Arrivals at RBC Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven James Stauff	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Mar 28, 2016	Apr 1, 2016
Samuel Shou Iue Hwang	LPL Financial LLC other	RBC Securities, Inc. other	Other	Mar 9, 2016	Mar 2, 2016
Basil Edmund Conroy	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Feb 4, 2016	Mar 29, 2016 (54 d)
Cory James Boggs	RBC Rochdale, LLC other	RBC Securities, Inc. other	Other	Jan 14, 2016	Jan 22, 2016
Shawn Jen Hsieh	Mullintbg Advisors other	RBC Securities, Inc. other	Other	Dec 31, 2015	Jan 14, 2016
Nicholas Charles Smith	Citigroup Global Markets Inc. other	RBC Securities, Inc. other	Other	Nov 27, 2015	Dec 7, 2015
Valerie Zeigher	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Oct 30, 2015	Nov 6, 2015
Laurel A Nelson	Morgan Stanley wirehouse	RBC Securities, Inc. other	Other	Sep 22, 2015	Oct 22, 2015
Lorraine C. Crawford	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Jul 28, 2015	Aug 6, 2015
Jason David Roeske	Strategic Advisers LLC national BD	RBC Securities, Inc. other	Other	Jun 4, 2015	Jun 18, 2015
M Diane Jefferies Wakefield	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RBC Securities, Inc. other	Other	Apr 28, 2015	Apr 29, 2015
Alan I Wolberg	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RBC Securities, Inc. other	Other	Apr 6, 2015	Jun 5, 2015 (60 d)
Kennon Rene Mccarthy	Svb Wealth other	RBC Securities, Inc. other	Other	Mar 17, 2015	Mar 6, 2015
John Charles Brouillard	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RBC Securities, Inc. other	Other	Mar 2, 2015	Mar 13, 2015
Matthew Lincoln Mogush	National Planning Corporation ("Npc Of America" In Fl & Ny) other	RBC Securities, Inc. other	Other	Feb 24, 2015	Jun 28, 2016 (490 d)
Andrew Jason Wachner	RBC Rochdale, LLC other	RBC Securities, Inc. other	Other	Jan 23, 2015	Dec 17, 2014
James Peter Barbara	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Oct 17, 2014	Oct 29, 2014
Carine Krikorian	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Jun 18, 2014	Jul 28, 2014 (40 d)
Roy Martinez	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 14, 2014	May 23, 2014
Amber Kay Ortiz	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 14, 2014	May 29, 2014
Leo Peter Hamill	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 13, 2014	May 23, 2014
Adam Jason Izaac	Northwestern Mutual Investment Services,LLC other	RBC Securities, Inc. other	Other	Jan 28, 2014	Feb 4, 2014
Nicholas Attard	Morgan Stanley wirehouse	RBC Securities, Inc. independent RIA	Wirehouse to independent RIA	Jan 23, 2014	Nov 9, 2021 (2847 d)
Simone Sabbagh Branigan	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Sep 20, 2013	Oct 7, 2013
Scott Wiley	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Jun 12, 2013	May 11, 2015 (698 d)
Joshua Paul Dopp	Oppenheimer & Co. Inc. other	RBC Securities, Inc. other	Other	Feb 19, 2013	Jan 31, 2013
Brian D Beldham	Imperial Capital Asset Management LLC other	RBC Securities, Inc. other	Other	Nov 5, 2012	Nov 14, 2012
Shaun Skeris	Anfield Capital Management Limited Liability Company unclassified	RBC Securities, Inc. other	Other	Nov 5, 2012	Nov 3, 2015 (1093 d)
Shannon M Chavez	Crowell, Weedon & Co. other	RBC Securities, Inc. other	Other	Oct 29, 2012	Apr 24, 2014 (542 d)
Jimmy Ernesto Torres	Chase Investment Services Corp. other	RBC Securities, Inc. other	Other	Sep 6, 2012	Sep 7, 2012
Scott Nathan Brody	Metropolitan West Asset Management LLC other	RBC Securities, Inc. other	Other	Aug 6, 2012	Aug 8, 2012
Robert Dale Mayberry	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RBC Securities, Inc. other	Other	Jul 16, 2012	Jul 10, 2012
Marjan Shokri	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Jun 18, 2012	Feb 25, 2014 (617 d)
John Nathan Sinnema	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Nov 29, 2011	Feb 26, 2014 (820 d)
Paul Alexander Couch	Wells Fargo Advisors wirehouse	RBC Securities, Inc. other	Other	Jun 27, 2011	Jul 6, 2011
Michael Phillip Gorak	Centaurus Financial, Inc. other	RBC Securities, Inc. other	Other	Dec 31, 2010	Jul 21, 2011 (202 d)
Fernando Reyes	Wells Fargo Investments, LLC unclassified	RBC Securities, Inc. other	Other	Oct 6, 2010	Mar 17, 2011 (162 d)
Patrick Anthony Dwyer	UBS Financial Services Inc. wirehouse	RBC Securities, Inc. other	Other	Sep 16, 2010	Feb 26, 2014 (1259 d)
Troy A Franzen	Comerica Securities other	RBC Securities, Inc. other	Other	Jul 7, 2010	Aug 12, 2013 (1132 d)
Helmut Garcia	E*Trade Capital Management, LLC other	RBC Securities, Inc. other	Other	May 21, 2010	Jan 13, 2011 (237 d)
Jack Anthony Biedebach	Chase Investment Services Corp. other	RBC Securities, Inc. other	Other	May 6, 2010	May 6, 2010
Vincent Tropea	Chase Investment Services Corp. other	RBC Securities, Inc. other	Other	Apr 8, 2010	Apr 15, 2010
Judith Maria Lu	UBS Financial Services Inc. wirehouse	RBC Securities, Inc. other	Other	Apr 6, 2010	Feb 26, 2014 (1422 d)
Peggy W Neal	Essex National Securities, Inc. other	RBC Securities, Inc. other	Other	Mar 31, 2010	Apr 7, 2010
Herald William Podger	Deutsche Bank Securities Inc. other	RBC Securities, Inc. other	Other	Nov 23, 2009	Feb 26, 2014 (1556 d)
Fred Giordan Grischott	Ameriprise Financial Services, LLC national BD	RBC Securities, Inc. other	Other	Nov 10, 2009	Apr 20, 2010 (161 d)
Jeffrey N. Eisfelder	Emerald Asset Advisors LLC other	RBC Securities, Inc. other	Other	Aug 18, 2009	Mar 22, 2011 (581 d)
Cynthia J Morris	Marin Financial Advisors LLC other	RBC Securities, Inc. other	Other	Jan 22, 2009	Aug 26, 2010 (581 d)
Ernesto Antonio Alvarez	Wells Fargo Investments, LLC unclassified	RBC Securities, Inc. other	Other	Dec 15, 2008	Feb 26, 2014 (1899 d)
Olha Sophia Paluch	Banc Of America Investment Services, Inc. unclassified	RBC Securities, Inc. other	Other	Jul 7, 2008	Feb 26, 2014 (2060 d)
Todd Andrew Goldman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RBC Securities, Inc. other	Other	May 20, 2008	Feb 26, 2014 (2108 d)
Megan Nicolle Reynoso	Ameriprise Financial Services, LLC national BD	RBC Securities, Inc. other	Other	Oct 12, 2007	Mar 21, 2011 (1256 d)
Vibhore Bhaskar	Wells Fargo Investments, LLC unclassified	RBC Securities, Inc. other	Other	Jul 17, 2007	Oct 21, 2011 (1557 d)
David Nicholson	Afa Advisor Services LLC unclassified	RBC Securities, Inc. other	Other	Jul 14, 2006	Aug 16, 2012 (2225 d)
Tony Quang Nguyen	Banc Of America Investment Services, Inc. unclassified	RBC Securities, Inc. other	Other	Nov 16, 2005	Oct 17, 2013 (2892 d)
Sylvia Garcia	Morgan Stanley Dw Inc. unclassified	RBC Securities, Inc. other	Other	Sep 25, 2003	May 13, 2011 (2787 d)

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176 moves match.