DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Timothy Robert Norris Buzzini	Brecek & Young Advisors, Inc. other	Financial Telesis, Inc. other	Other	Dec 31, 2007	Jan 4, 2008
Thomas William Chichester	Cetera Advisors LLC other	Financial Telesis, Inc. other	Other	Dec 5, 2007	Nov 16, 2007
Bryce Walker Sowitch	Citigroup Global Markets Inc. other	Financial Telesis, Inc. other	Other	Nov 26, 2007	Jul 1, 2011 (1313 d)
James Jacob Bartoszewicz	Cowden Advisers, Inc. unclassified	Financial Telesis, Inc. other	Other	Oct 30, 2007	Oct 31, 2007
Elisabeth M Mays	Cetera Advisor Networks LLC other	Financial Telesis, Inc. other	Other	Jul 30, 2007	Jul 31, 2007
Kathleen M Donnelly	Signator Investors, Inc. other	Financial Telesis, Inc. other	Other	Jun 21, 2007	Nov 2, 2011 (1595 d)
Marguerite Ann Fagan-Whitmore	Amp Asset Management, Inc. unclassified	Financial Telesis, Inc. other	Other	Jun 13, 2007	May 11, 2007
Brian Patrick Abad	Mmc Securities LLC no RAUM	Financial Telesis, Inc. other	Other	Jun 11, 2007	Jun 20, 2007
Marc Joseph Rohr	Pension Consultants Inc no RAUM	Financial Telesis, Inc. other	Other	Dec 5, 2006	Aug 20, 2009 (989 d)
Eric Matthew Sholberg	Moreton Asset Management, LLC other	Financial Telesis, Inc. other	Other	Apr 19, 2006	Feb 25, 2009 (1043 d)
Frederick James Pieracci	Sagepoint Financial, Inc. other	Financial Telesis, Inc. other	Other	Mar 6, 2006	Mar 2, 2006
Blake Alexander Thibault	Morgan Stanley Dw Inc. unclassified	Financial Telesis, Inc. other	Other	Jan 31, 2006	Apr 13, 2006 (72 d)
Virginia Krieger Sutton	Securian Financial Services, Inc. other	Financial Telesis, Inc. other	Other	Dec 2, 2005	Dec 1, 2005
Michael Reese Johnson	Securian Financial Services, Inc. other	Financial Telesis, Inc. other	Other	Dec 2, 2005	Dec 1, 2005
Gregory Allan Gaynier	Stancorp Investment Advisers, Inc. other	Financial Telesis, Inc. other	Other	Mar 29, 2005	Oct 18, 2005 (203 d)
Paul Edward Grutzner	Wells Fargo Advisors wirehouse	Financial Telesis, Inc. other	Other	Mar 15, 2005	Mar 4, 2005
Thomas Bowen Frost	Principal Securities, Inc. other	Financial Telesis, Inc. other	Other	Feb 18, 2005	May 27, 2005 (98 d)
Thomas Paul Muldoon	Valmark Advisers, Inc. other	Financial Telesis, Inc. other	Other	Dec 1, 2004	Feb 8, 2005 (69 d)
David John Witz	Newport Group Securities, Inc. other	Financial Telesis, Inc. other	Other	May 21, 2004	Jan 18, 2006 (607 d)
Sean Stephen Sowers	Foothill Securities, Inc. other	Financial Telesis, Inc. other	Other	Apr 30, 2004	Oct 23, 2013 (3463 d)
Timothy Hartsfield Nasworthy	Legg Mason Wood Walker, Incorporated unclassified	Financial Telesis, Inc. other	Other	Mar 9, 2004	Oct 12, 2009 (2043 d)
Timothy John Cooper	Kms Financial Services, Inc other	Financial Telesis, Inc. other	Other	Dec 31, 2003	Oct 23, 2008 (1758 d)

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142 moves match.