DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Coldstream Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine Anne QuickRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Oct 12, 2021
Katelyn Elizabeth SpanglerRosenbaum Financial independent RIAColdstream Wealth Management independent RIARIA to RIAMar 31, 2022Oct 11, 2021
Kristi Ann PanzaMerriman independent RIAColdstream Wealth Management independent RIARIA to RIAJan 5, 2022Feb 18, 2022 (44 d)
Aaron TuckerGoldman Sachs Wealth Services, L.P. BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2021Nov 15, 2021
William F. Vipond Jr.Viitae Capital Advisors, LLC unclassifiedColdstream Wealth Management independent RIAOtherAug 27, 2021Sep 15, 2021
Corey James DallasScs independent RIAColdstream Wealth Management independent RIARIA to RIAAug 2, 2021Oct 7, 2021 (66 d)
Eric Martin SchuehleParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Joshua E HarrisParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Anne Marie StonichParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Heather Lee KesslerParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Claudina Elizebeth CampbellParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
David Kenneth McintoshParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Kyle Berkley LarsonParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
David Bertram BigelowParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 23, 2021
Katherine M BerntsonParacle Advisors LLC independent RIAColdstream Wealth Management independent RIARIA to RIAJun 23, 2021Jun 24, 2021
Gunnar Martin IldhusoPacific Portfolio Consulting, LLC mixed wealthColdstream Wealth Management independent RIARIA to RIAMay 19, 2021Jun 10, 2021
Ian Brooks CurtissPathstone independent RIAColdstream Wealth Management independent RIARIA to RIAApr 23, 2021May 27, 2021 (34 d)
Brittany Serles GabeleinSeidman Private Advisors LLC no RAUMColdstream Wealth Management independent RIAOtherMar 12, 2021Oct 2, 2023 (934 d)
Jason Michael ThonssenIntegrity Financial Corporation independent RIAColdstream Wealth Management independent RIARIA to RIADec 23, 2020May 7, 2021 (135 d)
Noel SanchezEquitable Advisors, LLC national BDColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Jun 24, 2021 (281 d)
Henry Evans WurstCuna Brokerage Services, Inc. BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2020Jul 12, 2021 (377 d)
Daniels Petera Dels VoyteshonockOppenheimer & Co. Inc. BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2020Aug 6, 2020 (41 d)
Colby Chance StirratMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColdstream Wealth Management independent RIAWirehouse to independent RIANov 14, 2019Jan 13, 2020 (60 d)
Frances Young LeeSteward Partners Investment Solutions, LLC independent RIAColdstream Wealth Management independent RIARIA to RIAMay 20, 2019May 29, 2019
Mustafa Hma BinnsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseColdstream Wealth Management independent RIAWirehouse to independent RIAMay 16, 2019Jan 13, 2020 (242 d)
George PierceBoone Wealth Advisors, LLC independent RIAColdstream Wealth Management independent RIARIA to RIAApr 1, 2019Sep 6, 2019 (158 d)
Clarissa CandelarioAmeriprise Financial Services, LLC national BDColdstream Wealth Management otherOtherFeb 16, 2017Mar 20, 2017 (32 d)
John FairclothGeorge R. Pierce & Associates, LLC unclassifiedColdstream Wealth Management otherOtherAug 8, 2016Feb 4, 2016
Elaina Kirsten ShemetaGeorge R. Pierce & Associates, LLC unclassifiedColdstream Wealth Management otherOtherAug 8, 2016Dec 9, 2015
Voneen Camille BrightLanark Financial, Inc. otherColdstream Wealth Management otherOtherApr 29, 2016May 10, 2016
George Richard PierceLPL Financial LLC otherColdstream Wealth Management otherOtherMar 9, 2016Mar 2, 2016
Garrett Gordon DeanPetersen Hastings Wealth Advisors, Inc. otherColdstream Wealth Management otherOtherJan 14, 2016Jan 13, 2016
Jacob David MahoneyRobert W. Baird & Co. Incorporated otherColdstream Wealth Management independent RIAOtherNov 4, 2015Jul 8, 2019 (1342 d)
David Edwin PowersSandy Cove Advisors, LLC otherColdstream Wealth Management otherOtherApr 3, 2015Dec 3, 2014
Alexandra Fitts LambertRaymond James Financial Services Advisors, Inc otherColdstream Wealth Management otherOtherJul 17, 2014Dec 9, 2015 (510 d)
Brian Russell VowinkelU.S. Bancorp Investments, Inc. otherColdstream Wealth Management independent RIAOtherJun 11, 2014Mar 7, 2019 (1730 d)
Colleen R. PedeySchwab Wealth Advisory, Inc. otherColdstream Wealth Management independent RIAOtherFeb 1, 2013Nov 16, 2021 (3210 d)
Nina Jeanne RoseSchwab Wealth Advisory, Inc. otherColdstream Wealth Management otherOtherDec 11, 2012Dec 3, 2014 (722 d)
Simran BajajEquitable Advisors, LLC national BDColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2011Sep 30, 2021 (3860 d)
Randall Craig BuckAppropriate Balance Financial Services Inc otherColdstream Wealth Management otherOtherFeb 17, 2011Jan 24, 2011
Joe Louis CervantesAppropriate Balance Financial Services Inc otherColdstream Wealth Management otherOtherFeb 17, 2011Jan 24, 2011
Jason David PretiAppropriate Balance Financial Services Inc otherColdstream Wealth Management otherOtherFeb 17, 2011Jan 24, 2011
Richard Allen MerrifieldPacific West Financial Consultants Inc otherColdstream Wealth Management otherOtherJan 27, 2011Jan 24, 2011
Rafael Antonio VillagranRigel Capital LLC unclassifiedColdstream Wealth Management otherOtherJun 30, 2010Aug 1, 2017 (2589 d)
Philip Thomas PlattAppropriate Balance Financial Services Inc otherColdstream Wealth Management otherOtherMay 20, 2009Oct 21, 2014 (1980 d)
Daniel Raymond FigliolaStrategic Advisers LLC national BDColdstream Wealth Management otherOtherMar 19, 2008Jan 22, 2008
Jonas Lincoln MeansAmeriprise Financial Services, LLC national BDColdstream Wealth Management otherOtherApr 19, 2007Apr 24, 2007
Roger Lane JohnsonWestern Pacific Investment Advisers Inc unclassifiedColdstream Wealth Management otherOtherSep 30, 2005Oct 7, 2005
James Matthew WalshLPL Financial LLC otherColdstream Wealth Management otherOtherMar 15, 2003Oct 9, 2006 (1304 d)
Paul Francis VermilyaWestern Pacific Investment Advisers Inc unclassifiedColdstream Wealth Management otherOtherMar 12, 2003Mar 17, 2003
Kori Linn AllenWestern Pacific Investment Advisers Inc unclassifiedColdstream Wealth Management otherOtherMar 12, 2003Mar 17, 2003
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111 moves match.