DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

886 moves
AdvisorFromToTypeLeftRegistered
Meghan Elizabeth MullikinFifth Third Securities, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2020Jun 17, 2022 (826 d)
Brett Thomas GuendelArbor Point Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2020Mar 18, 2020
Tammy K PiochEllevest independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Jul 6, 2020 (122 d)
Matthew Garrett LogueBalasa Dinverno Foltz LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2020Mar 26, 2020
Michael J BukataMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 25, 2020Feb 21, 2020
Ashley Marie QuickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 25, 2020Feb 28, 2020
Brian Joseph WorganLPL Financial LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2020Apr 24, 2024 (1540 d)
Vanessa I. JourdanSouthern Wealth Management Llp independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2020Sep 7, 2021 (610 d)
Michael Sean DuganBok Financial Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2019Nov 11, 2019
Aaron Scott ClarkBok Financial Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2019Nov 11, 2019
Lisa Ann MoberlyBok Financial Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2019Nov 12, 2019
Eron Nicholas ReyesSeaside Wealth Management, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 27, 2019Jan 9, 2020 (43 d)
Lawrence Jeffrey SacksSnow Creek Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Oct 31, 2019
Leona Kay EdwardsSnow Creek Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Oct 31, 2019
Brittany Nicole WilliamsAdvice And Planning Services BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2019Jan 10, 2020 (56 d)
Nathan Robert AndersonTd Ameritrade Investment Management, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2019Nov 27, 2019 (35 d)
Kelli Marie HernandezWealth Covenant Group LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2019Nov 6, 2019
Stephen Anthony MutoBalasa Dinverno Foltz LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2019Oct 23, 2019
Edward Graham DulinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2019Sep 20, 2019
Robert Graham ButlerCedar Rowe Partners independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2019Feb 20, 2020 (202 d)
Steven Mark SheldonSms Capital Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2019Jul 1, 2019
Douglas Edward CarrollSms Capital Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2019Jul 1, 2019
Jared Anthony GruszczynskiValmark Advisers, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2019Oct 31, 2019 (126 d)
Ross Vincent MenkeLyndale Financial unclassifiedMariner BD affiliatedOtherJun 17, 2019Jun 3, 2019
Faith Read XenosSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 5, 2019
Marc Harris SingerSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 7, 2019
Juda Eli SchechterSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jul 17, 2019 (36 d)
Neil Robert SoslerSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 6, 2019
Lonny Seth GreenbergSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 6, 2019
Alejandro ZayasSinger Xenos Schechter Sosler Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 5, 2019
Lauren Michele ReedGeneos Wealth Management, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2019Feb 4, 2025 (2072 d)
Nelson Robert MatzenPland Financial unclassifiedMariner BD affiliatedOtherMay 31, 2019Jun 10, 2019
Joseph Edward StraussAuthent Advisors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2019Apr 1, 2019
Jeremiah Curtis GriffithAuthent Advisors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2019Apr 1, 2019
Christopher Paul BixbyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2019May 10, 2019
Robert M VogelJfs Wealth Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2019Apr 8, 2019
James Jason TinsleyTwo West Capital Advisors LLC institutionalMariner BD affiliatedOtherApr 4, 2019Apr 5, 2019
James Reed DavisWoodbury Financial Services, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherApr 4, 2019May 15, 2019 (41 d)
Jeffrey David BittnerOsaic Fa, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2019Apr 8, 2019
Ryan Neal EatherlyMartin Financial Group, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 22, 2019Feb 2, 2021 (683 d)
Afton Rochelle YaegerMartin Financial Group, LLC independent RIAMariner independent RIARIA to RIAMar 22, 2019Feb 1, 2019
Michael R GosneyMartin Financial Group, LLC independent RIAMariner independent RIARIA to RIAMar 22, 2019Feb 1, 2019
Sarah CattanMartin Financial Group, LLC independent RIAMariner independent RIARIA to RIAMar 22, 2019Feb 1, 2019
Deann Michele ElmoreWaddell & Reed BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2019Apr 3, 2019
Russell James Pixler1st Global Advisors Inc BD affiliatedMariner independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Mar 15, 2019
Tyler Steven BakerWillis Johnson Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2019Apr 2, 2019
Li Yan MoyUBS Financial Services Inc. wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2019Apr 16, 2025 (2234 d)
Billie Stanley MurskiPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 7, 2019
Sydney Adele MotesPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Dana Nathaniel WeinsteinPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Todd Edward HanslikPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Michael David ContantPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Jeffrey Ronald SwantkowskiPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Anna Maria JonesPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Meredith Jamail RicePatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Andrew Paul KulhaPatriot Wealth Management, Inc. independent RIAMariner independent RIARIA to RIAFeb 4, 2019Jan 2, 2019
Johnathan Michael AelmoreMercer Global Advisors Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 1, 2019Mar 28, 2019 (55 d)
Dennis Peter NotchickSafeguard Investment Advisory Group, LLC independent RIAMariner independent RIARIA to RIAJan 16, 2019Jan 15, 2019
Kristen Nicole MeyerOnedigital otherMariner independent RIAOtherJan 15, 2019Feb 8, 2019
Brett Peter WysopalRBC Capital Markets, LLC national BDMariner independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2019Jan 24, 2019
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