DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New Edge Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maria Natalia MaloneyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2024Aug 21, 2024
Jeanne Lynn BassoRaymond James & Associates, Inc. national BDNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2024Apr 23, 2024
Steven TrusteyFirst Manhattan Co. LLC BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherFeb 27, 2024Feb 15, 2024
Roland PritchettJ.P. Morgan Securities LLC wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2024Feb 2, 2024
Andrew NobleJ.P. Morgan Securities LLC wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2024Feb 2, 2024
Maryclare BreyelJ.P. Morgan Securities LLC wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2024Feb 2, 2024
Anneke NiemiraChevy Chase Trust Company mixed wealthNew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2023Nov 27, 2023
Dale Douglas SchroederWells Fargo Advisors wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankOct 26, 2023Sep 29, 2023
Michael Jeffrey KramerJ.P. Morgan Private Wealth Advisors LLC BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2023Oct 13, 2023
Elizabeth G LaetschMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2023Jul 10, 2023
John Dominick FroleyJ.P. Morgan Private Wealth Advisors LLC BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2023Jun 22, 2023
Michelle Ann DebusschereMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJun 27, 2023Jun 20, 2023
Richard Maroon InaUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJun 13, 2023Jun 2, 2023
Hunter Blake GehringArvest Wealth Management independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2023Nov 6, 2023 (231 d)
Matthew Howard RemisSvb Wealth independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2023Mar 7, 2023
Aaron Louis ZisesHightower Advisors, LLC BD affiliatedNew Edge Wealth BD affiliatedAffiliated broker-dealer or bank to anotherJan 26, 2023Apr 4, 2023 (68 d)
Chloe Wynne ReedUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankJan 9, 2023Jan 18, 2023
John Paul NaudoArvest Wealth Management independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2022Nov 6, 2023 (396 d)
Muzaffar Mashkoor AhmedUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIASep 27, 2022Sep 19, 2022
Justin Thomas ReeseUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIASep 27, 2022Sep 16, 2022
Robert A StoneUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIASep 27, 2022Sep 16, 2022
Christopher BrianUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 30, 2022Aug 8, 2024 (709 d)
James Paul ReeseNewedge Advisors BD affiliatedNew Edge Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 1, 2022
Michael Thomas BigleyNewedge Advisors BD affiliatedNew Edge Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 1, 2022
Richard Lee HurtNewedge Advisors BD affiliatedNew Edge Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 2, 2022
James Fred BerquistNewedge Advisors BD affiliatedNew Edge Wealth independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 1, 2022
Jason M CatlenderIntegrated Wealth Concepts LLC independent RIANew Edge Wealth independent RIARIA to RIAJul 5, 2022Jul 6, 2022
Joshua RubinUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 27, 2022May 17, 2022
Cameron Laurel DawsonDominari Securities LLC independent RIANew Edge Wealth independent RIARIA to RIAMay 16, 2022May 17, 2022
Jamie Paula WolffUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 12, 2022Apr 29, 2022
Marc Shane LevittUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 12, 2022Apr 29, 2022
Louis Michael BellUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 12, 2022Apr 29, 2022
Ariel Leigh HararyUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 10, 2022May 2, 2022
Paula GruberUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 10, 2022May 2, 2022
Anna Reyes StockhamerUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMar 31, 2022Mar 24, 2022
Alis Lynn RamirezUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 25, 2022Feb 4, 2022
Eduardo Xavier VegaUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 15, 2022Jan 3, 2024 (687 d)
Jared Michaud KaplanUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 15, 2022Jan 28, 2022
Claudio RavinetUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 15, 2022Jan 28, 2022
Alyssa Ann KaiserUBS Financial Services Inc. wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 15, 2022Jan 2, 2024 (686 d)
Ghislain GouraigeUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 14, 2022Jan 28, 2022
Michaelangelo DooleyUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 14, 2022Jan 28, 2022
Ana Karina Gonzalez DavilaUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 14, 2022Feb 9, 2022
Joshua Peter GullyMorgan Stanley wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 10, 2022Apr 11, 2023 (425 d)
Michael Scott WeinbergUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 9, 2022Jan 28, 2022
Robert James LeeUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAFeb 4, 2022Jan 28, 2022
Michael Scott FomukeOneseven independent RIANew Edge Wealth independent RIARIA to RIAJan 21, 2022Jan 29, 2022
David John DownMid Atlantic Financial Management, Inc. BD affiliatedNew Edge Wealth no RAUMOtherNov 1, 2021Oct 28, 2020
Kyle Peter SmithMid Atlantic Financial Management, Inc. BD affiliatedNew Edge Wealth no RAUMOtherNov 1, 2021Oct 27, 2020
Patrick James DwyerSvb Wealth independent RIANew Edge Wealth independent RIARIA to RIANov 1, 2021Oct 7, 2021
Travis AldridgeSvb Wealth independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2021Jan 2, 2024 (819 d)
Richard Lewis HollmannUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIASep 27, 2021Sep 8, 2021
Frank B Barry AckermanUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAJul 29, 2021Aug 19, 2021
Jonathan David HeinesUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAJun 10, 2021Jun 16, 2021
Jeffrey S CherkasUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAJun 2, 2021May 24, 2021
Susan E. KimLido independent RIANew Edge Wealth independent RIARIA to RIAMay 28, 2021Jul 20, 2021 (53 d)
Glen Ryan MintzUBS Financial Services Inc. wirehouseNew Edge Wealth independent RIAWirehouse to independent RIAMay 19, 2021May 24, 2021
Walter GranruthUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 11, 2020
Robert John SechanUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 11, 2020
Jeffrey Mark KobernickUBS Financial Services Inc. wirehouseNew Edge Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 22, 2020Dec 11, 2020
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132 moves match.