Arrivals at Osaic Institutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

808 moves

Advisor	From	To	Type	Left	Registered
Jeremy James Falcone	M&T Securities, Inc. unclassified	Osaic Institutions, Inc. other	Other	Dec 1, 2015	Feb 12, 2016 (73 d)
Mark Andrew Ganung	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Christopher D. Burton	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Apr 29, 2016 (196 d)
Robert Dale Bodnar	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Theodore Feitt	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Michael David Webb	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jason Robert Yuhas	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Jan 26, 2016 (102 d)
Kerry A Kelly	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jodee Lynn Harris	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Robert J. Montag	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Adam Matthew Kearns	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jason W John	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Shannon Mai Spisak	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Mary Ruth Wilson	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Eric E Britton	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Jerad Ryan Rosendahl	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Jan 28, 2016 (104 d)
Stephanie Lynn Conde	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Melinda J Disque	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Ryan J. Harteis	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Ryan Edward Robertson	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Shennoah Miller	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 16, 2015	Oct 14, 2015
Curt C Edwards	Fifth Third Securities, Inc. other	Osaic Institutions, Inc. other	Other	Oct 5, 2015	Nov 3, 2017 (760 d)
Christopher Nardone	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Sep 30, 2015	Sep 29, 2015
Karl Brunner Williams	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Sep 21, 2015	Sep 8, 2015
Malcolm Roger Parks	Cetera Advisor Networks LLC other	Osaic Institutions, Inc. other	Other	Sep 15, 2015	Sep 2, 2015
Susan Humes Barclay	MML Investors Services, LLC other	Osaic Institutions, Inc. other	Other	Sep 15, 2015	Oct 14, 2015
Bonita G Selwaeh	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Sep 4, 2015	Oct 2, 2015
Alton Lee Christopher Anders	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Aug 25, 2015	Aug 21, 2015
Joseph Lorenzo	Northwestern Mutual Investment Services,LLC other	Osaic Institutions, Inc. other	Other	Aug 20, 2015	Aug 31, 2015
Joey Lee Miedema	Investment Centers Of America, Inc. other	Osaic Institutions, Inc. BD affiliated	Other	Jul 23, 2015	Jun 15, 2020 (1789 d)
Christopher Luke Weiss	Wellesley Asset Management, Inc. other	Osaic Institutions, Inc. other	Other	Jul 22, 2015	Sep 2, 2015 (42 d)
Luca Anthony D Italia	Td Ameritrade, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Jun 22, 2015	Jun 17, 2015
Michele Lynn Johns	J.P. Morgan Securities LLC wirehouse	Osaic Institutions, Inc. other	Other	Jun 12, 2015	Jun 10, 2015
Jason David Mims	Money Concepts Advisory Service other	Osaic Institutions, Inc. BD affiliated	Other	Jun 8, 2015	Jan 9, 2026 (3868 d)
Jim Gravgaard	Suntrust Investment Services, Inc. other	Osaic Institutions, Inc. other	Other	Jun 3, 2015	Jun 3, 2015
Joseph John Howe	Cetera Advisor Networks LLC other	Osaic Institutions, Inc. other	Other	May 29, 2015	Jun 1, 2015
Robert Stephen Cornwell	Wells Fargo Advisors wirehouse	Osaic Institutions, Inc. other	Other	May 27, 2015	Jun 3, 2015
Caroline A Peters	Beacon Capital Management, LLC other	Osaic Institutions, Inc. other	Other	May 27, 2015	Mar 8, 2016 (286 d)
Stefanie Cecile Boykin	Osaic Fa, Inc. other	Osaic Institutions, Inc. other	Other	May 8, 2015	May 1, 2015
Enoch Scott Arnett	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Mar 31, 2015	Apr 1, 2015
John Ryuichi Uyeki	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Mar 18, 2015	Jun 5, 2015 (79 d)
Bruce Frederick Griggs	Next Financial Group, Inc. other	Osaic Institutions, Inc. other	Other	Feb 12, 2015	Feb 10, 2015
Matthew Truman Fallaw	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Jan 21, 2015	Jan 20, 2015
Jonathan Paul Fucci	First Allied Advisory Services, Inc. other	Osaic Institutions, Inc. other	Other	Jan 12, 2015	Mar 11, 2016 (424 d)
Kathleen Anne Mulhern Webster	Nfp Advisor Services, LLC other	Osaic Institutions, Inc. other	Other	Dec 31, 2014	Jan 9, 2015
Jason Craig Sherwood	Edward Jones national BD	Osaic Institutions, Inc. other	Other	Dec 16, 2014	Dec 12, 2014
Acie Wayne Hylton	Allstate Financial Advisors, LLC no RAUM	Osaic Institutions, Inc. other	Other	Oct 29, 2014	Oct 16, 2015 (352 d)
Lamont Adrian Brown	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	Oct 17, 2014	Oct 14, 2014
Robert Hamilton Ellsworth	New England Securities Corporation other	Osaic Institutions, Inc. other	Other	Oct 1, 2014	Sep 30, 2014
Paul Richard Duquette	Citizens Securities, Inc. other	Osaic Institutions, Inc. other	Other	Sep 29, 2014	Oct 15, 2014
Kristeena Michele Beasley	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Sep 17, 2014	Oct 24, 2014 (37 d)
Derrick David Lagarde	LPL Financial LLC other	Osaic Institutions, Inc. BD affiliated	Other	Sep 11, 2014	Jan 16, 2019 (1588 d)
Peter Michael Crabtree	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Aug 22, 2014	Aug 21, 2014
Gregory Scott Mason	Cetera Investment Advisers LLC other	Osaic Institutions, Inc. other	Other	Aug 18, 2014	Aug 19, 2014
Brian Michael Maners	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Institutions, Inc. other	Other	May 15, 2014	Jun 12, 2014
Jessica Lauren Mccord	Swbc Investment Company other	Osaic Institutions, Inc. other	Other	May 1, 2014	May 1, 2014
Patrick E O'Connor	LPL Financial LLC other	Osaic Institutions, Inc. other	Other	Apr 30, 2014	May 1, 2014
Richard Martin Ellington	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Osaic Institutions, Inc. other	Other	Apr 25, 2014	May 5, 2014
Michael A Comperchio	Signator Investors, Inc. other	Osaic Institutions, Inc. other	Other	Apr 21, 2014	Apr 21, 2014
Stephen Campbell Keck	Money Concepts Advisory Service other	Osaic Institutions, Inc. other	Other	Apr 8, 2014	Mar 12, 2015 (338 d)

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