DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Lynn Van MoppesAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 12, 2026Jun 12, 2026
Evan Michael DillmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 12, 2026Jun 9, 2026
Margaret Helene YouchAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 8, 2026May 29, 2026
Robert Joseph Charles YouchAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 8, 2026May 29, 2026
Loretta ChiofoloOsaic Wealth, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 3, 2026Jun 1, 2026
Katherine Elizabeth GliddenBeauport Financial Services, LLC state registeredWells Fargo Advisors wirehouseOtherJun 3, 2026Jun 17, 2026
Robert Michael GonzalezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 29, 2026Jun 12, 2026
Kyle ApplingAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 15, 2026
Brian C GintyOsaic Wealth, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 18, 2026
Christopher Patrick KellyRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 14, 2026
Bret Anthony SchertzRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 14, 2026
Shannon L. BeauchampRBC Capital Markets, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 14, 2026
Emily A LanderholmAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2026May 15, 2026
Joann Joice ShytleAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 26, 2026May 15, 2026
Coty Tyler SchnakeCitizens Securities, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 21, 2026May 21, 2026
Martin SohovichAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 20, 2026May 15, 2026
Marni HandelThe Herbst Group, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 19, 2026Jul 29, 2026 (71 d)
Deborah Mary MansourEquitable Advisors, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 19, 2026May 18, 2026
Jayden PattersonFirst Command Advisory Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMay 19, 2026May 19, 2026
Cynthia Ann MichaelBelpointe Asset Management LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 14, 2026May 12, 2026
Jeffrey Lawrence WangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Corey Bren StreimMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Brian P MerrickStratos Wealth Advisors LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 12, 2026May 5, 2026
Joseph D IlgMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Kyle John NapolitanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
John William RizzoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Alyssa OviasogieMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Daniel Jason SpornMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 12, 2026May 11, 2026
Katherine Marie StrainUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 11, 2026Apr 28, 2026
Jason KariukiJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 10, 2026May 8, 2026
Jesse PerezUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 1, 2026May 6, 2026
Reese Philip BoehmeMML Investors Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 30, 2026May 28, 2026
Jonathan David EskridgeUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 27, 2026Apr 16, 2026
Eric Lee EskridgeUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 27, 2026Apr 16, 2026
Raymond Charles CheraOsaic Wealth, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 22, 2026Apr 20, 2026
Daniel ElbazOsaic Wealth, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 22, 2026Apr 20, 2026
Kenneth James WiseUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Spencer Decker StoneUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Kristie HoweUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Jason Bradford TyoUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Michael Scott McculloughUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Mitchel J WiseUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Kenneth James WiseUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Apr 10, 2026
Alicia Marie MondayUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 21, 2026Aug 19, 2026 (120 d)
Virginia Anne KoontzSteward Partners Investment Advisory, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 16, 2026Apr 9, 2026
Lauren Marisa TakushiLPL Enterprise, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 15, 2026Apr 7, 2026
Joycelyn Love TranLPL Enterprise, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 15, 2026Apr 7, 2026
Christopher Charles KramerAmeritas Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 13, 2026Mar 23, 2026
Toril Ashton McguiganEdward Jones national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 13, 2026Apr 9, 2026
Andrea Murphy DoolanUBS Financial Services Inc. wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 7, 2026Mar 27, 2026
Rex WangLPL Enterprise, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 6, 2026Apr 7, 2026
Brian Charles BlagdonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 6, 2026Apr 24, 2026
Nicholas Joseph MeyerTlg Advisors, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 2, 2026Apr 7, 2026
Yeghishe AyvazyanOsaic Institutions, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 1, 2026Apr 1, 2026
Alexander C AndersonLPL Financial LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseApr 1, 2026Mar 18, 2026
Eric Wayne RaaschAmeritas Advisory Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 31, 2026Mar 23, 2026
Connor BuckOsaic Wealth, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 31, 2026Apr 16, 2026
Mark David KopkinStifel, Nicolaus & Company, Incorporated national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2026Mar 16, 2026
Scott Robert EnglehardtStifel, Nicolaus & Company, Incorporated national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2026Mar 13, 2026
John Jason BishStifel Independent Advisors, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2026Mar 11, 2026
Page 2 of 35PreviousNext
2,042 moves match.