Arrivals at Gwn Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stephen Michael Derosa	Jost Financial Management Corp. unclassified	Gwn Securities Inc. other	Other	Dec 31, 2016	Nov 17, 2014
Terri M Jarrell	Cetera Advisors LLC other	Gwn Securities Inc. other	Other	Dec 15, 2016	Jan 11, 2017
John A Malcolm	Valic Financial Advisors, Inc. other	Gwn Securities Inc. BD affiliated	Other	Nov 17, 2016	Oct 23, 2018 (705 d)
William Saboe Ironmonger	Ameriprise Financial Services, LLC national BD	Gwn Securities Inc. other	Other	Oct 6, 2016	Oct 3, 2016
Daidre Jo Bakke	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Sep 27, 2016	Sep 30, 2016
Ryan Patrick Esse	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Sep 27, 2016	Sep 30, 2016
Richard Michael Sebastian	Oak Mountain Capital Partners unclassified	Gwn Securities Inc. other	Other	Aug 18, 2016	Aug 6, 2016
Marcin Filip Swiderski	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Aug 15, 2016	Aug 12, 2016
Benjamin Jerome Capers	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Aug 11, 2016	Aug 11, 2016
Laura Lee Thompson	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Aug 10, 2016	Aug 10, 2016
Kurt Frederick Witzleben	Legend Advisory, LLC other	Gwn Securities Inc. BD affiliated	Other	Aug 10, 2016	Sep 22, 2021 (1869 d)
John Francis Bannan	Clark Dodge Asset Management, LLC other	Gwn Securities Inc. other	Other	Aug 5, 2016	Aug 5, 2016
Adam J Skot	Hornor, Townsend & Kent, LLC other	Gwn Securities Inc. other	Other	Aug 4, 2016	Aug 17, 2016
Kyle Carrocino	Hornor, Townsend & Kent, LLC other	Gwn Securities Inc. other	Other	Aug 4, 2016	Aug 17, 2016
Lauren G Ragsdale	Msi Financial Services, Inc. other	Gwn Securities Inc. other	Other	Jul 26, 2016	Mar 27, 2017 (244 d)
Robert James Thomas	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Jul 22, 2016	Jul 19, 2016
Mark Rajendra Singh	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Gwn Securities Inc. other	Other	Jul 7, 2016	Sep 20, 2016 (75 d)
Khoren Moses Ouzounian	LPL Financial LLC other	Gwn Securities Inc. other	Other	May 19, 2016	May 13, 2016
Mark Malnar	Cetera Advisors LLC other	Gwn Securities Inc. other	Other	Apr 11, 2016	Apr 12, 2016
Kevin Earl Skaltsis	Foresters Equity Services, Inc. other	Gwn Securities Inc. other	Other	Mar 23, 2016	Mar 24, 2016
Aaron Grant Holder	Planmember Securities Corporation other	Gwn Securities Inc. other	Other	Mar 10, 2016	Mar 16, 2016
Christian Mcdonald Ramsey	Foothill Securities, Inc. other	Gwn Securities Inc. other	Other	Feb 10, 2016	Feb 29, 2016
Troy Wayne Hendricks	Securities America Advisors, Inc. other	Gwn Securities Inc. other	Other	Feb 2, 2016	Feb 10, 2016
Paul Albert Siock	Pruco Securities, LLC other	Gwn Securities Inc. other	Other	Jan 11, 2016	Jan 13, 2016
John Alison Fahnestock	Stonex Advisors Inc. other	Gwn Securities Inc. other	Other	Jan 4, 2016	Jan 5, 2016
Clifford Michael Gould	Voya Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Dec 31, 2015	Jan 4, 2016
David A Flynn	Stonex Advisors Inc. other	Gwn Securities Inc. other	Other	Dec 31, 2015	Jan 4, 2016
Gina Marie Sebastian Eibest	Southeast Investments, N.C., Inc. state registered	Gwn Securities Inc. other	Other	Dec 18, 2015	Jan 4, 2016
Chet Dylan Schwartz	Gerstein Fisher other	Gwn Securities Inc. other	Other	Dec 8, 2015	Feb 2, 2018 (787 d)
Jennifer Lee Villarreal	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Nov 17, 2015	Nov 10, 2015
Mark Edward Henderson	Esi Financial Advisors other	Gwn Securities Inc. other	Other	Nov 5, 2015	Oct 29, 2015
Robert E. Laine	Next Financial Group, Inc. other	Gwn Securities Inc. other	Other	Oct 1, 2015	Sep 29, 2015
John Vincent Blanchard	Mariner other	Gwn Securities Inc. other	Other	Sep 22, 2015	Oct 18, 2016 (392 d)
Kenneth Sedlock	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Sep 17, 2015	Sep 3, 2015
Daniel William Dearment	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Sep 8, 2015	Sep 4, 2015
Roberta Lynn Freitag	Strategic Advisers LLC national BD	Gwn Securities Inc. other	Other	Sep 3, 2015	Jan 22, 2016 (141 d)
Michael Galvin Merrick	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Aug 25, 2015	Mar 15, 2016 (203 d)
Sandra Ohehir Keir	Raymond James & Associates, Inc. national BD	Gwn Securities Inc. other	Other	Jul 28, 2015	Jul 27, 2015
Kristopher Erik Galenski	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	Jul 24, 2015	Oct 19, 2015 (87 d)
Digna Enid Feliciano	J.P. Morgan Securities LLC wirehouse	Gwn Securities Inc. other	Other	Jul 7, 2015	Jul 7, 2015
David Clyde Gettings	Stonex Advisors Inc. other	Gwn Securities Inc. other	Other	Jun 23, 2015	Jun 17, 2015
David Stuart Oldham	B. Riley Wealth Advisors, Inc. other	Gwn Securities Inc. other	Other	Jun 19, 2015	Jun 18, 2015
Christopher G Keelips	B. Riley Wealth Advisors, Inc. other	Gwn Securities Inc. other	Other	Jun 17, 2015	Jun 17, 2015
Peter Ruga Gentile	B. Riley Wealth Advisors, Inc. other	Gwn Securities Inc. BD affiliated	Other	Jun 17, 2015	Dec 2, 2021 (2360 d)
Tucker M Scott	B. Riley Wealth Advisors, Inc. other	Gwn Securities Inc. other	Other	Jun 17, 2015	Jun 17, 2015
Joseph Fernandes	American Portfolios Advisors, Inc other	Gwn Securities Inc. other	Other	Jun 4, 2015	Jun 8, 2015
Todd Edward Sepp	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	May 18, 2015	Jun 3, 2015
Joseph B Ferrara	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Apr 29, 2015	May 20, 2015
Conor Wesman Swanson	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Apr 29, 2015	May 19, 2015
Colleen Elizabeth Nurre	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Apr 10, 2015	Apr 6, 2015
Sean Thomas Keating	Patriot Financial Advisors unclassified	Gwn Securities Inc. other	Other	Apr 1, 2015	Apr 6, 2015
Frank Warner Anderson	Peak Wealth Group LLC state registered	Gwn Securities Inc. other	Other	Mar 16, 2015	Apr 1, 2015
Daniel Joseph Fiala	Pruco Securities, LLC other	Gwn Securities Inc. other	Other	Mar 11, 2015	Mar 26, 2015
William Francis Plum	Voya Financial Advisors, Inc. other	Gwn Securities Inc. BD affiliated	Other	Feb 27, 2015	May 27, 2021 (2281 d)
Steven Jeffrey Smitten	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	Feb 23, 2015	Feb 23, 2015
Joseph Michael Waters	Valic Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Feb 19, 2015	Jun 20, 2016 (487 d)
Mark Brian Horevitz	Nfsg Corporation other	Gwn Securities Inc. other	Other	Feb 3, 2015	Feb 9, 2015
Robert Michael Seipp	First Allied Advisory Services, Inc. other	Gwn Securities Inc. BD affiliated	Other	Jan 7, 2015	Mar 31, 2021 (2275 d)
Kevin Paul Reynolds	Transamerica Financial Advisors, LLC other	Gwn Securities Inc. other	Other	Dec 31, 2014	Jan 20, 2015
Timothy Brian Kenyon	Ic Advisory Services, Inc. other	Gwn Securities Inc. other	Other	Dec 12, 2014	Nov 14, 2014

Page 4 of 7Previous Next

411 moves match.