Co. Incorporated mixed wealthDream Financial Planning state registeredRIA to a state-registered adviserJun 28, 2019Jul 8, 2019
Andrew T SchaeferRobert W. Baird & Co. Incorporated mixed wealthU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2019May 31, 2019
Dawn L LewisRobert W. Baird & Co. Incorporated mixed wealthRussell Investments otherOtherMay 28, 2019Jun 10, 2019
Natasha Krys KalasRobert W. Baird & Co. Incorporated mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseMay 20, 2019May 29, 2019
Colin Lynn BrooksRobert W. Baird & Co. Incorporated mixed wealthVorpahl Wing Advisors, Inc. independent RIARIA to RIAApr 17, 2019Apr 18, 2019
Thomas P KeelingRobert W. Baird & Co. Incorporated mixed wealthDelos Capital Advisors independent RIARIA to RIAApr 15, 2019May 9, 2019
Peter Nickel AugustinRobert W. Baird & Co. Incorporated mixed wealthSpringside Partners LLC independent RIARIA to RIAApr 3, 2019Mar 12, 2019
Ginger Marie DavidsonRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMar 28, 2019Mar 20, 2019
Simon N VillegasRobert W. Baird & Co. Incorporated mixed wealthPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2019Sep 2, 2021 (898 d)
George Charter HarrisonRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMar 11, 2019Feb 15, 2019
Jennifer Rebecca SchwarzeRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankFeb 26, 2019Mar 4, 2020 (372 d)
Rebecca A WiegandRobert W. Baird & Co. Incorporated mixed wealthIsthmus Partners, LLC independent RIARIA to RIAFeb 26, 2019Jan 1, 2026 (2501 d)
George Wesley OliverRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankFeb 5, 2019Jan 25, 2019
Marina B PeacockRobert W. Baird & Co. Incorporated mixed wealthBates Financial Advisors, Inc. independent RIARIA to RIAFeb 5, 2019Feb 26, 2019
Mark Allen StoffelRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 17, 2019Jan 10, 2019
Joshua Richard CarstensRobert W. Baird & Co. Incorporated mixed wealthTd Ameritrade, Inc. no RAUMOtherJan 11, 2019Jan 17, 2019
John Wales BuseyRobert W. Baird & Co. Incorporated mixed wealthWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 18, 2018Dec 10, 2020 (723 d)
Jason Robert BrownRobert W. Baird & Co. Incorporated mixed wealthPinnacle Peak Private Client Group, LLC independent RIARIA to RIADec 12, 2018Feb 8, 2019 (58 d)
Michael S MannRobert W. Baird & Co. Incorporated mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2018Dec 19, 2018
Evan Robin GuidoRobert W. Baird & Co. Incorporated mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2018Nov 15, 2018
Jamie Beth ZinkhanRobert W. Baird & Co. Incorporated mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2018Nov 15, 2018
Kathleen MartoranoRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 9, 2018Nov 16, 2018
Damon Deshawn DarbyRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 26, 2018Feb 18, 2020 (480 d)
Caroline Sullivan SpencerRobert W. Baird & Co. Incorporated mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2018Jul 28, 2020 (641 d)
Blaine Edmond GibsonRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 22, 2018Sep 27, 2018
Paula Stephanie BurnsRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 22, 2018Sep 27, 2018
Jennifer Gieske WolfeRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC independent RIARIA to RIAOct 22, 2018Sep 26, 2018
Tyler Randall BriggsRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 22, 2018Sep 27, 2018
Bridget Renee LeeRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 22, 2018Sep 27, 2018
Anne E BrownRobert W. Baird & Co. Incorporated mixed wealthNations Financial Group, Inc. independent RIARIA to RIAOct 10, 2018Oct 8, 2018
Carrie Jean RobsonRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 10, 2018Sep 27, 2018
Christopher James CoburnRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 4, 2018Sep 20, 2018
Paul Eric WestphalRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankSep 28, 2018Sep 27, 2018
John S DimauroRobert W. Baird & Co. Incorporated mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 7, 2018Aug 15, 2018
Rachel Ann LeeRobert W. Baird & Co. Incorporated mixed wealthU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Jan 11, 2019 (134 d)
Elizabeth LailerRobert W. Baird & Co. Incorporated mixed wealthJohnson Wealth Inc. independent RIARIA to RIAJul 30, 2018Sep 12, 2018 (44 d)
Kelly LagoreRobert W. Baird & Co. Incorporated mixed wealthSva Wealth Management, LLC otherOtherJul 30, 2018Aug 7, 2018
Thomas Michael SwofferRobert W. Baird & Co. Incorporated mixed wealthTalbot Financial, LLC independent RIARIA to RIAMay 30, 2018May 21, 2018
Janet Amy NuzmanRobert W. Baird & Co. Incorporated mixed wealthTlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Jun 28, 2018 (76 d)
Theresa Marie SommerdykeRobert W. Baird & Co. Incorporated mixed wealthE*Trade Capital Management, LLC independent RIARIA to RIAMar 23, 2018Mar 26, 2018
Sherah M FairweatherRobert W. Baird & Co. Incorporated mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseMar 15, 2018Mar 14, 2018
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798 moves match.