| Jonathan Todd Wills | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Oct 12, 2015 | Oct 13, 2015 |
| Jacob John Rigert | Guggenheim Investments other | First Trust Advisors LP other | Other | Sep 1, 2015 | Sep 1, 2015 |
| Jeffrey Robert Krogh | Stonebrook Capital Management, Inc. state registered | First Trust Advisors LP other | Other | Aug 20, 2015 | Jul 15, 2015 |
| Nathan Allen Martin | Morgan Stanley wirehouse | First Trust Advisors LP asset manager | Other | Aug 20, 2015 | May 19, 2021 (2099 d) |
| Matthew William Davoust Whall | Neuberger Berman Bd LLC other | First Trust Advisors LP other | Other | Jun 24, 2015 | Jul 2, 2015 |
| Derek Hans Schicht | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Jun 2, 2015 | Jun 5, 2015 |
| John Ryan Thomas | Putnam Investment Management, LLC other | First Trust Advisors LP other | Other | May 21, 2015 | May 22, 2015 |
| James Matthew Brecher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Trust Advisors LP other | Other | Apr 24, 2015 | May 5, 2015 |
| Christian Jonathan Lena | Alpha Titans LLC other | First Trust Advisors LP asset manager | Other | Mar 13, 2015 | Mar 1, 2022 (2545 d) |
| Peter Christou | Morgan Stanley wirehouse | First Trust Advisors LP other | Other | Mar 5, 2015 | Mar 5, 2015 |
| Michael Cain | Amundi Pioneer Institutional Asset Management, Inc. other | First Trust Advisors LP other | Other | Jan 15, 2015 | Jan 12, 2015 |
| Genevieve Elyse Fuhrman | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Jan 5, 2015 | Jan 5, 2015 |
| Aaron Feldman | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Nov 10, 2014 | Nov 10, 2014 |
| Jonathon Thomas Digiovanni | Astor Investment Management LLC other | First Trust Advisors LP other | Other | Nov 5, 2014 | Dec 8, 2014 (33 d) |
| David T Howard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Trust Advisors LP other | Other | Oct 30, 2014 | Nov 3, 2014 |
| Andrew James Beltz | Morgan Stanley wirehouse | First Trust Advisors LP other | Other | Oct 4, 2014 | Oct 1, 2014 |
| Andrew Joseph Agosta | Wells Fargo Advisors wirehouse | First Trust Advisors LP other | Other | Sep 29, 2014 | Oct 1, 2014 |
| Paul R Peterson | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Sep 3, 2014 | Sep 9, 2014 |
| Eric Francis Holsen | Cetera Advisor Networks LLC other | First Trust Advisors LP other | Other | Aug 8, 2014 | Aug 25, 2014 |
| Andrew Jerome Yakle | J.P. Morgan Securities LLC wirehouse | First Trust Advisors LP other | Other | Aug 7, 2014 | Aug 1, 2014 |
| Joseph Albert Saracco | Amundi Pioneer Institutional Asset Management, Inc. other | First Trust Advisors LP asset manager | Other | May 29, 2014 | Dec 17, 2019 (2028 d) |
| Thomas J Hacker | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Apr 30, 2014 | May 5, 2014 |
| Peter Mc Donald Oliphant | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Apr 2, 2014 | Apr 3, 2014 |
| Ryan D Griffin | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Jan 22, 2014 | Jan 23, 2014 |
| William Del Cotto | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Dec 6, 2013 | Dec 3, 2013 |
| Stephen Aaron Fox | Morgan Stanley wirehouse | First Trust Advisors LP other | Other | Oct 24, 2013 | Dec 8, 2017 (1506 d) |
| James Paul Molinari | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Sep 12, 2013 | Sep 24, 2013 |
| Johnathan Nein Wilhelm | Pt Asset Management, LLC other | First Trust Advisors LP other | Other | Sep 6, 2013 | Sep 16, 2013 |
| Evan Christopher Singley | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Mar 6, 2013 | Mar 1, 2013 |
| Christopher William Struck | Advanced Equities, Inc. other | First Trust Advisors LP other | Other | Nov 20, 2012 | Jun 25, 2014 (582 d) |
| Mark Herbert Miller | Advanced Equities, Inc. other | First Trust Advisors LP other | Other | Nov 19, 2012 | Jan 22, 2013 (64 d) |
| Robin Burge | Onedigital other | First Trust Advisors LP other | Other | Nov 13, 2012 | Jul 30, 2012 |
| Samuel James Willis | Nuveen Asset Management, LLC other | First Trust Advisors LP other | Other | Jul 6, 2012 | Jun 29, 2012 |
| Matthew E Westley | Wells Fargo Advisors wirehouse | First Trust Advisors LP other | Other | May 17, 2012 | Apr 29, 2014 (712 d) |
| Ann Koblenzer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Trust Advisors LP other | Other | Mar 7, 2012 | Mar 14, 2012 |
| William F Mccarty | Cetera Investment Advisers LLC other | First Trust Advisors LP other | Other | Feb 2, 2012 | Jan 25, 2012 |
| Ashraff Enshiwat | Wells Fargo Advisors wirehouse | First Trust Advisors LP other | Other | Feb 2, 2012 | Feb 7, 2012 |
| Eric Hugh Daley | Putnam Investment Management, LLC other | First Trust Advisors LP other | Other | Feb 1, 2012 | Feb 1, 2012 |
| Barton J Housman | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Jan 6, 2012 | Jan 9, 2012 |
| Carlos M Garcia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Trust Advisors LP asset manager | Other | Jan 4, 2012 | Aug 6, 2019 (2771 d) |
| Thomas Patrick Monks | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Nov 9, 2011 | Nov 15, 2011 |
| John Beatty Lynch | Oppenheimer Asset Management other | First Trust Advisors LP other | Other | Aug 10, 2011 | Aug 1, 2011 |
| Craig Joseph Koproski | Clearbridge Investments, LLC other | First Trust Advisors LP other | Other | Aug 8, 2011 | Sep 16, 2011 (39 d) |
| Kevin Leigh Denardo | Wells Fargo Advisors wirehouse | First Trust Advisors LP other | Other | May 10, 2011 | Dec 14, 2011 (218 d) |
| John W Gambla | Nuveen Hydepark Group, LLC unclassified | First Trust Advisors LP other | Other | Mar 24, 2011 | Jul 25, 2011 (123 d) |
| Rob Guttschow | Nuveen Hydepark Group, LLC unclassified | First Trust Advisors LP other | Other | Mar 24, 2011 | Jul 25, 2011 (123 d) |
| Gregory Killingsworth Smith | U.S. Bancorp Investments, Inc. other | First Trust Advisors LP other | Other | Mar 24, 2011 | Sep 28, 2011 (188 d) |
| Peter J Leonteos | Equitable Advisors, LLC national BD | First Trust Advisors LP other | Other | Mar 18, 2011 | Sep 21, 2011 (187 d) |
| Paul Thomas Evon | Guggenheim Investments other | First Trust Advisors LP other | Other | Mar 16, 2011 | Aug 10, 2017 (2339 d) |
| Eric Rhodes Maisel | Bondwave Advisors no RAUM | First Trust Advisors LP other | Other | Mar 15, 2011 | Mar 16, 2011 |
| Bradley H Seberhagen | Chase Investment Services Corp. other | First Trust Advisors LP other | Other | Mar 9, 2011 | Nov 3, 2014 (1335 d) |
| Samantha Glaz | Chase Investment Services Corp. other | First Trust Advisors LP other | Other | Feb 28, 2011 | Feb 11, 2014 (1079 d) |
| Isaac Gregory Heath | John Hancock Investment Management LLC other | First Trust Advisors LP other | Other | Dec 31, 2010 | Dec 8, 2011 (342 d) |
| Colin P Plunkett | LPL Financial LLC other | First Trust Advisors LP other | Other | Dec 22, 2010 | Jul 25, 2011 (215 d) |
| Erik Soren Jackson | Oberweis Securities, Inc. unclassified | First Trust Advisors LP other | Other | Dec 21, 2010 | Jul 1, 2013 (923 d) |
| Michael Ryan Coyne | Morgan Stanley wirehouse | First Trust Advisors LP other | Other | Oct 11, 2010 | Nov 5, 2015 (1851 d) |
| Nathan Carlson | Advisors Asset Management, Inc. other | First Trust Advisors LP other | Other | Jul 27, 2010 | Jul 12, 2010 |
| John Michael Daly | Cetera Investment Advisers LLC other | First Trust Advisors LP other | Other | Mar 19, 2010 | Nov 18, 2010 (244 d) |
| Jordan Thompson Dunsmore | MML Investors Services, LLC other | First Trust Advisors LP other | Other | Feb 10, 2010 | Oct 20, 2011 (617 d) |
| Kevin Kowalczyk | David A. Noyes & Company other | First Trust Advisors LP other | Other | Jan 4, 2010 | Oct 12, 2011 (646 d) |