DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Robert Burrows | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Mei-Chen Goodson | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Candace Lynn Kyer | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Michele Antoinette Ferrara | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2025 | Nov 17, 2025 |
| James Kevin Winkler | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 10, 2025 |
| Lauren Michelle Johnson Housh | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 7, 2025 |
| Patricia Ellen Selin | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Oct 23, 2025 |
| Elisa Marie Murray | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Nov 12, 2025 |
| Cintra V. Bedassie | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2025 | Oct 31, 2025 |
| Craig Moss | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Oct 31, 2025 |
| Alan Jay Bogatch | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 3, 2025 |
| Ana Ludemann | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Oct 31, 2025 |
| Charles Leroy Wisner | Alden Capital independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2025 | Nov 4, 2025 |
| Randi Walker | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 4, 2025 |
| Marney Jones Heath | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2025 | Nov 3, 2025 |
| Bruce Eric Lord | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 28, 2025 | Oct 10, 2025 |
| Michael Neumann Corr | Osaic Wealth, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Oct 28, 2025 |
| Allen Jeffrey Belice | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 16, 2025 |
| Kaitlyn Mae Leininger | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 16, 2025 |
| John J Kirstien | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2025 | Oct 10, 2025 |
| Aaron James Crist | Goldman Sachs Wealth Services, L.P. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Sep 29, 2025 |
| Michaela Erin Frantz | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Sep 29, 2025 |
| Braeden True | Strategic Advisers LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 3, 2025 |
| Myles Vincent Oliver | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 4, 2025 |
| John William Rader | Davenport & Company LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| William Judson Hendrickson | Davenport & Company LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Todd Buonocore | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2025 | Aug 19, 2025 |
| Daniel Patrick Clark | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2025 | Jun 26, 2025 |
| James Clement Clark | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2025 | Jun 26, 2025 |
| Regina M Kelly | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2025 | Jun 26, 2025 |
| Kevin Patrick Doyle | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 7, 2025 |
| Kurt Uzbay | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 9, 2025 |
| Kali M Lambert | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 7, 2025 |
| Daniel Francis Hogan | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jul 1, 2025 |
| Elizabeth Gaines Mitchell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2025 | Jul 1, 2025 |
| Austin William Drake | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 23, 2025 |
| Kristin A Healy | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2025 | Jun 9, 2025 |
| Kerry Jane Ahern | Strategic Advisers LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jun 6, 2025 |
| George B Harris | Bny Mellon Advisors, Inc. independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2025 | Aug 8, 2025 (85 d) |
| Hope Waller Hoke | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 6, 2025 |
| Allan Scott Lynn | Raymond James Financial Services Advisors, Inc BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 7, 2025 |
| Suzanne Gail Rutrough | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Raymond Sardina | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Tracey Alan Binkley | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2025 | Apr 17, 2025 |
| Domenic Paul Biamonte | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 14, 2025 |
| Katherine M Spratt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2025 | Apr 15, 2025 |
| Gordon Lynn Mattocks | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2025 | Apr 8, 2025 |
| Matthew Ian Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2025 | Mar 26, 2025 |
| James David Conrod | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 31, 2025 |
| Glen Anthony Duggan | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 6, 2025 |
| Charles Randall Faires | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 6, 2025 |
| Benjamin Richard Bannon | Hbks Wealth Advisors independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2025 | May 1, 2026 (427 d) |
| Phillip Suarez | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2025 | Aug 17, 2026 (538 d) |
| Kathryn Gates | Osaic Wealth, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Jun 30, 2025 (129 d) |
| Madeleine Alexandrine Rose | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 11, 2025 |
| Shawna D Norris | Choreo, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2025 | May 14, 2025 (93 d) |
| Maeve L Tobin | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 11, 2025 |
| Phillip Hamilton Hobbs | State Farm Investment Management Corp. asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jan 30, 2025 | Jan 31, 2025 |
| Chad Herbert Berry | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Feb 28, 2025 |
| John Robert Mcketta | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 10, 2025 |
1,087 moves match.