DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Advocates Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ryan Michael Sundberg	Thrivent Investment Management Inc. BD affiliated	Financial Advocates Investment Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 25, 2018	Dec 9, 2022 (1628 d)
Michael Eugene Geitner	E*Trade Capital Management, LLC independent RIA	Financial Advocates Investment Management other	Other	Apr 19, 2018	Apr 4, 2018
Jacki Farrar	Cornerstone Advisors Inc other	Financial Advocates Investment Management other	Other	Dec 18, 2017	Oct 31, 2017
Thomas A Walker	Edward Jones national BD	Financial Advocates Investment Management other	Other	Dec 5, 2017	Dec 5, 2017
Garrett James Parker	Edward Jones national BD	Financial Advocates Investment Management other	Other	Nov 13, 2017	Feb 22, 2018 (101 d)
Gene Edwin Shook	Waddell & Reed other	Financial Advocates Investment Management other	Other	Oct 20, 2017	Oct 19, 2017
Eric Jonathan Runge	Wellspring Advisors, Inc. independent RIA	Financial Advocates Investment Management other	Other	Oct 4, 2017	Oct 5, 2017
Brian Edward Hale	Waddell & Reed other	Financial Advocates Investment Management other	Other	Aug 15, 2017	Aug 8, 2017
Lawrence Joseph Weller	The Wealth Consulting Group other	Financial Advocates Investment Management other	Other	Jul 31, 2017	Aug 2, 2017
Todd Freeman Homer	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 28, 2017	Jul 26, 2017
James Mark Morrison	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 28, 2017	Sep 12, 2017 (46 d)
Andres Lucero	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 28, 2017	Oct 2, 2017 (66 d)
Kerry Lynn Prichard	Russell Investments other	Financial Advocates Investment Management other	Other	Jul 25, 2017	Jan 3, 2018 (162 d)
Michael Tracy Pickett	Edward Jones national BD	Financial Advocates Investment Management other	Other	Jul 21, 2017	Jul 20, 2017
Michael Allen Colvin	J.P. Morgan Securities LLC wirehouse	Financial Advocates Investment Management other	Other	Jun 12, 2017	Aug 17, 2017 (66 d)
Ali Barghelame	MML Investors Services, LLC other	Financial Advocates Investment Management other	Other	Jun 2, 2017	May 24, 2017
Michael William Homer	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jun 1, 2017	May 31, 2017
Forbes Michael Robinson	Waddell & Reed other	Financial Advocates Investment Management other	Other	May 18, 2017	May 22, 2017
Dean Slade Bennion	Private Advisor Group, LLC other	Financial Advocates Investment Management other	Other	Apr 10, 2017	Apr 3, 2017
Colin Brant Allen Maulding	Edward Jones national BD	Financial Advocates Investment Management other	Other	Feb 22, 2017	Mar 14, 2017
Jason Roy Radakovich	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jan 30, 2017	Jan 23, 2017
Holli Lee Radakovich	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jan 30, 2017	Jan 24, 2017
Jared Wayne Walker	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jan 30, 2017	Jan 23, 2017
Stephen Alan Crabb	Kms Financial Services, Inc other	Financial Advocates Investment Management independent RIA	Other	Jan 3, 2017	Sep 27, 2018 (632 d)
Craig Ryan Smith	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Dec 23, 2016	Mar 29, 2017 (96 d)
Ellwood John Derricks	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Dec 19, 2016	Sep 2, 2016
Crystal Beineke	Householder Group Estate & Retirement Specialists other	Financial Advocates Investment Management other	Other	Dec 9, 2016	Dec 15, 2016
Scott Alan Brueske	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 9, 2016	Nov 8, 2016
Heather M Carlson	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 9, 2016	Nov 14, 2016
Alexander Scott Brueske	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 9, 2016	Nov 8, 2016
Spencer Alan Brueske	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 9, 2016	Nov 8, 2016
Martin Jeffrey Lombrano	Pence Wealth Management, Inc. unclassified	Financial Advocates Investment Management other	Other	Nov 1, 2016	Nov 14, 2017 (378 d)
Kathryn Alyssa Mulhausen	Waddell & Reed other	Financial Advocates Investment Management other	Other	Oct 21, 2016	Feb 15, 2018 (482 d)
Wayne Von Borstel	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Sep 8, 2016	Mar 30, 2017 (203 d)
Travis Lauren Venable	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Sep 8, 2016	Oct 8, 2015
Randy Boyd Welborn	RBC Capital Markets, LLC national BD	Financial Advocates Investment Management other	Other	Jun 14, 2016	Jun 2, 2016
Michael Ruben Craggett	Ameriprise Financial Services, LLC national BD	Financial Advocates Investment Management other	Other	Jun 7, 2016	Jun 10, 2016
James Madison King	Waddell & Reed other	Financial Advocates Investment Management other	Other	May 12, 2016	May 16, 2016
Brandon Blaine Michaelsen	J.P. Morgan Securities LLC wirehouse	Financial Advocates Investment Management other	Other	May 10, 2016	May 4, 2016
Richard Lee Fangen	Cambridge Wealth Management unclassified	Financial Advocates Investment Management other	Other	Jan 11, 2016	Feb 20, 2015
Jeremy Frank Lewis	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 4, 2015	Oct 26, 2015
Noelle Yvonne Seipp	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 4, 2015	Nov 17, 2015
Benjamin Kohls Chase	Waddell & Reed other	Financial Advocates Investment Management other	Other	Nov 4, 2015	Oct 26, 2015
Casi Jean Fors	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Nov 2, 2015	Apr 30, 2013
Matthew James Wiens	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Oct 28, 2015	Mar 11, 2013
Tait Christopher Lane	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Oct 28, 2015	May 16, 2014
Wade A Davis	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Oct 28, 2015	Dec 8, 2014
Marshall J Thomas	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Oct 28, 2015	Nov 28, 2012
James Bruce Wilson	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Sep 23, 2015	Sep 16, 2015
Michael Devin Mcdonald	U.S. Bancorp Investments, Inc. other	Financial Advocates Investment Management other	Other	Sep 4, 2015	Oct 9, 2015 (35 d)
John Joseph Cordeiro	Waddell & Reed other	Financial Advocates Investment Management other	Other	Aug 12, 2015	Jul 23, 2015
Angela Yvonne Denna	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 23, 2015	Jul 23, 2015
Matthew Henry Riesenweber	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 23, 2015	Jul 23, 2015
Matthew David Wiser	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 23, 2015	Jul 23, 2015
James Walter Dimarco	Waddell & Reed other	Financial Advocates Investment Management other	Other	Jul 23, 2015	Jul 24, 2015
Jeffrey Jackson Dunn-Bernstein	Edward Jones national BD	Financial Advocates Investment Management other	Other	Jul 1, 2015	Sep 22, 2015 (83 d)
Adam Joel Reugh	Icm Asset Management Inc other	Financial Advocates Investment Management other	Other	Jun 17, 2015	Mar 31, 2015
Rosalie Kerrigan Biza	LPL Financial LLC other	Financial Advocates Investment Management other	Other	Apr 17, 2015	Jun 10, 2014
Travis Michael Berglund	Essex National Securities, Inc. other	Financial Advocates Investment Management other	Other	Apr 13, 2015	Apr 15, 2015
Nathaniel James Angelo	Concert Wealth Management other	Financial Advocates Investment Management other	Other	Mar 31, 2015	May 7, 2015 (37 d)

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170 moves match.