DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apollon Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Allen Pierce | Catalyst Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 13, 2023 | May 18, 2023 |
| Christopher David Pullaro | Catalyst Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 13, 2023 | May 18, 2023 |
| David Scott Mirolli | Catalyst Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 13, 2023 | May 18, 2023 |
| Brian Timothy Pierce | Catalyst Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 13, 2023 | May 8, 2023 |
| Jason Thomas Rosener | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Owen Hayes Malcolm | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Kassi Ann Hyde | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 27, 2023 |
| Melissa Cummings Hallmark | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 26, 2023 |
| Aymen Kaboub | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Robert Yu | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 25, 2023 |
| Samantha Learch | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Oct 13, 2023 |
| Michael Patrick Floyd | Ameriprise Financial Services, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Oct 16, 2023 |
| Van L Hobbs | Ameriprise Financial Services, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Oct 13, 2023 |
| Michael Teel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Oct 16, 2023 | Oct 13, 2023 |
| Brianna Winburn | Ameriprise Financial Services, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 13, 2023 |
| John Wesley Davis | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Jefferey Francis Keith Wood | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 6, 2023 |
| Bahman Kusha Barzideh | Piershale Financial Group, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 26, 2023 | Jun 29, 2023 |
| Matthew David Nadeau | Piershale Financial Group, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 26, 2023 | Jun 29, 2023 |
| Christian Lamar Tyler | Prudeo Partners, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 12, 2023 | Oct 11, 2023 |
| Bradley K Humphries | Southstate Advisory, Inc. other | Apollon Wealth Management, LLC independent RIA | Other | May 8, 2023 | Jan 15, 2025 (618 d) |
| James Edmunds Wilson | Je Wilson Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 20, 2023 | Nov 17, 2022 |
| John Joseph Vansant | Holmes & Turner Financial Services, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 17, 2023 | Feb 16, 2021 |
| Alexandra Gundrada Lundgren | Tree City Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Nov 29, 2022 |
| Brian James Wiley | Tree City Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Nov 29, 2022 |
| Jeremiah Franklin Bates | Tree City Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Nov 29, 2022 |
| Nicholas Glen Daniels | Tree City Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Nov 29, 2022 |
| Amanda Marie-Amstutz Reynolds | Tree City Advisors, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Oct 6, 2023 (279 d) |
| Richard H Chin | Holmes & Turner Financial Services, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Nov 29, 2022 | Feb 8, 2021 |
| Seth Adam Radow | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Aug 8, 2022 |
| Kirk Gerard Aguer | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 8, 2022 |
| Luke Dillon | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 8, 2022 |
| Paul Anthony Defrances | Ameriprise Financial Services, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Mar 21, 2022 |
| Christopher Brian Pelley | Moloney Securities Asset Management LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Dec 13, 2021 |
| Matthew Thomas Workman | Moloney Securities Asset Management LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Jan 4, 2022 |
| Mark Axmacher | Ameriprise Financial Services, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 23, 2021 |
| Adam Christian Bonner | LPL Financial LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2021 | Mar 9, 2022 (147 d) |
| Robert Brian Wolfe | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2021 | Dec 9, 2021 (63 d) |
| Christopher Alan Cassel | Sevenbridge Financial Group, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Oct 25, 2021 (31 d) |
| Clinton G. Smith | Sevenbridge Financial Group, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Oct 25, 2021 (31 d) |
| Robert Joseph Savino | Prism Advisory Group, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Sep 21, 2021 | Aug 17, 2021 |
| Timothy Deane Hiscock | UBS Financial Services Inc. wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 26, 2021 |
| William Torey Carr | UBS Financial Services Inc. wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 26, 2021 |
| Paul Francis Spizzuoco | UBS Financial Services Inc. wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 26, 2021 |
| Briana Michelle Andreoni | UBS Financial Services Inc. wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 26, 2021 |
| Justin S Coffin | UBS Financial Services Inc. wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2021 | Aug 26, 2021 |
| Eric Nils Sterner | Prudential Select Strategies LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Aug 18, 2021 | Nov 9, 2022 (448 d) |
| David Craig Grossman | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Aug 20, 2021 (74 d) |
| Meredith Payne Holton | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Mar 31, 2021 | Feb 1, 2021 |
| Anthony Jacob Garcia | Blue Chip Wealth Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2021 | Mar 23, 2021 |
| David Richard Hofer | Blue Chip Wealth Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2021 | Feb 23, 2021 |
| Andrew (Nmn) Kane | Blue Chip Wealth Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2021 | Feb 17, 2021 |
| Henry Silva | Morgan Stanley wirehouse | Apollon Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Mar 29, 2021 | Aug 5, 2021 (129 d) |
| Richard Victor Simkus | Prism Funds, LLC asset manager | Apollon Wealth Management, LLC independent RIA | Other | Mar 3, 2021 | Aug 16, 2021 (166 d) |
| Daniel Aaron Scott | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Feb 12, 2021 |
| Cynthia Payne Ochal | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Feb 11, 2021 |
| Alan David Holman | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Jan 1, 2025 (1419 d) |
| Dana Greathouse | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Apr 21, 2022 (433 d) |
| Jacob Jeffrey Walker | Cascade Financial Management, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Jan 6, 2021 |
| Jennifer Fanee Thigpen | Singularity Financial Services LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jan 14, 2021 | Feb 1, 2021 |
147 moves match.