| Vernon Cunningham | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Nov 13, 2012 | Nov 21, 2012 |
| Brian David Robinson | Waddell & Reed other | Private Advisor Group, LLC other | Other | Oct 29, 2012 | Nov 15, 2012 |
| Dolman Winston Vineyard | Waddell & Reed other | Private Advisor Group, LLC other | Other | Oct 29, 2012 | Nov 20, 2012 |
| Steven Louis Coppola | Strategic Advisers LLC national BD | Private Advisor Group, LLC other | Other | Oct 16, 2012 | Nov 21, 2012 (36 d) |
| Raymond Joseph Angelo | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC other | Other | Sep 21, 2012 | Sep 17, 2012 |
| Ralph Michael Wasiakowski | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Sep 19, 2012 | Sep 6, 2012 |
| Brian D Platt | Cetera Advisor Networks LLC other | Private Advisor Group, LLC other | Other | Sep 18, 2012 | Sep 13, 2012 |
| Richard Daniel Gregory | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Sep 17, 2012 | Oct 9, 2012 |
| David Michael Dahan | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Sep 11, 2012 | Aug 29, 2012 |
| Kevin Patrick Yurko | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Sep 11, 2012 | Aug 29, 2012 |
| Tamar Mogilski | Msi Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Aug 20, 2012 | Aug 14, 2012 |
| Mark Ailer Mcmahon | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC other | Other | Aug 15, 2012 | Aug 9, 2012 |
| Paul C Impellizeri | Capital One Financial Advisors LLC unclassified | Private Advisor Group, LLC other | Other | Aug 10, 2012 | Sep 26, 2012 (47 d) |
| Michael Lawrence Simonich | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | Aug 9, 2012 | Feb 28, 2013 (203 d) |
| Judy Lee Esau | Research Financial Strategies other | Private Advisor Group, LLC other | Other | Aug 3, 2012 | Aug 3, 2012 |
| Ronald Eugene Fisher | Research Financial Strategies other | Private Advisor Group, LLC other | Other | Aug 3, 2012 | Jul 31, 2012 |
| Jeffrey M Mutchler | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Aug 3, 2012 | Nov 1, 2013 (455 d) |
| William Wesley Neighbors | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Jul 25, 2012 | Jul 27, 2012 |
| Jeffrey Michael Tracey | Osaic Fa, Inc. other | Private Advisor Group, LLC other | Other | Jul 25, 2012 | Jul 25, 2012 |
| Hal David Guy | Osaic Fa, Inc. other | Private Advisor Group, LLC other | Other | Jul 24, 2012 | Jul 24, 2012 |
| Elaine Marie Potash | Founders Financial Securities, LLC other | Private Advisor Group, LLC other | Other | Jul 23, 2012 | Jul 23, 2012 |
| Ryland Charles Hakon Hanstad | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Jul 17, 2012 | Jul 19, 2012 |
| Mark Anthony Newbould | Chase Investment Services Corp. other | Private Advisor Group, LLC other | Other | Jul 3, 2012 | Jul 3, 2012 |
| Paul Jacob Kitzrow | Woodbury Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Jun 27, 2012 | Jun 21, 2012 |
| Paul William Holjes | Msi Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Jun 12, 2012 | Jun 4, 2012 |
| Charles Albert Mcglynn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Jun 5, 2012 | Jun 4, 2012 |
| Michael Patrick Desaulnier | Stifel, Nicolaus & Company, Incorporated national BD | Private Advisor Group, LLC other | Other | Jun 4, 2012 | Jun 1, 2012 |
| Robert Joseph Ditrani | Stifel, Nicolaus & Company, Incorporated national BD | Private Advisor Group, LLC other | Other | Jun 4, 2012 | Jun 1, 2012 |
| Mark Adam Opp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | May 31, 2012 | Jul 9, 2012 (39 d) |
| Christine M Schroeder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | May 31, 2012 | Dec 9, 2013 (557 d) |
| Michele Ann Randall | Robert W. Baird & Co. Incorporated other | Private Advisor Group, LLC other | Other | May 24, 2012 | May 29, 2012 |
| Antoine Troy Williams | Esi Financial Advisors other | Private Advisor Group, LLC other | Other | May 23, 2012 | Jun 7, 2012 |
| Raymond Zong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | May 22, 2012 | May 22, 2012 |
| Cynthia Klein Goldberg | Founders Financial Securities, LLC other | Private Advisor Group, LLC other | Other | May 18, 2012 | May 18, 2012 |
| Kalen Dobbins Baxter | Founders Financial Securities, LLC other | Private Advisor Group, LLC other | Other | May 18, 2012 | May 18, 2012 |
| Elaine Mueller Shanley | Founders Financial Securities, LLC other | Private Advisor Group, LLC other | Other | May 3, 2012 | May 4, 2012 |
| Douglas Clay Arthur | LPL Financial LLC other | Private Advisor Group, LLC other | Other | May 2, 2012 | May 3, 2012 |
| Joel Alan Miller | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Apr 24, 2012 | Dec 4, 2012 (224 d) |
| Tony Roscoe Pruitt | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Apr 18, 2012 | Jun 12, 2018 (2246 d) |
| Mark F Kelly | Kremer & Associates, Inc. unclassified | Private Advisor Group, LLC other | Other | Apr 12, 2012 | Feb 25, 2012 |
| Brad Joseph Schneider | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | Apr 3, 2012 | Mar 30, 2012 |
| Edward Michael Sep | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Mar 27, 2012 | Mar 27, 2012 |
| James Kenneth Lyons | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Feb 17, 2012 | Feb 27, 2012 |
| Conor Francis Delaney | Waddell & Reed other | Private Advisor Group, LLC other | Other | Feb 15, 2012 | Feb 7, 2012 |
| Duane John Smith | Edward Jones national BD | Private Advisor Group, LLC other | Other | Feb 3, 2012 | May 30, 2012 (117 d) |
| Gary Scott Sluck | Northwestern Mutual Investment Services,LLC other | Private Advisor Group, LLC other | Other | Feb 1, 2012 | Feb 1, 2012 |
| Scott Ira Gutman | Edward Jones national BD | Private Advisor Group, LLC other | Other | Jan 30, 2012 | Jan 27, 2012 |
| Anindita Dhar | Osaic Fa, Inc. other | Private Advisor Group, LLC other | Other | Jan 9, 2012 | May 31, 2013 (508 d) |
| Adam J Schorr | Uvest Financial Services Group, Inc. unclassified | Private Advisor Group, LLC BD affiliated | Other | Dec 31, 2011 | Mar 16, 2023 (4093 d) |
| Robert Bruce Cumming | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Dec 23, 2011 | Dec 7, 2011 |
| Daniel Scott Cohen | Msi Financial Services, Inc. other | Private Advisor Group, LLC independent RIA | Other | Dec 22, 2011 | Sep 13, 2019 (2822 d) |
| Matthew Timothy Meagher | LPL Financial LLC other | Private Advisor Group, LLC other | Other | Dec 21, 2011 | Jun 10, 2011 |
| Mark Richard Ziemba | Ic Advisory Services, Inc. other | Private Advisor Group, LLC other | Other | Dec 20, 2011 | Sep 14, 2012 (269 d) |
| Richard Brian Welsh | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC other | Other | Dec 19, 2011 | Dec 13, 2011 |
| William Francis Hoffman | Questar Asset Management, Inc. other | Private Advisor Group, LLC other | Other | Dec 15, 2011 | Dec 12, 2011 |
| William G Ryon | Ridgeway Conger Advisory Services other | Private Advisor Group, LLC other | Other | Dec 12, 2011 | Sep 13, 2017 (2102 d) |
| Daniel W Rowles | Ridgeway Conger Advisory Services other | Private Advisor Group, LLC other | Other | Dec 12, 2011 | Dec 12, 2011 |
| Mark Luchesa | Cadaret Grant & Co Inc other | Private Advisor Group, LLC other | Other | Nov 30, 2011 | Dec 6, 2011 |
| Martin Barry Lader | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Nov 4, 2011 | May 27, 2014 (935 d) |
| Melissa A Ciotoli | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Oct 17, 2011 | Oct 17, 2011 |