DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Gwn Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Steven FrancoIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 17, 2014
Marlene Robin BadaiIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 17, 2014
George Edward FileppIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 21, 2014
Stephen Charles FrazerIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 17, 2014
Daniel Thomas PhillipsIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 28, 2014
Jeffrey Raymond KenyonIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 17, 2014
Sandre NaumoskiVoya Financial Advisors, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Dec 9, 2014
Peter Carmen DerosaIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherDec 10, 2014Nov 17, 2014
Jeffrey Scott LeibfarthLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 11, 2014Nov 11, 2014
Jared Mark KellyEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherSep 19, 2014Sep 8, 2014
Tyrone Mark GradyLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Toby L LewisLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Thomas Brian HigdonLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Tracy Lane MelderSecurities America Advisors, Inc. otherGwn Securities Inc. otherOtherAug 5, 2014Aug 19, 2014
Rhonda Billiot FosterEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherJun 6, 2014Jun 3, 2014
Frederick Abrams BellowsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGwn Securities Inc. otherOtherMay 6, 2014Feb 13, 2018 (1379 d)
Matthew David ClarkOneamerica Securities, Inc. otherGwn Securities Inc. otherOtherMay 1, 2014Jan 4, 2016 (613 d)
James Wagner ZerweckIc Advisory Services, Inc. otherGwn Securities Inc. otherOtherApr 21, 2014Jan 26, 2016 (645 d)
James Bradford EdlemanOneamerica Securities, Inc. otherGwn Securities Inc. otherOtherApr 3, 2014Mar 28, 2014
Charles Robert KlimasSecurities America Advisors, Inc. otherGwn Securities Inc. otherOtherMar 26, 2014Mar 21, 2014
Brian Jonathan LacrosseEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherMar 13, 2014Mar 4, 2014
Ryan John MetzgerEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherMar 12, 2014Mar 17, 2014
Shawn David FinleyEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherMar 11, 2014Mar 3, 2014
John Baptist DuchaineEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherFeb 25, 2014Apr 1, 2014 (35 d)
Courtney Alan TurnageLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 25, 2014Feb 24, 2014
Mark Andrew SchindlerPlanmember Securities Corporation otherGwn Securities Inc. otherOtherFeb 19, 2014Feb 14, 2014
Timothy Brian HowellWells Fargo Advisors wirehouseGwn Securities Inc. otherOtherJan 27, 2014Feb 11, 2014
Richard Edgar WitherspoonLincoln Investment otherGwn Securities Inc. otherOtherNov 25, 2013Nov 27, 2013
Patrick Francis GeubtnerEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherSep 20, 2013Sep 17, 2013
Vernon James HenrySsn Advisory, Inc. otherGwn Securities Inc. otherOtherSep 10, 2013Sep 9, 2013
John L HutchingsEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherSep 9, 2013Sep 10, 2013
Stephen Andrew YoungSethi Tax And Wealth Advisors unclassifiedGwn Securities Inc. otherOtherJul 19, 2013Oct 16, 2015 (819 d)
George D. TurnageLegend Advisory, LLC otherGwn Securities Inc. BD affiliatedOtherJul 9, 2013Oct 5, 2020 (2645 d)
Ryan Daniel BoudreauEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherJul 8, 2013Jun 28, 2013
Randall Scott RichterEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherMar 4, 2013Feb 22, 2013
Gary Desmond OconnorLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 27, 2013Dec 6, 2013 (282 d)
Lawrence Clay SpencerSecure Asset Management, L.L.C. independent RIAGwn Securities Inc. otherOtherFeb 27, 2013Feb 1, 2010
Kyle Edwin BuggLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 26, 2013
David Kenneth KarlLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 26, 2013
Jack Mackenzie MiceliLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 27, 2013
Bryan Keith MerillatEquitable Advisors, LLC national BDGwn Securities Inc. otherOtherFeb 8, 2013Feb 12, 2013
Stephen Brett WhiteLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Michael Kent WhiteLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Brock M RowlettLegend Advisory, LLC otherGwn Securities Inc. BD affiliatedOtherJan 2, 2013Jun 2, 2022 (3438 d)
Zachary David HawleyLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Mark Anthony KubikUSA Wealth Management LLC otherGwn Securities Inc. otherOtherDec 13, 2012Dec 11, 2012
Jerry Lee HaynesInteractive Financial Advisors otherGwn Securities Inc. otherOtherDec 12, 2012Dec 12, 2012
Richard James CollinsLegend Advisory, LLC otherGwn Securities Inc. otherOtherDec 5, 2012Dec 5, 2012
Tyler Blaine FergusonLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Dylan Andrews HarigLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Dec 17, 2012 (31 d)
Darren J MoffittLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Blair Michael WildingLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
John Paul JohnsonLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
John Ivory ForsgrenLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Brent Randolph PowellLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Zachary D EgbertLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Ryan Andrew OzataLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Megan Marie PalazzoLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Brian J StokerLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Curtis J MasonLegend Advisory, LLC otherGwn Securities Inc. otherOtherOct 25, 2012Oct 29, 2012
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411 moves match.