DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael RochonchouBcg Securities, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2020May 1, 2020
Donald Jeffrey BuckleyNext Financial Group, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2020May 1, 2020
Michael Anthony VoliniSantander Securities BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2020Mar 5, 2020
Brian Douglas TrainerBb&T Securities, LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2020Feb 11, 2020
Michael Loren NicholsFaithward Advisors, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherDec 19, 2019Oct 31, 2013
Ernest Fulton CaveMML Investors Services, LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2019Nov 12, 2019
Paul William AdamoEsi Financial Advisors BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2019Nov 5, 2019
Ronit RogoszinskiSlatestone Wealth LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIASep 26, 2019Aug 23, 2019
Robert Anthony StudniarzStratos Wealth Partners, Ltd independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIASep 17, 2019Aug 30, 2019
Andrew WardLPL Financial LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2019Sep 3, 2019
Louis Robert HeryRaymond James Financial Services Advisors, Inc BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2019Aug 28, 2019
Lydia C StephensNext Financial Group, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Jul 9, 2019
Anubhav MullickCetera Advisors LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2019May 21, 2019
John ZupkaCetera Advisors LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2019May 28, 2019
Michael John MurphyCetera Advisors LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2019May 14, 2019
Evan Joshua LevyMorgan Stanley wirehouseAmerican Portfolios Advisors, Inc independent RIAWirehouse to independent RIAMay 6, 2019Jun 10, 2019 (35 d)
Wayne Richard BrunckQuestar Asset Management, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2019Feb 19, 2019
Keith MotuseskyAllstate Financial Advisors, LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2019Feb 8, 2021 (732 d)
John Fitzgerald CullinanTd Private Client Wealth LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2019Jan 23, 2019
Edward Joseph TravagliantiTd Private Client Wealth LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2019Jan 23, 2019
Louis Adam GoldmanQuestar Asset Management, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2019Jan 24, 2019
Curt Arri SchultzbergPeople'S United Advisors, Inc. mixed wealthAmerican Portfolios Advisors, Inc independent RIARIA to RIAJan 22, 2019Mar 11, 2019 (48 d)
George ZobianQuestar Asset Management, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2019Jan 4, 2019
Richard Eric WesterbergNortheast Asset Management LLC no RAUMAmerican Portfolios Advisors, Inc independent RIAOtherDec 31, 2018Sep 27, 2018
G Scott DiddelQuestar Asset Management, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Feb 7, 2019 (38 d)
Charles Eugene WilliamsQuestar Asset Management, Inc. BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Feb 15, 2019 (46 d)
Vincent MallonEsi Financial Advisors BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Feb 6, 2019 (41 d)
Alexander ZingerIndependent Financial Group, LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Jan 4, 2019 (32 d)
Neil Mccarthy EglestonNortheast Asset Management LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIANov 9, 2018Nov 8, 2018
Andrew Lawrence ZorovichConcourse Financial Group Advisors BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Oct 2, 2018
Jeffrey James McavaddyConcourse Financial Group Advisors BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Oct 9, 2018
Michael James GallagherNortheast Asset Management LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIAOct 15, 2018Oct 5, 2018
Lawrence J BrownPark Avenue Securities LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2018Nov 6, 2018
Daniel Peter LarsenCetera Advisor Networks LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2018Nov 8, 2018 (34 d)
Tasha Ladonna WebieUBS Financial Services Inc. wirehouseAmerican Portfolios Advisors, Inc independent RIAWirehouse to independent RIAOct 4, 2018Sep 25, 2020 (722 d)
Paul Murdock GreenEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Sep 24, 2018
David Michael PulciniEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 17, 2018
John Paul HarmsEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 17, 2018
Joseph A PrestigiacomoEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 17, 2018
Alexander Guy NeriEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 17, 2018
Marshal Adam ScheidtEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Aug 20, 2018
David Sunichi WestnedgeEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2018Aug 1, 2018
Kevin LamsonFaithward Advisors, LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIAAug 1, 2018Jun 7, 2018
Richard Victor NicolichLPL Financial LLC independent RIAAmerican Portfolios Advisors, Inc independent RIARIA to RIAJun 19, 2018Jul 31, 2018 (42 d)
Corey Michael BrodskyMML Investors Services, LLC BD affiliatedAmerican Portfolios Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2018Jun 5, 2019 (393 d)
Lawrence Nicholas PassarettiProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 4, 2018
David Joseph MottesProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Louise Deluca FallicaProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 11, 2018
Thomas J MullerProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 3, 2018
Colette Rebecca BitzasProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Kenneth William HauckProfessional Planning Services otherAmerican Portfolios Advisors, Inc independent RIAOtherMar 27, 2018Apr 6, 2018
Patrick Christian McgovernProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Andrew Charles TomlinsonProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Rabin KaydanianProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Edward V VronaProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Nicole Elyse WoodProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
John Patrick BryantWells Fargo Advisors wirehouseAmerican Portfolios Advisors, Inc otherOtherMar 21, 2018Mar 5, 2018
Daniel Lawrence PolanskyWells Fargo Advisors wirehouseAmerican Portfolios Advisors, Inc otherOtherMar 21, 2018Mar 5, 2018
Thomas George GoodwinSummit Equities Inc otherAmerican Portfolios Advisors, Inc otherOtherMar 8, 2018Mar 12, 2018
Derek John RussellHornor, Townsend & Kent, LLC otherAmerican Portfolios Advisors, Inc otherOtherMar 2, 2018Feb 14, 2018
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414 moves match.