DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wedbush Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Andrew Swanson | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 15, 2026 |
| Doug John Ireland | Wedbush Securities Inc. BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 4, 2026 |
| Rebecca Mayer Hern | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 21, 2026 |
| William Harrison Floyd | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 21, 2026 |
| Edward Parks | Wedbush Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2026 | Jun 5, 2026 |
| Hayden Loboy | Wedbush Securities Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 | May 11, 2026 |
| Jazmin Gabriela Carpenter | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 16, 2026 |
| Jessica Anne Quinn | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 16, 2026 |
| Paul Mark Bonaccini | Wedbush Securities Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Nov 3, 2025 |
| Antoni Enrique Lucas | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 7, 2025 |
| Anthony Dupre | Wedbush Securities Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 26, 2025 | Jun 10, 2026 (288 d) |
| Daniel Chareles Bertolet | Wedbush Securities Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 19, 2025 |
| Michael Hayes Hamilton | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
| Lisa Gaye Marcelli | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
| Valencia Joyce Linton | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
| Matthew Salvador Houston | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
| Thomas Ross Stripling | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 13, 2025 |
| Kelly Lynn Chidester | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 5, 2025 |
| Daniel Gerard Sullivan | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 4, 2025 |
| Jeffrey Mark Runyan | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 19, 2025 |
| Samuel Markus Aamot | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 19, 2025 |
| Connor Hayden Brumfield | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | May 20, 2025 |
| Leico Lemus | Wedbush Securities Inc. BD affiliated | Cws Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2025 | Apr 30, 2025 |
| Robert Sean Howard | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 24, 2025 |
| Roc William Willis | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Dec 2, 2024 |
| Frank William Epinger | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Dec 4, 2024 |
| Christopher Ellis | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Dec 4, 2024 |
| Adam Willis | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Nov 27, 2024 |
| Stephanie Danger Johnston | Wedbush Securities Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Nov 27, 2024 |
| Ronald M Winkler | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 18, 2024 |
| Jeffrey Mark Spencer | Wedbush Securities Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 13, 2024 |
| Kenneth Marc Hutkin | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 18, 2024 |
| Jerome Francis Hartl | Wedbush Securities Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 13, 2024 |
| Margarita Santiago | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 18, 2024 |
| Jeffrey S Spencer | Wedbush Securities Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 13, 2024 |
| Elliot Nathan Wild | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 18, 2024 |
| William Favreau | Wedbush Securities Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2024 | Oct 25, 2024 |
| Frank Carl Story | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2024 | Aug 5, 2024 |
| Samantha Jill Poster | Wedbush Securities Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2024 | Aug 15, 2024 |
| Paul Christopher Firth | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Jul 26, 2024 |
| Karl Pettijohn | Wedbush Securities Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jun 4, 2024 |
| Noma K Patel | Wedbush Securities Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jun 4, 2024 |
| Shivan Devaka Sanjeewa Somaratne | Wedbush Securities Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jun 4, 2024 |
| Howard Emerson Kern | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 3, 2024 | Apr 25, 2024 |
| Todd Holland Mcwilliams | Wedbush Securities Inc. BD affiliated | Mcwilliams Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2024 | Jan 22, 2025 (314 d) |
| Elan Hiutin | Wedbush Securities Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Sep 18, 2023 |
| Zaida M Gil | Wedbush Securities Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2023 | Oct 16, 2023 |
| Eugene William Drzymala | Wedbush Securities Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Aug 22, 2023 |
| Edward Lowell Hildebrand | Wedbush Securities Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 19, 2023 |
| Andrew Currie Anderson | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jun 30, 2023 |
| John Michael Valenzuela | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jan 1, 2025 (540 d) |
| Eric Kuwaye | Wedbush Securities Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 1, 2023 | May 30, 2023 |
| Andrew H Lee | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| Heather Kilbourne | Wedbush Securities Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 10, 2023 |
| David Yi | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| Jeffrey Scott Tiedge | Wedbush Securities Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Mar 24, 2023 |
| Jack Theodore Johnson | Wedbush Securities Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Apr 25, 2023 |
| Karen Elizabeth Brady | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Mar 20, 2023 |
| Scott Thomas Andersen | Wedbush Securities Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 17, 2023 |
| Celia Kikue Garcia | Wedbush Securities Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2023 | Jan 4, 2023 |
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187 moves match.