DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Owen Collier	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	May 26, 2015	May 19, 2015
Gregory Edward Knisely	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	May 26, 2015	May 19, 2015
James C. Leo	LPL Financial LLC other	American Portfolios Advisors, Inc other	Other	May 6, 2015	May 18, 2015
Thomas Robert Beam	Wall Street Financial Group, Inc other	American Portfolios Advisors, Inc other	Other	Apr 28, 2015	Jul 1, 2015 (64 d)
Everette Meade Seay	Esi Financial Advisors other	American Portfolios Advisors, Inc other	Other	Feb 24, 2015	May 15, 2015 (80 d)
Howard Rothstein	Southeast Investments, N.C., Inc. state registered	American Portfolios Advisors, Inc other	Other	Feb 23, 2015	Jul 30, 2015 (157 d)
Ann C Kavanaugh	Vanguard Advisers, Inc. other	American Portfolios Advisors, Inc other	Other	Jan 2, 2015	Mar 31, 2015 (88 d)
Jeanette Reisner Hudepohl	Regal Investment Advisors LLC other	American Portfolios Advisors, Inc other	Other	Dec 31, 2014	Jan 2, 2015
Thomas E Hudepohl	Regal Investment Advisors LLC other	American Portfolios Advisors, Inc other	Other	Dec 31, 2014	Jan 2, 2015
Charles Andrew Musil	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Dec 22, 2014	Jan 2, 2015
William Clarence Larkin	Pnc Managed Account Solutions, Inc. other	American Portfolios Advisors, Inc other	Other	Dec 11, 2014	Jan 15, 2015 (35 d)
Charles Michael Matisi	4thought Financial Group Inc. other	American Portfolios Advisors, Inc other	Other	Oct 31, 2014	Nov 3, 2014
Anthony L Simonetti	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Oct 17, 2014	Nov 18, 2014 (32 d)
Adam C Morgan	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Oct 10, 2014	Oct 22, 2014
Daniel Stephen Dipaola	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Oct 9, 2014	Oct 6, 2014
Jacob Boyce	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Oct 9, 2014	Oct 15, 2014
Thomas K Queri	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Oct 6, 2014	Oct 9, 2014
Matthew B Stewart	Morgan Stanley wirehouse	American Portfolios Advisors, Inc other	Other	Aug 26, 2014	Jun 6, 2016 (650 d)
Brian David Wright	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Jul 24, 2014	Jul 29, 2014
Kevin Michael Filosa	LPL Financial LLC other	American Portfolios Advisors, Inc other	Other	Jul 15, 2014	Jul 22, 2014
Ward Russell Brickner	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Jul 7, 2014	Aug 8, 2014 (32 d)
Michael Dominick Palazzolo	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Jul 7, 2014	Aug 8, 2014 (32 d)
Gary M Orkin	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Jul 7, 2014	Jan 25, 2018 (1298 d)
David B Molter	Morgan Stanley wirehouse	American Portfolios Advisors, Inc other	Other	Jun 24, 2014	Jul 22, 2014
Ryan Phillip Russo	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	May 28, 2014	Jun 6, 2014
Lawrence Joseph Papola	Park Avenue Securities LLC other	American Portfolios Advisors, Inc independent RIA	Other	Apr 22, 2014	Jan 24, 2022 (2834 d)
Daniel J Aspenleiter	Obs Financial other	American Portfolios Advisors, Inc independent RIA	Other	Apr 18, 2014	Jul 31, 2020 (2296 d)
Jeffrey Cohen Hartman	Oneamerica Securities, Inc. other	American Portfolios Advisors, Inc other	Other	Feb 7, 2014	Feb 24, 2014
Steven Grodko	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	Dec 23, 2013	Apr 23, 2014 (121 d)
George Herve Blais	LPL Financial LLC other	American Portfolios Advisors, Inc other	Other	Dec 20, 2013	Dec 20, 2013
John Marinelli	Invest Financial Corporation other	American Portfolios Advisors, Inc other	Other	Dec 16, 2013	Jan 28, 2014 (43 d)
John D Coscia	Invest Financial Corporation other	American Portfolios Advisors, Inc other	Other	Dec 12, 2013	Dec 23, 2013
Donald Robert Burnaford	New England Securities Corporation other	American Portfolios Advisors, Inc other	Other	Oct 15, 2013	Oct 23, 2013
Jeffry Mark Rosen	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Oct 2, 2013	Sep 30, 2013
Allen Carl Grommet	Cl Wealth Management LLC other	American Portfolios Advisors, Inc other	Other	Aug 5, 2013	Aug 6, 2013
George Herve Blais	Greenwich Private Wealth LLC unclassified	American Portfolios Advisors, Inc other	Other	Jul 16, 2013	Aug 12, 2013
Nabil Bouab	Lantern Wealth Advisors, LLC other	American Portfolios Advisors, Inc other	Other	Jul 10, 2013	Jul 26, 2013
William Paul Krause	MML Investors Services, LLC other	American Portfolios Advisors, Inc other	Other	Jun 10, 2013	Oct 29, 2013 (141 d)
Kay Chere Smith	Raymond James & Associates, Inc. national BD	American Portfolios Advisors, Inc other	Other	May 30, 2013	Jun 2, 2015 (733 d)
Alan Jay Bernstein	Sound Asset Management Group, LLC other	American Portfolios Advisors, Inc other	Other	Apr 18, 2013	Apr 11, 2013
Jonathan Lee Gassman	Gassman Financial Group other	American Portfolios Advisors, Inc other	Other	Mar 27, 2013	Nov 14, 2013 (232 d)
Whitney Wilson Merrill	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Mar 4, 2013	Feb 26, 2013
Mary Vanisky Morse	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Feb 19, 2013	Feb 7, 2013
Scott Coopersmith	Msi Financial Services, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 29, 2012	Nov 30, 2012
Melissa Gaye Albanese	Ameriprise Financial Services, LLC national BD	American Portfolios Advisors, Inc other	Other	Nov 5, 2012	Feb 1, 2013 (88 d)
Nicholas Klopsis	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Portfolios Advisors, Inc other	Other	Oct 10, 2012	Oct 2, 2013 (357 d)
Mike Joseph Senechal	Investment Centers Of America, Inc. other	American Portfolios Advisors, Inc other	Other	Sep 24, 2012	Oct 22, 2014 (758 d)
Dana Harris Wiltsey Stallings	New England Securities Corporation other	American Portfolios Advisors, Inc other	Other	Aug 13, 2012	Aug 9, 2012
Kenneth Harold Aulbach	Innovation Partners LLC other	American Portfolios Advisors, Inc other	Other	Aug 2, 2012	May 27, 2014 (663 d)
Jeffrey A. Seitz	Advisors Asset Management, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 27, 2012	Jan 10, 2013 (167 d)
Daniel Robert Moruzzi	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Jul 27, 2012	Aug 14, 2012
Stacy Jean Pfizenmayer	Vanguard Advisers, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 20, 2012	Jan 8, 2013 (172 d)
Ernest Mark Caponegro	Garden State Investment Advisory Services, LLC other	American Portfolios Advisors, Inc independent RIA	Other	Apr 30, 2012	May 10, 2021 (3297 d)
Joseph Fernandes	Osaic Wealth, Inc. other	American Portfolios Advisors, Inc other	Other	Mar 30, 2012	Apr 23, 2012
Denise Gabay Otten	Fogel Neale Wealth Management, LLC unclassified	American Portfolios Advisors, Inc other	Other	Mar 20, 2012	Jan 31, 2012
Jesse Brian Mackey	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Mar 20, 2012	Mar 19, 2012
Martin Elliot Levine	Park Avenue Securities LLC other	American Portfolios Advisors, Inc other	Other	Mar 19, 2012	Mar 26, 2012
Robert James Halldin	Pacific West Financial Consultants Inc other	American Portfolios Advisors, Inc other	Other	Feb 15, 2012	Feb 28, 2012
Robert Joseph St. George	Equitable Advisors, LLC national BD	American Portfolios Advisors, Inc other	Other	Feb 7, 2012	Feb 6, 2012
Marcus Berger	Investors Capital Advisory other	American Portfolios Advisors, Inc other	Other	Dec 31, 2011	Dec 9, 2016 (1805 d)

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414 moves match.