DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher William LoweIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2019Dec 27, 2018
Matthew J MikolajewskiIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2019Jan 4, 2019
Kerry Carlton GoodmanFounders Financial Alliance, LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 3, 2019Jan 2, 2019
Titus Jermaine PittmanIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 14, 2018
Gary Alan RosenstoneIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 17, 2018
Erin D EirasIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 24, 2018
Christ MavrakosIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 26, 2018
Theresa Gregory JacksonIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Nov 7, 2018
Chad Edward TepeIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Nov 2, 2018
Bryan Matthew WieferichIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 22, 2018
Jared Lee EnsingIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 22, 2018
Todd Robert Vander LugtIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2018Oct 22, 2018
Collin Barrett DawesIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2018Dec 13, 2018
Nicole Marie DawesIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2018Dec 13, 2018
Kevin Fredrick TyrrellIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2018Dec 14, 2018
Kurt Elliot EricksonMorgan Stanley wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIADec 11, 2018Dec 12, 2018
Mark James DickmanIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2018Dec 10, 2018
Matthew Lawrence DarpelIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2018Dec 10, 2018
Leigh A NickelIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2018Dec 4, 2018
Travis Stanley BarnesIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2018Dec 3, 2018
Alejandro Jose-Megino OchoaIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC otherOtherNov 27, 2018Jan 7, 2026 (2598 d)
Charles Edwin HatchIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2018Dec 5, 2018
Brian Christopher AtwoodIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2018Oct 22, 2018
Carl Lee ThompsonIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2018Nov 29, 2018
Taylor Rae MavrakosIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2018Oct 26, 2018
Jordan Eva MavrakosIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2018Oct 26, 2018
Jeffrey Wayne ThorsenIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2018Nov 12, 2018
John Ragsdale BaileyIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2018Oct 3, 2018
Kevin William MeyerIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2018Oct 3, 2018
Jeffery Wilson MastersIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 5, 2018
Rowena York RuffIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 12, 2018
Quentin Lee DavisIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2018Oct 5, 2018
Sharon L HermanIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Oct 1, 2018
Jason Keith NortonIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2018Sep 24, 2018
Jason Randall BackusIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2018Sep 25, 2018
Steven Charles SmallIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Sep 14, 2018
Craig Stephen FreemanIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Sep 17, 2018
Reginald Fitzgerald TolbertIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2018Sep 7, 2018
Jennifer Bailey DavisLPL Financial LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAAug 23, 2018Aug 18, 2018
Nicholas Chase MilesPrincipal Securities, Inc. BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2018Aug 20, 2018
Thomas Craig MooreIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2018Aug 16, 2018
Scott Donald GingrasIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2018Aug 28, 2018
David John SchwartzIndependent Financial Partners independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAAug 3, 2018Aug 3, 2018
Jonathan Keith HaugenLevel Four Advisory Services BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2018Apr 9, 2018
Nicholas Guy WiedrichLevel Four Advisory Services BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2018Apr 9, 2018
William Henry BradyWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAApr 4, 2018Apr 5, 2018
Shane Robert RussellWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAApr 4, 2018Jan 7, 2025 (2470 d)
Michael David MohlmanMohlman Asset Management, LLC otherIndependent Advisor Alliance, LLC otherOtherFeb 22, 2018Feb 7, 2018
Michael John HakimiInvesco Advisers, Inc. otherIndependent Advisor Alliance, LLC independent RIAOtherJan 4, 2018Aug 21, 2018 (229 d)
Scott WardColumbia Management Investment Advisers, LLC asset managerIndependent Advisor Alliance, LLC independent RIAOtherJan 2, 2018Aug 8, 2023 (2044 d)
John Augustus GodfreyCornerstone Wealth otherIndependent Advisor Alliance, LLC otherOtherDec 31, 2017Nov 29, 2017
David Frank RotatoriCornerstone Wealth otherIndependent Advisor Alliance, LLC otherOtherDec 31, 2017Nov 27, 2017
Timothy Moore CreechNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIndependent Advisor Alliance, LLC independent RIAOtherDec 5, 2017Nov 30, 2023 (2186 d)
Richard S ReberMorgan Stanley wirehouseIndependent Advisor Alliance, LLC otherOtherNov 29, 2017Nov 2, 2017
Paul Edward BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Advisor Alliance, LLC otherOtherNov 18, 2017Nov 15, 2017
Jeffrey John MccueCetera Investment Advisers LLC otherIndependent Advisor Alliance, LLC otherOtherNov 14, 2017Nov 13, 2017
Justin Charles BradfordRobert W. Baird & Co. Incorporated otherIndependent Advisor Alliance, LLC otherOtherNov 10, 2017Oct 25, 2017
Andrew W RollerCreative Financial Designs, Inc. otherIndependent Advisor Alliance, LLC otherOtherNov 9, 2017Oct 23, 2017
H Dewey ThompsonCreative Financial Designs, Inc. otherIndependent Advisor Alliance, LLC otherOtherNov 8, 2017Oct 23, 2017
Bruce Edgar PutnamCornerstone Wealth otherIndependent Advisor Alliance, LLC otherOtherNov 3, 2017Oct 26, 2017
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341 moves match.