DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cary Street Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Joseph CottamKensington Financial Advisors LLC independent RIACary Street Partners independent RIARIA to RIAMay 23, 2022Mar 22, 2022
James Michael ChildressDixon, Hubard, Feinour & Brown, Inc. independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2022Jan 12, 2023 (372 d)
Tyler VitaleSecurian Financial Services, Inc. BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2021Dec 2, 2024 (1083 d)
Russell Todd JonesEdward Jones national BDCary Street Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2021Jun 12, 2021
Paula Demars MeganFidelity Personal And Workplace Advisors BD affiliatedCary Street Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2021Jul 15, 2021 (71 d)
Michael Claude ProvineTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 9, 2020
Casey John WieczorekTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 1, 2020
Michael Anthony CicconeTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jul 15, 2020
Alan Joel ReefTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2020Sep 23, 2020
Frani Michele FeitTradition Asset Management LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2020Jul 1, 2020
Susanna Adams DellingerWaypoint Advisors, LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankAug 20, 2020Jul 2, 2020
Nirali Raval TrovatoWaypoint Advisors, LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankAug 20, 2020Jul 2, 2020
Jeffrey BurgessBcs Wealth Management, LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2020Jan 24, 2020
Wesley Hamilton GallupGallup Wealth Consulting, LLC unclassifiedCary Street Partners BD affiliatedOtherJan 18, 2020Nov 18, 2019
Russell Rea KellerWells Fargo Advisors wirehouseCary Street Partners BD affiliatedWirehouse to affiliated broker-dealer or bankNov 5, 2018Nov 2, 2018
William Lawrence RichmondMorgan Stanley wirehouseCary Street Partners BD affiliatedWirehouse to affiliated broker-dealer or bankSep 27, 2018Mar 11, 2020 (531 d)
Terrance G EdwardsWells Fargo Advisors wirehouseCary Street Partners BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2018Sep 11, 2018 (39 d)
Raymond James ReibelEdelman Financial Services, LLC BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Apr 9, 2018
Christopher Bryan LawsonLPL Financial LLC independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 12, 2018Apr 6, 2018
Stewart Richard MasseyLeo Wealth, LLC otherCary Street Partners BD affiliatedOtherOct 5, 2017Sep 18, 2026 (3270 d)
Christina Elizabeth ToddMorgan Stanley wirehouseCary Street Partners otherOtherAug 15, 2017Aug 11, 2017
Andrea Louise SwopeStonecrest Advisors, Inc. mixed wealthCary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2017Jan 22, 2019 (670 d)
Melissa Diane Clemens WilliamsonWells Fargo Advisors wirehouseCary Street Partners otherOtherNov 29, 2016Mar 3, 2017 (94 d)
Edison F Parker Jr.Stifel, Nicolaus & Company, Incorporated national BDCary Street Partners otherOtherFeb 23, 2016Mar 11, 2016
Daniel Davis ParkerStifel, Nicolaus & Company, Incorporated national BDCary Street Partners otherOtherFeb 23, 2016Feb 12, 2016
Kevin OneilRafalko Investment Advisory, LLC otherCary Street Partners otherOtherDec 31, 2015Dec 6, 2017 (706 d)
Kevin SpenceWells Fargo Advisors wirehouseCary Street Partners otherOtherDec 7, 2015Feb 9, 2018 (795 d)
Edward Ignatius Anderson IIIPnc Wealth Management otherCary Street Partners otherOtherDec 2, 2015Jan 6, 2016 (35 d)
William Aquilla Allen IIAncora Wealth Management LLC unclassifiedCary Street Partners otherOtherMay 12, 2015May 13, 2015
Steven Michael ElefsonViking Wealth Advisors otherCary Street Partners otherOtherJan 30, 2015Feb 2, 2015
Melvin M McculloughCitigroup Global Markets Inc. otherCary Street Partners otherOtherJul 16, 2014Jul 10, 2014
Torry Christian ScottRiverstone Wealth Management otherCary Street Partners otherOtherDec 10, 2013Nov 1, 2013
Thomas Duane FaughtRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 1, 2013
Donald Raymond MoutonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Bobby Kyle CowandRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
William George NewbouldRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Azam Hassib JaberRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 4, 2013
Javier Omar LarreaRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
Raymond Albert DeragonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 18, 2013
Shawn Forrest MorganRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
Theodore Ray BurkhartRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Paul Kevin GautierRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Nancy Thi HoangRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Seth Michael WhitneyRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Maria PattonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Herbert Leo ModrakSuntrust Investment Services, Inc. otherCary Street Partners otherOtherNov 19, 2012Feb 1, 2013 (74 d)
Jason Michael ArditoFirst Horizon Advisors, Inc otherCary Street Partners otherOtherJul 6, 2011Jul 5, 2011
Maureen Anne MaciverFirst Tennessee Advisory Services, Inc. otherCary Street Partners otherOtherJun 2, 2011Jun 17, 2011
Rutherford Calvin BrysonGenspring Charleston, LLC unclassifiedCary Street Partners otherOtherMar 30, 2011Feb 28, 2014 (1066 d)
Robert Christopher WaltersBanc Of America Investment Services, Inc. unclassifiedCary Street Partners otherOtherAug 4, 2009Jul 31, 2009
Michael Finn MccoolBanc Of America Investment Services, Inc. unclassifiedCary Street Partners otherOtherAug 4, 2009Jul 31, 2009
Sheila L PenleyBanc Of America Investment Services, Inc. unclassifiedCary Street Partners otherOtherAug 4, 2009Jul 31, 2009
Karen Hawkridge LoganWells Fargo Advisors wirehouseCary Street Partners otherOtherJan 15, 2009Feb 11, 2009
Polly White CordleWells Fargo Advisors wirehouseCary Street Partners otherOtherDec 24, 2008Jun 9, 2015 (2358 d)
Cheri Ann LitzenburgCitigroup Global Markets Inc. otherCary Street Partners otherOtherOct 1, 2008Sep 16, 2008
Douglas Guy StewartWells Fargo Advisors wirehouseCary Street Partners otherOtherJul 3, 2007Jun 22, 2007
Theodore James BrownWells Fargo Advisors wirehouseCary Street Partners otherOtherJun 28, 2007Jun 22, 2007
Walter Donald BayneWells Fargo Advisors wirehouseCary Street Partners otherOtherJun 28, 2007Jun 22, 2007
Andre Gilberto PinedaWells Fargo Advisors wirehouseCary Street Partners otherOtherJun 28, 2007Jun 22, 2007
Astrid Rosemarie BlazekWells Fargo Advisors wirehouseCary Street Partners otherOtherJun 28, 2007Jun 22, 2007
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123 moves match.