DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rfg Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Alexander MautteWealthcare Advisory Partners LLC independent RIARfg Advisory, LLC independent RIARIA to RIANov 8, 2024Nov 7, 2024
Ian Douglas MacclureRaymond James & Associates, Inc. national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2024Oct 17, 2024
Caitlin Ila GossettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRfg Advisory, LLC independent RIAWirehouse to independent RIAOct 7, 2024Oct 14, 2024
Letitia Steiner BerbaumAxxcess Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAOct 1, 2024Oct 1, 2024
Michael Hunter YarbroughCapwealth Advisors, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAOct 1, 2024Oct 2, 2024
Timothy Carl SnyderPrincipal Securities, Inc. BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2024Oct 1, 2024
Heath RandallFirst Command Advisory Services BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2024Oct 1, 2024
William Lawrence MccollumWealthcare Advisory Partners LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 5, 2024Sep 30, 2024
Patrick Gene SittnerCwm, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2024Sep 16, 2024
Sharon Hill MartinEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2024Aug 24, 2024
Jared Weston KeeleyMillennium Advisory Services, Inc. independent RIARfg Advisory, LLC independent RIARIA to RIAAug 5, 2024Aug 19, 2024
Azaz MehmoodEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2024Jun 10, 2024
Vester Mandiver MartinEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2024Aug 16, 2024 (69 d)
Torry WhitcherNovem Group independent RIARfg Advisory, LLC independent RIARIA to RIAMay 31, 2024Jun 4, 2024
Amie Lynn SheputisAmeriprise Financial Services, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2024Jun 5, 2024
Brittani Corren SchaeferArete Wealth Advisors, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2024Apr 30, 2024
Amy Lynn PowellCorient independent RIARfg Advisory, LLC independent RIARIA to RIAMar 25, 2024Mar 1, 2024
Ahmad M QuqaEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2024Feb 16, 2024
Nicholas A. SavasEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2024Feb 12, 2024
Stacey Lynn IrelandLPL Financial LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2024Jan 9, 2024
Susan Diane AuerAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 8, 2024Jan 8, 2024
Raymond E HartAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 8, 2024Jan 8, 2024
Chris David AbeytaAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 8, 2024Jan 8, 2024
Dustin Eugene WestAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 8, 2024Jan 6, 2024
Mackenzie Karner BekezaAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 8, 2024Jan 8, 2024
Ryan Matthew LindEdelman Financial Engines mixed wealthRfg Advisory, LLC independent RIARIA to RIANov 10, 2023Oct 16, 2023
Jeffrey Scott PanikIndependent Advisor Alliance, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 7, 2023Aug 31, 2023
Robin L ColtonAmeriprise Financial Services, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2023Aug 25, 2023
Bradford Donald ActonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRfg Advisory, LLC independent RIAWirehouse to independent RIAJul 31, 2023Jul 28, 2023
Trevor SmithCambridge Investment Research Advisors, Inc. BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2023Jul 25, 2023 (40 d)
Theodore TrottmanProspera Financial Services, Inc. independent RIARfg Advisory, LLC independent RIARIA to RIAMay 16, 2023May 15, 2023
Julie King KnottsCetera Investment Advisers LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2023May 15, 2023
Zachary Bert CampbellEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2023Mar 31, 2023
Andrew David KesslerAllworth Financial, L.P. BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2023Mar 17, 2023
Anita Lynne WigginsIntegrated Wealth Strategies, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAMar 21, 2023Nov 1, 2021
Richard Aaron LewinsIntegrated Wealth Strategies, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAMar 21, 2023Nov 2, 2021
Sean William MccauleyAmeriprise Financial Services, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2023Mar 6, 2023
Craig Michael FishelEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2023Feb 10, 2023
Nathan Scott YeomansAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAFeb 3, 2023Jan 31, 2023
Gregg Michael IndovinaAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIAFeb 2, 2023Jan 31, 2023
Edward Arthur MckelveyHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 25, 2023Jan 24, 2023
Chandler Austin DutramFlorida Financial Advisors, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2023Jan 5, 2023
Marcia Annette MillerAccelerated Wealth Advisors LLC independent RIARfg Advisory, LLC independent RIARIA to RIANov 11, 2022Nov 1, 2022
Joseph A StephensPrincipal Securities, Inc. BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2022Aug 11, 2022
David Michael PulciniAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 19, 2022
John Paul HarmsAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 19, 2022
Joseph A PrestigiacomoAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 19, 2022
Alexander Guy NeriAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 19, 2022
Marshal Adam ScheidtAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 19, 2022
Aaron LaranettoAmerican Portfolios Advisors, Inc BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 18, 2022
Brent Barrett BlairMML Investors Services, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2022Aug 11, 2022
Jake Walker TravisConcourse Financial Group Advisors BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2022Aug 1, 2022
Emily DonaldsonKrilogy independent RIARfg Advisory, LLC independent RIARIA to RIAMay 27, 2022Aug 1, 2022 (66 d)
Michael Patrick SmithKestra Advisory Services, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2022May 6, 2022
David Andrew KorenKestra Advisory Services, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2022May 6, 2022
Caleb Wayne VaughanKestra Advisory Services, LLC BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2022May 6, 2022
Joel Arthur BeyerHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAApr 20, 2022Apr 18, 2022
Patrick Timothy FreemanHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAApr 20, 2022Apr 18, 2022
Christopher Reese RogersAmeriprise Financial Services, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Feb 22, 2022
Brandon Michael ClemensEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Feb 18, 2022
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216 moves match.