DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Robert Birkenholz | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Benjamin M Klutenkamper | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Jacob Michael Hemphill | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Sarah Hehmeyer | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Robert J Drury | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Mitchel Pagano | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Nicholas Paul Werkmeister | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Nov 4, 2024 |
| Corey Kiewiet | Northwestern Mutual Investment Services,LLC no RAUM | Summit Financial, LLC BD affiliated | Other | Feb 20, 2025 | Feb 19, 2025 |
| Curtis Scott Shillingsford | Genex Consulting independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2025 | Jan 14, 2025 |
| Culver Robert Broach | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 13, 2025 |
| Todd Malone Parsons | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 14, 2025 |
| Edward Blair Secrest | Southeast Financial Group independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Jan 1, 2025 |
| Chad Philip Trevithick | Southeast Financial Group independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Jan 1, 2025 |
| John Paul Sleesman | Southeast Financial Group independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Jan 1, 2025 |
| Joseph Glenn Moore | Gordon Asset Management, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Dec 23, 2024 |
| Daniel Patrick Callahan | Capasso Planning Partners LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2024 | Jul 16, 2024 |
| Robert Mark Weiss | Provenance Wealth Advisors independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | Dec 4, 2024 |
| John Philip Williams | Oneseven independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2024 | Nov 12, 2024 |
| Joseph Michael Gordon | Gordon Asset Management, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2024 | Nov 22, 2024 |
| Jason John Glisczynski | Brookstone Capital Management LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2024 | Sep 30, 2024 |
| Todd Edward Zempel | Gordon Asset Management, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2024 | Nov 8, 2024 |
| Scott Christian Zempel | Gordon Asset Management, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2024 | Sep 18, 2024 |
| Jonathan William Steffen | Brookstone Capital Management LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2024 | Sep 30, 2024 |
| Mark Taylor Dulworth | Tlg Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 23, 2024 |
| Richard Hakim Drew | Sedna Wealth Management, LLC unclassified | Summit Financial, LLC BD affiliated | Other | Sep 22, 2024 | Nov 13, 2024 (52 d) |
| Ralph Duane Burnett | Bfg Wealth independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2024 | Jan 12, 2026 (482 d) |
| Peter James Roland | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 18, 2024 |
| Patricia Ann Webb | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Charles Kevin Porter | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Marissa Gerhart Illingworth | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Andrew Devon Stein | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Andrew David Shapowal | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Anthony Lawrence Mcelynn | Pruco Securities, LLC BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | May 23, 2024 |
| Richard Jason Mcwhorter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2024 | May 10, 2024 |
| Sandra Parracino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2024 | May 10, 2024 |
| Nikolas L Piccolo | Corient independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2024 | May 28, 2024 |
| William Ewart Clegg | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Apr 30, 2024 |
| Heather Griffin Clegg | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Apr 30, 2024 |
| Ethan Wayne Fales | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Apr 30, 2024 |
| Cole Hughes | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Apr 29, 2024 |
| Michael Frederick Saraullo | Meeder Asset Management, Inc. other | Summit Financial, LLC BD affiliated | Other | Apr 9, 2024 | Apr 5, 2024 |
| Ryan C Johnson | Meeder Asset Management, Inc. other | Summit Financial, LLC BD affiliated | Other | Apr 9, 2024 | Apr 5, 2024 |
| John Michael Miller | Meeder Asset Management, Inc. other | Summit Financial, LLC BD affiliated | Other | Apr 9, 2024 | Apr 5, 2024 |
| Brandon Ashley Horton | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 23, 2024 |
| Stephen Lynn Garrett | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 17, 2024 |
| Mark Perkins | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 4, 2024 |
| Neill B Hatcher | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 4, 2024 |
| Stephen Lynn Garrett | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 4, 2024 |
| Patrick Christopher Garrett | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 4, 2024 |
| Alynn Jay Plaisted | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 4, 2024 |
| Andrew Warren Schaper | Ameriprise Financial Services, LLC national BD | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 4, 2024 |
| Ryan Matthew Flurie | Vanguard Advisers, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 19, 2024 |
| Bradley William Werner | Securities America Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 3, 2024 |
| Audrey Bieber Drossner | Symphonic Financial Advisors LLC bank affiliated | Summit Financial, LLC BD affiliated | Other | Dec 20, 2023 | Dec 18, 2023 |
| Julia Rafalko Vaughn | Symphonic Financial Advisors LLC bank affiliated | Summit Financial, LLC BD affiliated | Other | Dec 20, 2023 | Dec 18, 2023 |
| Margaret Rowell Anderson | Symphonic Financial Advisors LLC bank affiliated | Summit Financial, LLC BD affiliated | Other | Dec 20, 2023 | Dec 18, 2023 |
| Ava Arjmand | Edge Capital Group, LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2023 | Mar 10, 2025 (504 d) |
| David John Guido | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 21, 2023 |
| Kenneth David Connally | Facet independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2023 | Jan 22, 2024 (161 d) |
| Jeffrey Michael Maged | Cambridge Investment Research Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 21, 2023 |
188 moves match.