DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
754 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Nolan Bearden | LPL Financial LLC other | Cwm, LLC other | Other | Jan 27, 2016 | Oct 31, 2014 |
| Angela Marie Caballero | LPL Financial LLC other | Cwm, LLC other | Other | Jan 14, 2016 | Jan 28, 2015 |
| Eric John Mcewan | LPL Financial LLC other | Cwm, LLC other | Other | Jan 14, 2016 | Oct 16, 2015 |
| Camille Koppenberg | LPL Financial LLC other | Cwm, LLC other | Other | Jan 14, 2016 | Sep 9, 2015 |
| Matthew Mark Glatt | Osaic Institutions, Inc. other | Cwm, LLC other | Other | Dec 31, 2015 | Jan 19, 2016 |
| Jeffrey Paul Kastner | Gaam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Nov 30, 2015 | Aug 20, 2014 |
| Jonathan Andrew Moyer | First Allied Advisory Services, Inc. other | Cwm, LLC other | Other | Nov 23, 2015 | Jan 17, 2017 (421 d) |
| Jonathan Andrew Moyer | Aviso Wealth Management other | Cwm, LLC other | Other | Nov 18, 2015 | Jan 17, 2017 (426 d) |
| Michael Gary Edwards | LPL Financial LLC other | Cwm, LLC other | Other | Oct 29, 2015 | Mar 20, 2014 |
| Bradley S Doyle | LPL Financial LLC other | Cwm, LLC other | Other | Oct 29, 2015 | Jul 23, 2014 |
| Alan Lee Wright | LPL Financial LLC other | Cwm, LLC other | Other | Oct 28, 2015 | May 10, 2013 |
| Jamie Marie Carroll | LPL Financial LLC other | Cwm, LLC other | Other | Oct 28, 2015 | Apr 24, 2013 |
| Brent Wayne Whiddon | Beam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Oct 2, 2015 | Jan 21, 2015 |
| William Bailey Cave | Beam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Oct 2, 2015 | Jan 26, 2015 |
| Todd Joseph Melerine | LPL Financial LLC other | Cwm, LLC other | Other | Sep 14, 2015 | Sep 14, 2015 |
| Melanie Jo Housden | Edward Jones national BD | Cwm, LLC other | Other | Sep 11, 2015 | Sep 10, 2015 |
| Shanna Marie Templeton | Ausdal Financial Partners, Inc. other | Cwm, LLC BD affiliated | Other | Jul 31, 2015 | May 19, 2023 (2849 d) |
| Kristopher Alan Heig | Td Ameritrade Investment Management, LLC other | Cwm, LLC other | Other | Jul 2, 2015 | Jan 19, 2017 (567 d) |
| Kristopher Alan Heig | Td Ameritrade, Inc. no RAUM | Cwm, LLC other | Other | Jul 2, 2015 | Jan 19, 2017 (567 d) |
| Debra Helen Taylor | Private Advisor Group, LLC other | Cwm, LLC other | Other | Jun 12, 2015 | Jun 12, 2015 |
| Steven Vincent Gelber | Private Advisor Group, LLC other | Cwm, LLC other | Other | Jun 12, 2015 | Jun 18, 2015 |
| Tyler J Silverthorn | Cig Asset Management, Inc. other | Cwm, LLC other | Other | Jan 9, 2015 | Mar 5, 2015 (55 d) |
| Kevin White | Edward Jones national BD | Cwm, LLC other | Other | Jan 9, 2015 | Jan 12, 2015 |
| Christopher Wayne Abla | Edward Jones national BD | Cwm, LLC other | Other | Dec 23, 2014 | Jan 2, 2015 |
| Ronald Steven Lee | Msi Financial Services, Inc. other | Cwm, LLC other | Other | Dec 22, 2014 | Mar 23, 2015 (91 d) |
| Wesley Jay Cumbie | LPL Financial LLC other | Cwm, LLC other | Other | Dec 19, 2014 | Oct 7, 2014 |
| Brandon Kyle Woodard | LPL Financial LLC other | Cwm, LLC other | Other | Dec 19, 2014 | Oct 6, 2014 |
| Chris Smith | LPL Financial LLC other | Cwm, LLC other | Other | Dec 19, 2014 | Oct 7, 2014 |
| Clifford John York | Cetera Investment Advisers LLC other | Cwm, LLC other | Other | Dec 17, 2014 | Jan 15, 2015 |
| Mohamed Sayeed Ali | LPL Financial LLC other | Cwm, LLC other | Other | Nov 19, 2014 | Aug 8, 2014 |
| Leonard Thomas Arthur Hirst | Hirst Wealth Management, Inc. other | Cwm, LLC other | Other | Oct 16, 2014 | Jul 21, 2014 |
| Michael Anthony Spiegler | Gaam Wealth Advisors, Inc. other | Cwm, LLC other | Other | Sep 11, 2014 | Sep 11, 2014 |
| Richard Roberts Robie | LPL Financial LLC other | Cwm, LLC other | Other | Sep 8, 2014 | Jun 16, 2014 |
| Jeffrey Paul Fattig | LPL Financial LLC other | Cwm, LLC other | Other | Sep 8, 2014 | Jun 13, 2014 |
| Steven John Synowicki | Securities America Advisors, Inc. other | Cwm, LLC other | Other | Sep 4, 2014 | Aug 22, 2016 (718 d) |
| Steven Craig Henningson | Creative Planning Institutional Advisors, LLC other | Cwm, LLC independent RIA | Other | Jul 23, 2014 | Jul 17, 2018 (1455 d) |
| Faron Lee Alan Daugs | LPL Financial LLC other | Cwm, LLC other | Other | Jul 10, 2014 | Mar 6, 2014 |
| Christopher George Nichols | Nfp Advisor Services, LLC other | Cwm, LLC other | Other | Jun 3, 2014 | Jun 11, 2014 |
| Mark Harvey Schlipman | LPL Financial LLC other | Cwm, LLC other | Other | Apr 28, 2014 | Oct 29, 2013 |
| Robert Joe Holdford | LPL Financial LLC other | Cwm, LLC other | Other | Apr 7, 2014 | Feb 10, 2014 |
| Faron Lee Alan Daugs | Harrison Wallace Financial Group unclassified | Cwm, LLC other | Other | Mar 31, 2014 | Mar 6, 2014 |
| Michael Gary Edwards | Private Advisor Group, LLC other | Cwm, LLC other | Other | Mar 21, 2014 | Mar 20, 2014 |
| Bradley Allen Dillon | LPL Financial LLC other | Cwm, LLC other | Other | Feb 21, 2014 | Oct 9, 2013 |
| William Vernon Peterman | Money Concepts Advisory Service other | Cwm, LLC other | Other | Jan 31, 2014 | Jan 31, 2014 |
| Nathaniel J Boyle | Money Concepts Advisory Service other | Cwm, LLC other | Other | Jan 31, 2014 | Feb 11, 2014 |
| Neal Anthony Mcgrath | Private Advisor Group, LLC other | Cwm, LLC other | Other | Dec 10, 2013 | Dec 9, 2013 |
| Thomas Scott Brown | Private Advisor Group, LLC other | Cwm, LLC other | Other | Dec 10, 2013 | Dec 10, 2013 |
| Benjamin Louis Lodico | Private Advisor Group, LLC other | Cwm, LLC other | Other | Dec 10, 2013 | Dec 10, 2013 |
| Daniel Todd Barker | LPL Financial LLC other | Cwm, LLC other | Other | Dec 4, 2013 | Apr 24, 2013 |
| Daniel Todd Barker | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | Apr 24, 2013 |
| Michael Shane David | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | Apr 24, 2013 |
| Alan Lee Wright | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | May 10, 2013 |
| Jeffrey Wayne Maynard | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | Apr 24, 2013 |
| Jamie Marie Carroll | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | Apr 24, 2013 |
| Joanna Rogers | Pinnacle Financial Group unclassified | Cwm, LLC other | Other | Oct 4, 2013 | Apr 24, 2013 |
| Bradley Allen Dillon | Dillon Wealth Management unclassified | Cwm, LLC other | Other | Sep 3, 2013 | Oct 9, 2013 (36 d) |
| Darwin Joseph Lindsey | Dillon Wealth Management unclassified | Cwm, LLC other | Other | Sep 3, 2013 | Oct 29, 2013 (56 d) |
| Teresa Elizabeth Milner | Principal Securities, Inc. other | Cwm, LLC other | Other | Apr 15, 2013 | May 20, 2013 (35 d) |
| Scott Douglas Ford | LPL Financial LLC other | Cwm, LLC other | Other | Mar 27, 2013 | Jul 30, 2012 |
| John Edward Saunders | LPL Financial LLC other | Cwm, LLC other | Other | Mar 27, 2013 | Jul 30, 2012 |