DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Arbor Point Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregg Randall FortuneCedar Brook Group independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2019Oct 3, 2019
April D WallaceSummit Financial Group Inc BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2019Oct 2, 2019
Amanda Hadley HarrelsonSummit Financial Group Inc BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2019Oct 24, 2019
Stephen Joseph EiflerMML Investors Services, LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2019Oct 18, 2019
David Mark SharpeAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2019Oct 10, 2019
Adam Ryan PetersAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2019Oct 10, 2019
Kyle David KerkenbushAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2019Oct 10, 2019
Lisa A SpadoniAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2019Oct 10, 2019
Sabrina L BreitenbachAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2019Oct 10, 2019
Jon David GoldsteinAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2019Oct 10, 2019
Jonathan GausewitzAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2019Oct 10, 2019
Jason Andrew GonczMML Investors Services, LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 3, 2019Sep 30, 2019
William Robert ElgerEsi Financial Advisors BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2019Aug 22, 2019
Andrew George PalomoCetera Advisor Networks LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2019Aug 2, 2019
Benjamin Eric KoleyCentaurus Financial, Inc. BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2019Aug 19, 2019
Nikki Von LudeLPL Financial LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2019Aug 1, 2019
Steven Mark DaltonSecurities America Advisors, Inc. BD affiliatedArbor Point Advisors otherOtherAug 15, 2019Apr 13, 2015
Jacqueline Lee BulavaCwm, LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2019Aug 2, 2019
Roger Stephen AugustynWealthplan Partners independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2019May 20, 2019
Thomas Andrew BurkeAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2019Jan 3, 2019
Sarah Beth Hartmann BurkemperAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 3, 2019
Joseph Benjamin StrikeAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 3, 2019
Jeffrey Richard FiehlerAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 3, 2019
Terry G MoyersAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jan 3, 2019
Erin N BurksAmeriprise Financial Services, LLC national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2019Jan 3, 2019
Michael J SchanoSouthland Equity Partners, LLC. independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 26, 2018Dec 12, 2018
James Edward ClouseFsc Securities Corporation BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2018Dec 12, 2018
Albert Allen JansenSummit Financial Group Inc BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2018Oct 8, 2018
Julie Anne Vavra DaleyLPL Financial LLC independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 12, 2018Nov 13, 2018
Tiffany L BovalKey Investment Services LLC BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2018Oct 25, 2018
Daniel John WarnkeSummit Financial Group Inc BD affiliatedArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2018Oct 8, 2018
Ranjan JagetiaCommonwealth Financial Network national BDArbor Point Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Oct 12, 2018
Alfred Frank CassinelliUnited Advisors independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Apr 2, 2018
George Blunt BreedenUnited Advisors independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Apr 4, 2018
Suzanne Lundeen AbramsUnited Advisors otherArbor Point Advisors otherOtherMar 21, 2018Mar 15, 2018
Christopher SyktichLabrum Wealth Management, LLC otherArbor Point Advisors otherOtherJan 2, 2018Jan 2, 2018
Julie Ann CoombsSii Investments, Inc. otherArbor Point Advisors otherOtherNov 1, 2017Nov 1, 2017
Stephen Douglas BlackSummit Financial Group Inc otherArbor Point Advisors otherOtherOct 5, 2017Oct 2, 2017
Rebecca Ann HavensSummit Financial Group Inc otherArbor Point Advisors otherOtherOct 5, 2017Oct 2, 2017
Craig Kevin SeachristCommonwealth Financial Services, LLC otherArbor Point Advisors otherOtherJul 6, 2017Sep 15, 2017 (71 d)
Michael Charles SeeseCommonwealth Financial Services, LLC otherArbor Point Advisors otherOtherJul 6, 2017Jun 8, 2017
Daniel Lee SpurgeonCommonwealth Financial Services, LLC otherArbor Point Advisors otherOtherJul 6, 2017Jun 8, 2017
Roger Eugene WoodruffCommonwealth Financial Services, LLC otherArbor Point Advisors otherOtherJul 6, 2017Jun 15, 2017
Shanell JeffreyLPL Financial LLC otherArbor Point Advisors otherOtherJun 6, 2017Jun 8, 2017
Cindy Sue GleasonSummit Financial Group Inc otherArbor Point Advisors otherOtherApr 13, 2017Mar 31, 2017
Paul Erhard ReinkerApex Advisory Services, Inc. unclassifiedArbor Point Advisors otherOtherApr 11, 2017Mar 10, 2017
Paul Alan PodridFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Andrea Marie TrudeauFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Janet Grantz HartFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Marco Frank BronziniFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Gregory Scott AynesworthFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Rashida LilaniFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Thomas Quinn EllisFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Kelly A SoriaFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
John Alan ReuscherFoothill Securities, Inc. otherArbor Point Advisors otherOtherDec 8, 2016Dec 8, 2016
Marc A ClarkMorgan Stanley wirehouseArbor Point Advisors otherOtherNov 21, 2016Nov 23, 2016
Edward Anthony BailsPrivate Advisor Group, LLC otherArbor Point Advisors otherOtherJun 30, 2016Jun 30, 2016
Scott William HuffJk Investment Group, Inc. unclassifiedArbor Point Advisors otherOtherJun 30, 2016Jan 20, 2016
Timothy James PlonskiJk Investment Group, Inc. unclassifiedArbor Point Advisors otherOtherJun 30, 2016Jan 20, 2016
Anthony Grey KulkaFifth Third Securities, Inc. otherArbor Point Advisors otherOtherJun 9, 2016Jun 10, 2016
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142 moves match.