DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrated Wealth Concepts LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heidi Jane Cartwright | Cg Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 20, 2025 |
| Nathaniel Prout | Cg Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 21, 2025 |
| Neal M Albritton | Cwm, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 31, 2025 |
| Eric N Beeler | Cwm, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 31, 2025 |
| Martin David Eisenstein | Rmr Wealth Builders, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 19, 2025 |
| Brian Jeffrey Matthews | Steelpeak Wealth, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Mar 3, 2025 | Feb 28, 2025 |
| Ronald Wayne Phillis | Ivernia Capital, LLC unclassified | Integrated Wealth Concepts LLC independent RIA | Other | Feb 21, 2025 | Nov 15, 2024 |
| Daniel Thomas Dubois | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 4, 2024 |
| Shawna Dawn Christiansen | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 1, 2024 |
| Rylen Takao Yamamoto | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 1, 2024 |
| Michael Thomas Mcdaid | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 1, 2024 |
| Adam Francis Baker | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 1, 2024 |
| Javin Takezo Nohara | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Nov 1, 2024 |
| Raul Noah Lizalde | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 21, 2025 | Jan 17, 2025 |
| Melissa Marin | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 16, 2025 | Nov 14, 2025 (302 d) |
| Michael T Goddard | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 16, 2025 | May 16, 2025 (120 d) |
| Benjamin James Hodge | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 16, 2025 | Feb 9, 2026 (389 d) |
| Michael Lee Dodge | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 16, 2025 | Nov 5, 2024 |
| Alex Joseph Esposito | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 16, 2025 | Nov 1, 2024 |
| Asa Kimo Kajihiro | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 6, 2025 | Nov 4, 2024 |
| Jordan Shoji Iwasaki | Onedigital institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 2, 2025 | Nov 1, 2024 |
| Samuel Joseph Diarbakerly | Claro Advisors Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 2, 2024 | Oct 8, 2024 |
| Brandon Thomas Franco | Claro Advisors Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 2, 2024 | Oct 8, 2024 |
| Rex Austin Berger | Claro Advisors Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 2, 2024 | Oct 8, 2024 |
| Alexander C Stuart | Cantor Fitzgerald Investment Advisors independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Nov 27, 2024 | Sep 15, 2026 (657 d) |
| Brad David Yoder | Avantax Advisory Services BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Jan 29, 2025 (97 d) |
| Lan Ji Shaw | Commonwealth Financial Network national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2024 | Jan 1, 2025 (85 d) |
| Erick Scott Conway | Von Berge Wealth Management Group, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 26, 2024 | Sep 24, 2024 |
| Raymond Joseph Lucas | Vanguard Advisers, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 27, 2024 (36 d) |
| Guy Pate Ridout | Principal Securities, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Jul 23, 2024 |
| Larry Richard Hancock | Proactive Retirement Solutions unclassified | Integrated Wealth Concepts LLC independent RIA | Other | May 10, 2024 | Apr 3, 2024 |
| William Robertson Whitney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Apr 22, 2024 | Jun 18, 2024 (57 d) |
| Shania A Murray | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Feb 26, 2024 |
| Wheeler Maidrand Crowley | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Feb 26, 2024 |
| David Dahl | Ipi Wealth Management, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 12, 2024 |
| Colin Thomas Walker | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Feb 26, 2024 |
| Allison M Wooten | Wells Fargo Advisors wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Jan 9, 2024 | Oct 23, 2025 (653 d) |
| Shelly Lynne Schell | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 14, 2023 | May 10, 2023 |
| Ryan R Wells | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 14, 2023 | May 10, 2023 |
| Amy Lynne Shroff | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 14, 2023 | May 10, 2023 |
| Jeffrey Gene Engelman | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 14, 2023 | May 10, 2023 |
| Robert S Single | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 14, 2023 | May 10, 2023 |
| Peter Eliot Gaide | Prism Financial Strategies, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 12, 2023 | Jan 27, 2025 (412 d) |
| John Andre De Carvalho | Parcion Private Wealth LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 8, 2023 | Apr 16, 2026 (860 d) |
| Robert Thompson | The Patriot Financial Group, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Nov 30, 2023 | Jan 19, 2024 (50 d) |
| Jayson Allen Fradenburg | Stephens Consulting, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 12, 2023 | Dec 4, 2023 (83 d) |
| Justin D Walsh | Cambridge Investment Research Advisors, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Dec 15, 2023 (151 d) |
| Stanley August Shurson | LPL Financial LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2023 | Feb 2, 2023 |
| David Alan Kaiser | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 5, 2023 |
| Timothy Paul Lata | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 3, 2023 |
| Scott Edward Montgomery | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 3, 2023 |
| David Anthony Camilleri | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 3, 2023 |
| William Thomas Gibbons | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 11, 2023 |
| Jason Louis Pivoz | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 17, 2023 | Jan 3, 2023 |
| Hubert Priest Griffin | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Jun 12, 2023 (48 d) |
| Ryan John Quinn | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 4, 2023 | Jan 3, 2023 |
| Joshua Mark Barron | Wealthcare Advisory Partners LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 4, 2023 | Jan 3, 2023 |
| John S Piantedosi | Fidelity Personal And Workplace Advisors BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Jan 24, 2024 (303 d) |
| Beverly Sue Robinson | Laurel Wealth Advisors, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Feb 21, 2023 | Feb 1, 2023 |
| John Patrick Berry | Laurel Wealth Advisors, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Feb 21, 2023 | Feb 3, 2023 |
274 moves match.