DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Founders Financial Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Manuel Medeiros GoulartTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherApr 7, 2014Apr 7, 2014
Andrew Robert LambertsonTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherApr 7, 2014Apr 7, 2014
Charles Edward RobertsNew England Investment & Retirement Group, Inc. otherFounders Financial Securities, LLC otherOtherNov 19, 2013Nov 26, 2013
Mark Andrew TimmickBcg Securities, Inc. otherFounders Financial Securities, LLC otherOtherAug 13, 2013Aug 13, 2013
Paul Andrew FurtonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFounders Financial Securities, LLC otherOtherJul 22, 2013Jul 19, 2013
Matthew Patrick Pascarella1st Worldwide Advisors, LLC. otherFounders Financial Securities, LLC otherOtherMay 15, 2013Apr 22, 2013
Cindy Sprinkle EverlyMoney Concepts Advisory Service otherFounders Financial Securities, LLC otherOtherNov 19, 2012Nov 19, 2012
James Paul NunezBrokersxpress LLC otherFounders Financial Securities, LLC otherOtherAug 23, 2012Aug 21, 2012
Sarah Margaret WestbrookCarolinas Investment Consulting LLC otherFounders Financial Securities, LLC otherOtherAug 14, 2012Jan 16, 2014 (520 d)
Thomas Albert LampertNext Financial Group, Inc. otherFounders Financial Securities, LLC otherOtherMay 3, 2012May 3, 2012
James Charles MetzbowerFirst Command Financial Planning, Inc. otherFounders Financial Securities, LLC otherOtherMar 8, 2012Mar 1, 2012
John Francis DallavalleInvestors Capital Advisory otherFounders Financial Securities, LLC otherOtherJan 20, 2012Jan 17, 2012
Eric Joseph DallavalleInvestors Capital Advisory otherFounders Financial Securities, LLC otherOtherJan 20, 2012Jan 17, 2012
Anne Mccormick KarlowLPL Financial LLC otherFounders Financial Securities, LLC otherOtherMay 13, 2011Apr 29, 2011
Robert A GentnerLPL Financial LLC otherFounders Financial Securities, LLC otherOtherMay 13, 2011Apr 29, 2011
Ronald Paul HammonsLPL Financial LLC otherFounders Financial Securities, LLC otherOtherMay 10, 2011May 17, 2011
Forrest Webster BouyerSecurian Financial Services, Inc. otherFounders Financial Securities, LLC otherOtherFeb 17, 2011May 19, 2011 (91 d)
Robert Clement BarrySignator Investors, Inc. otherFounders Financial Securities, LLC otherOtherJan 7, 2011Oct 7, 2013 (1004 d)
Bernard Michael BowhuisQuestar Asset Management, Inc. otherFounders Financial Securities, LLC otherOtherSep 2, 2010Sep 1, 2010
William R WaltersWoodbury Financial Services, Inc. otherFounders Financial Securities, LLC otherOtherMay 25, 2010Jul 28, 2015 (1890 d)
Ray William WelchPrincipal Securities, Inc. otherFounders Financial Securities, LLC otherOtherNov 20, 2009Nov 19, 2009
Francisco Chuck MartinezInvestment Advisors Corp otherFounders Financial Securities, LLC otherOtherNov 17, 2009Mar 4, 2010 (107 d)
Raymond Brian MasseyTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherNov 6, 2009Nov 2, 2009
Luis E PadillaNew England Securities Corporation otherFounders Financial Securities, LLC otherOtherSep 21, 2009Sep 14, 2009
Jonathan Mitchel LipchinFirst Allied Advisory Services, Inc. otherFounders Financial Securities, LLC otherOtherJun 10, 2009Jun 1, 2009
Steven Anthony AquinoOsaic Fa, Inc. otherFounders Financial Securities, LLC otherOtherJun 2, 2009May 29, 2009
Charles Robert WolpoffOsaic Fa, Inc. otherFounders Financial Securities, LLC otherOtherJun 2, 2009May 29, 2009
Erik Lloyd SwensonAmeriprise Financial Services, LLC national BDFounders Financial Securities, LLC otherOtherJan 7, 2009Jun 26, 2009 (170 d)
Joanne Marie WoiteshekGwn Securities Inc. otherFounders Financial Securities, LLC independent RIAOtherDec 31, 2008Oct 24, 2025 (6141 d)
Michael Anthony D'AndreaMutual Service Corporation unclassifiedFounders Financial Securities, LLC otherOtherApr 29, 2008Apr 29, 2008
John Milton ZinaichOsaic Fs, Inc. otherFounders Financial Securities, LLC otherOtherFeb 22, 2008Feb 20, 2008
Jay Edward EstabrookOsaic Fa, Inc. otherFounders Financial Securities, LLC otherOtherNov 14, 2007Jan 6, 2015 (2610 d)
Bradley Matthew ShepherdTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC independent RIAOtherApr 18, 2007Jan 4, 2019 (4279 d)
Michael Owens BrooksTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherDec 31, 2006Jul 18, 2006
Alexander Ho LimTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherNov 21, 2006Nov 9, 2006
Christopher Lynch ImbachTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherNov 14, 2006Nov 2, 2006
Elaine Marie PotashTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherNov 9, 2006Nov 2, 2006
Cynthia Klein GoldbergTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherOct 23, 2006Oct 19, 2006
Kalen Dobbins BaxterTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherOct 13, 2006Oct 10, 2006
Jordan Scott WeinbergTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherSep 20, 2006Sep 7, 2006
Adam Howard MillerTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherSep 20, 2006Sep 7, 2006
Mark John DarrellTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 28, 2006Aug 24, 2006
Michael James ThomsonTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 22, 2006Aug 17, 2006
Gregory Benton HartTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 21, 2006Aug 17, 2006
Brian James SchlosserTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 16, 2006Aug 11, 2006
Elaine Mueller ShanleyTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 10, 2006Aug 3, 2006
Marsha Sue RosenbergTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC independent RIAOtherAug 7, 2006Jan 2, 2021 (5262 d)
Kurt William WiegertTransamerica Financial Advisors, LLC otherFounders Financial Securities, LLC otherOtherAug 7, 2006Aug 3, 2006
Robert Burton Lank1st Global Advisors Inc otherFounders Financial Securities, LLC otherOtherDec 16, 2004Mar 18, 2009 (1553 d)
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109 moves match.