DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Tila-Cohen | MML Investors Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 24, 2025 |
| John Ryuichi Uyeki | Osaic Institutions, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 19, 2024 |
| James Murray Elliott | Osaic Institutions, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Nov 20, 2024 |
| Deidre T. Caldwell | Robert W. Baird & Co. Incorporated mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Nov 15, 2024 |
| Robert Louis Stiles | Robert W. Baird & Co. Incorporated mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Nov 18, 2024 |
| Paul Edwin Butler | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2024 | Nov 6, 2024 |
| Joseph Angelo Pardi | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2024 | Nov 7, 2024 |
| Elizabeth Ann Ferraro | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2024 | Nov 6, 2024 |
| David Steven Dennerll | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| James Matthew Hager | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Matthew R. Hager | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Zachary D Hiler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 1, 2024 |
| Mikelle B Copella | Stratos Wealth Partners, Ltd BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Brent Alan Markley | Stratos Wealth Partners, Ltd BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 31, 2024 |
| Gregory Ervin Kibler | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Jeremy Nathan Swank | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Deborah Kay Williams | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 24, 2024 |
| Dominic Triglia | Equitable Advisors, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Jan 30, 2025 (113 d) |
| Joseph Fine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 22, 2024 |
| Robert Edward Flannigan | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Nov 18, 2024 (73 d) |
| Mark C Enright | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2024 | Sep 9, 2024 |
| Charles Austin Sacco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2024 | Aug 23, 2024 |
| Cristina Waingart Gerrald | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2024 | Oct 2, 2024 (37 d) |
| Ronald Vance Arthur | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 19, 2024 |
| Edward Thomas Kennedy | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2024 | Oct 31, 2024 (106 d) |
| Randolph Kent Liggitt | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Aug 16, 2024 (36 d) |
| Joshua David Loud | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jun 28, 2024 |
| Kathryn A Genovese | Citizens Securities, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 18, 2024 |
| Susan M Bickel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2024 | Jun 5, 2024 |
| Nicolas Anthony Santangelo | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2024 | Jun 6, 2024 |
| Rodger Edmund Goldman | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2024 | May 28, 2024 |
| Steffy Kaiser | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2024 | May 28, 2024 |
| Michael Paul Dargusch | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 20, 2024 |
| Regina Kline Colburn | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 14, 2024 |
| Lindsay Truluck Walker | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Sep 3, 2024 (125 d) |
| Martha W. Busser | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 25, 2024 |
| William Travis Mccollum | Robert W. Baird & Co. Incorporated mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 26, 2024 |
| Jamie Halbig | Robert W. Baird & Co. Incorporated mixed wealth | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 26, 2024 |
| Nancy Guadalupe Cuellar | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | Apr 25, 2024 |
| Richard E Marshall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2024 | Oct 8, 2024 (165 d) |
| Susan R Damask | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 18, 2024 |
| Amy L Gibson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2024 | Apr 18, 2024 |
| Michael S Koppenhaver | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2024 | Apr 18, 2024 |
| James Patrick Horgan | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2024 | Jul 29, 2024 (115 d) |
| Nicholas Robert Borkowski | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 5, 2024 |
| Jack Ryan Mahoney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2024 | Mar 22, 2024 |
| Matthew Christopher Robinson | Osaic Institutions, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 15, 2024 |
| Justin M Porrett | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2024 | Mar 19, 2025 (383 d) |
| Dino Joseph Johnson | Steward Partners Investment Advisory, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 15, 2024 |
| Danielle Carini | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2024 | Jan 23, 2024 |
| Loretta S Beardeaux-Proulx | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2024 | Jan 29, 2024 |
| Jordan Grace Higgins | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 5, 2024 |
| Jonathan Michael Susser | Valley National Advisers Inc independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2023 | Jan 3, 2024 |
| Michael A Brown | Pnc Wealth Management BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 15, 2023 |
| Mark Allen Stull | United Brokerage Services Inc BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 15, 2023 |
| Robert Rosema | J.P. Morgan Securities LLC wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2023 | May 20, 2025 (525 d) |
| Tyler Adam James Weisgarber | Pruco Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 20, 2023 |
| Laurence Seiden | United Capital Financial Advisors independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Nov 6, 2023 |
| William Matthew Lawlor | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 26, 2023 | Oct 24, 2023 |
| Susan Lynne Scandone | Morgan Stanley wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2023 | Oct 23, 2023 |
1,088 moves match.