DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allworth Financial, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jodee Felice DeutschHoran Wealth Management independent RIAAllworth Financial, L.P. independent RIARIA to RIASep 2, 2021Sep 16, 2021
Richard GrossShone Wealth Management independent RIAAllworth Financial, L.P. independent RIARIA to RIAAug 18, 2021May 3, 2021
Brianna Nicole HasbrookShone Wealth Management independent RIAAllworth Financial, L.P. independent RIARIA to RIAAug 18, 2021May 3, 2021
Todd Elliott SmithFidelity Personal And Workplace Advisors BD affiliatedAllworth Financial, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2021Apr 3, 2025 (1364 d)
Christopher Bartolomeo GiordanoMariner Advisor Network independent RIAAllworth Financial, L.P. independent RIARIA to RIAJul 6, 2021Jul 2, 2021
Allegra Marie SwanMariner Advisor Network independent RIAAllworth Financial, L.P. independent RIARIA to RIAJul 6, 2021Jul 2, 2021
Daniel KertzAmeriprise Financial Services, LLC national BDAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2021Aug 17, 2021 (67 d)
Matthew John MacekFlaharty Asset Management, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2021Jun 24, 2024 (1223 d)
Steven LuongBlackrock Investment Management, LLC otherAllworth Financial, L.P. independent RIAOtherJan 13, 2021Jun 2, 2021 (140 d)
Steven Frank ManfredoniaTd Ameritrade, Inc. no RAUMAllworth Financial, L.P. BD affiliatedOtherJan 11, 2021Apr 5, 2022 (449 d)
Tyler Thomas BoyceTd Ameritrade, Inc. no RAUMAllworth Financial, L.P. independent RIAOtherJan 6, 2021Jan 28, 2021
Kelly G RichardsCetera Investment Advisers LLC BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Nov 2, 2021 (302 d)
Gary Lawson GrigsbyUnited Capital Financial Advisors BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020May 20, 2021 (140 d)
Blake Stuart DavelaarPathways Financial Partners,Inc. independent RIAAllworth Financial, L.P. independent RIARIA to RIADec 31, 2020Jan 5, 2021
David Anthony BastoniSecurities America Advisors, Inc. BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Dec 1, 2020
Robert William FraterHouston Asset Management, Inc. unclassifiedAllworth Financial, L.P. independent RIAOtherJul 13, 2020Apr 1, 2020
Kevin Howard CassidyHouston Asset Management, Inc. unclassifiedAllworth Financial, L.P. independent RIAOtherJul 7, 2020Apr 1, 2020
Robert Lee SponsellerCommonwealth Financial Network national BDAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2020Jun 1, 2020
James M MooreTwo West Capital Advisors LLC institutionalAllworth Financial, L.P. BD affiliatedOtherMay 11, 2020Apr 26, 2023 (1080 d)
Paul Alexander AustinYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. independent RIARIA to RIAApr 2, 2020Aug 2, 2019
Bret Hedley Charles ButcherYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2020Dec 10, 2024 (1713 d)
Stephanie Marie Motzkus-BakanYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. independent RIARIA to RIAApr 2, 2020Jul 18, 2019
Paul Alan CulbertsonBlue Sky Financial Planning, LLC unclassifiedAllworth Financial, L.P. independent RIAOtherFeb 14, 2020Oct 12, 2020 (241 d)
Christopher Sean CoxSiena Wealth Management, Inc. independent RIAAllworth Financial, L.P. independent RIARIA to RIANov 6, 2019Oct 1, 2019
Scott Richard EbertBancwest Investment Services, Inc. (Bwis) BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2019Sep 17, 2019 (34 d)
Amy Michelle BertleDestiny Capital Corporation independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankApr 26, 2019Jan 1, 2025 (2077 d)
Charles Glenn DownsSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Brian Davis JamesSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Andrew Joseph ShaferSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Eva PurvisSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Alexander Evan ScottSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 22, 2018
Stephanie D BemererSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 21, 2018
Andrew Roy StoutSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Michael C CoatesSimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 27, 2018
Britton RileySimply Money Advisors independent RIAAllworth Financial, L.P. independent RIARIA to RIAFeb 7, 2019Aug 22, 2018
Hugh B PhillipsSecurities America Advisors, Inc. BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2019Feb 1, 2019
David Anthony TiszaAw Securities no RAUMAllworth Financial, L.P. otherOtherJan 2, 2019Mar 14, 2014
Carl Scott LambLPL Financial LLC independent RIAAllworth Financial, L.P. independent RIARIA to RIAOct 3, 2018Jun 22, 2019 (262 d)
Brian Michael MurphyMy Pathway, LLC unclassifiedAllworth Financial, L.P. independent RIAOtherDec 31, 2017Jan 11, 2021 (1107 d)
Adam Frank KintLane Florence, LLC state registeredAllworth Financial, L.P. otherOtherNov 9, 2017Dec 1, 2017
David GilreathSellery Portfolio Management, LLC otherAllworth Financial, L.P. BD affiliatedOtherMar 17, 2017May 30, 2025 (2996 d)
Michael David DemkoLwi Financial Inc. otherAllworth Financial, L.P. independent RIAOtherJan 3, 2017Oct 1, 2019 (1001 d)
Keith Merritt JohnsonKmj Financial Group, LLC unclassifiedAllworth Financial, L.P. otherOtherJun 24, 2016Jun 23, 2016
Kevin Magnus DuffyAdvice And Planning Services otherAllworth Financial, L.P. otherOtherDec 3, 2015Feb 1, 2016 (60 d)
Mark William ShoneSas Financial Advisors unclassifiedAllworth Financial, L.P. independent RIAOtherJan 15, 2015May 3, 2021 (2300 d)
Justin Richard WilsonDuncan Financial otherAllworth Financial, L.P. otherOtherMar 17, 2014Mar 21, 2014
Daniel R LevenePathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
Justin Daniel BojanskiPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
Corey C GamblePathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Oct 22, 2013
Lauren M WilliamsPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
Michael L AllisonPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 9, 2014
Kristopher Kraig EmickPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 13, 2014
James Theodore SmallingPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 16, 2014
Andre LeverettPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherJan 9, 2014Jan 9, 2014
Matthew Jason ChristlNationwide Investment Advisors, LLC otherAllworth Financial, L.P. otherOtherDec 12, 2013Jan 9, 2014
Corey C GambleAw Securities no RAUMAllworth Financial, L.P. otherOtherOct 1, 2013Mar 5, 2012
Rebecca Dolva Jean WatsonPathway Strategic Advisors otherAllworth Financial, L.P. otherOtherNov 20, 2012Sep 9, 2011
Sean Timothy MurrayPathway Strategic Advisors otherAllworth Financial, L.P. BD affiliatedOtherJun 28, 2012Jan 1, 2026 (4935 d)
Adam Blake PetersAdvisors Asset Management, Inc. otherAllworth Financial, L.P. otherOtherSep 2, 2010Jul 1, 2014 (1398 d)
Erin Jean KincheloeLPL Financial LLC otherAllworth Financial, L.P. BD affiliatedOtherNov 25, 2009May 29, 2024 (5299 d)
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252 moves match.