DFX Intelligence
Advisor moves
Arrivals at Kestra Private Wealth Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa M Hintz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2022 | Jun 8, 2022 |
| Shawn Glasgow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2022 | Jun 8, 2022 |
| Michael Edwin Sharber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2022 | Jun 8, 2022 |
| Lisa M Turner | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | Jul 1, 2022 (31 d) |
| Wesley Derek Oglesby | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 5, 2022 |
| Charles Clarke Smith | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 4, 2022 |
| Joshua Ryan Dale Paddock | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 4, 2022 |
| Jason Paul Buckley | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 4, 2022 |
| Natalie Duckworth Phillips | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Oct 31, 2024 (988 d) |
| Chad Edward Wicker | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2021 | Oct 13, 2021 |
| Glen Arthur Turner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 18, 2021 |
| Girish Prakash Navare | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 18, 2021 |
| Andrew Dominic Wilkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Oct 18, 2021 |
| Merritt Kay Hicks | RBC Capital Markets, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 8, 2021 |
| Gary William Kiemele | RBC Capital Markets, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 8, 2021 |
| Carlota Larson | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 24, 2021 | Sep 22, 2021 |
| Christopher Michael Heilman | Truist Advisory Services, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2021 | Aug 19, 2021 |
| Athishay Gangadharan | Advice And Planning Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Aug 12, 2021 |
| Howard G Reizun | Advice And Planning Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Aug 12, 2021 |
| Sandi Lynn Hickman | Truist Advisory Services, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jun 30, 2021 |
| Ronald Gray Kiser | Truist Advisory Services, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 23, 2021 |
| Theodore Charles Horowitz | Ameriprise Financial Services, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | May 5, 2021 |
| Benjamin William Belanger | Ameriprise Financial Services, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | May 6, 2021 |
| May Dawson Reid | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2021 | May 4, 2022 (378 d) |
| Kristoffer N Fu | J.P. Morgan Securities LLC wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2021 | Feb 3, 2021 |
| Stephanie Marie Fratoe | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2021 | Jan 4, 2021 |
| Justin Walt Parker | Mcbee Advisors, Inc. other | Kestra Private Wealth Services, LLC BD affiliated | Other | Dec 18, 2020 | Dec 18, 2020 |
| Sarah Degraw | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Jul 9, 2021 (273 d) |
| Shaun Eck | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 24, 2020 | Sep 25, 2020 |
| David Overton Carlock | Raymond James & Associates, Inc. national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Aug 11, 2020 |
| Mark David Yadron | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2020 | Aug 7, 2020 |
| Steven Hayden Hafner | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2020 | Jul 9, 2020 |
| Tyler R Mckean | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2020 | Jun 30, 2020 |
| Kylee Arin O'Neil | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2020 | Jun 30, 2020 |
| Walter Roland Valenzuela | Hilltop Securities Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | Apr 29, 2020 |
| William Swanner | Hilltop Securities Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2020 | Apr 29, 2020 |
| Zachary Butler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2020 | May 12, 2020 |
| Tyler Samuel Bolyard | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2020 | May 14, 2020 |
| Colleen S Newell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2020 | Mar 6, 2020 |
| Tim M Jenkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2020 | Feb 25, 2020 |
| David Jay Brandt | Ameriprise Financial Services, LLC national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2020 | Feb 12, 2020 |
| Brian R Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Jan 30, 2020 |
| Jeffrey J. Smith | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2020 | Jan 30, 2020 |
| Jannine Marisa Barbosa | Gary Goldberg Planning Services independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2019 | Jul 10, 2021 (632 d) |
| William Joseph Krivicich | Gary Goldberg Planning Services independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2019 | Jul 10, 2021 (660 d) |
| Tf Mccall Jenkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2019 | Feb 14, 2020 (154 d) |
| Joshua Blake Murphy | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2019 | Jun 25, 2019 |
| Dennis William Laughlin | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | May 7, 2019 |
| Brian William Laughlin | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | May 7, 2019 |
| Eugene Brendan Mccarthy | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | May 7, 2019 |
| Samantha Verzi | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | May 3, 2019 |
| Mark Kenneth Vigil | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2019 | May 6, 2019 |
| Jeremy Don Wood | Spc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Apr 11, 2019 |
| Linda Lucille Vigil | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | Feb 22, 2019 | Feb 22, 2019 |
| Gregory Michael Billow | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | Jun 18, 2018 | Jun 19, 2018 |
| Kelly C Almonte | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | Jun 1, 2018 | May 23, 2018 |
| Anthony Joseph Landi | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | May 31, 2018 | Jun 22, 2018 |
| Deborah Rhude Shuster | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | May 31, 2018 | May 25, 2018 |
| Thomas Edward Davis | Morgan Stanley wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | May 24, 2018 | May 23, 2018 |
| Gary James Baker | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC independent RIA | Wirehouse to independent RIA | May 14, 2018 | May 9, 2018 |
242 moves match.