DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Arthur Millwee KlughIc Advisory Services, Inc. otherUnited Capital Financial Advisors otherOtherJul 21, 2015Jul 17, 2015
Thomas Brandon CoxIc Advisory Services, Inc. otherUnited Capital Financial Advisors otherOtherJul 21, 2015Jul 17, 2015
William Taber BrownIc Advisory Services, Inc. otherUnited Capital Financial Advisors otherOtherJul 21, 2015Jul 17, 2015
Christopher Richard MohringMorgan Stanley wirehouseUnited Capital Financial Advisors independent RIAWirehouse to independent RIAJun 25, 2015Mar 6, 2019 (1350 d)
Steven Louis PayneLPL Financial LLC otherUnited Capital Financial Advisors otherOtherJun 5, 2015Jul 20, 2015 (45 d)
Raymond Michael SurenkampCs Capital Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2015Mar 27, 2015
Steven Andrew SmithCs Capital Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2015Mar 27, 2015
David M CottonCs Capital Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2015Mar 27, 2015
Brian David MelvinCs Capital Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2015Mar 27, 2015
Ryan RollerCs Capital Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2015Mar 27, 2015
Eric HutchinsonHutchinson Financial, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Erin Lee EddinsStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Paul Joseph MessiterStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 18, 2015
Garth David ScrivnerStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Timothy Michael LongHutchinson Financial, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Duane W WimerStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Robert Thomas GantHutchinson Financial, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Cheryl Benton BottStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Dana Ann UnderwoodStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015Nov 14, 2016 (549 d)
Sara Elisabeth PradaStancorp Investment Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMay 15, 2015May 15, 2015
Brian FrackCetera Investment Advisers LLC otherUnited Capital Financial Advisors otherOtherMay 11, 2015May 19, 2015
Tyson R LokkeMsi Financial Services, Inc. otherUnited Capital Financial Advisors otherOtherApr 21, 2015Nov 10, 2015 (203 d)
Michael Shane SullivanVsr Advisory Services otherUnited Capital Financial Advisors otherOtherApr 13, 2015Apr 10, 2015
Richard Weston KeenanVsr Advisory Services otherUnited Capital Financial Advisors otherOtherApr 13, 2015Apr 10, 2015
Mitchel SchlesingerFbb Capital Partners otherUnited Capital Financial Advisors otherOtherMar 30, 2015May 26, 2015 (57 d)
Andrew William BlassPri Investments, Inc. otherUnited Capital Financial Advisors otherOtherMar 27, 2015Mar 27, 2015
Shane Allen CaldwellRonald Blue & Co., LLC otherUnited Capital Financial Advisors otherOtherMar 2, 2015Nov 13, 2015 (256 d)
Daniel Carlos RodriguezEquitable Advisors, LLC national BDUnited Capital Financial Advisors otherOtherFeb 9, 2015Feb 16, 2015
Patrick Ryan RudyCascade Investment Group, Inc. otherUnited Capital Financial Advisors otherOtherFeb 6, 2015Feb 3, 2015
Christian Kent JohnsonCapital Investment Counsel Inc otherUnited Capital Financial Advisors otherOtherJan 23, 2015Jan 23, 2015
Elizabeth SchwinghammerCapital Investment Counsel Inc otherUnited Capital Financial Advisors otherOtherJan 23, 2015Jan 23, 2015
Stephen John DreilingCapital Investment Counsel Inc otherUnited Capital Financial Advisors otherOtherJan 23, 2015Jan 23, 2015
Joel JohnsonCapital Investment Counsel Inc otherUnited Capital Financial Advisors otherOtherJan 23, 2015Jan 23, 2015
Jason Thomas RosenerCapital Investment Counsel Inc otherUnited Capital Financial Advisors otherOtherJan 23, 2015Jan 23, 2015
Jeffrey Scott BurrowValley Wealth, Inc. otherUnited Capital Financial Advisors otherOtherDec 31, 2014Aug 29, 2014
Jason Michael GordoValley Wealth, Inc. otherUnited Capital Financial Advisors otherOtherDec 31, 2014Aug 29, 2014
Arthur Allen BuckleyValley Wealth, Inc. otherUnited Capital Financial Advisors otherOtherDec 31, 2014Aug 29, 2014
Dezaree Maree SeedsValley Wealth, Inc. otherUnited Capital Financial Advisors otherOtherDec 31, 2014Aug 29, 2014
Charles M HaynorRayner & Haynor otherUnited Capital Financial Advisors otherOtherDec 16, 2014Dec 10, 2014
Ronald Lee FolwellAmeriprise Financial Services, LLC national BDUnited Capital Financial Advisors otherOtherDec 12, 2014Dec 5, 2014
Angela Denice SandersAmeriprise Financial Services, LLC national BDUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2014Jul 2, 2018 (1298 d)
Stephen Douglas BauerAmeriprise Financial Services, LLC national BDUnited Capital Financial Advisors otherOtherDec 12, 2014Dec 5, 2014
Quentin Leroy RobbWaddell & Reed otherUnited Capital Financial Advisors otherOtherNov 24, 2014Nov 14, 2014
Mark Ernest LaflammeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors otherOtherNov 4, 2014Nov 17, 2014
John James BruggemannEquitable Advisors, LLC national BDUnited Capital Financial Advisors otherOtherOct 30, 2014Oct 30, 2014
Michael Vincent PapaSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
Jeffrey Scott MarkewichSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
David L. SwensonSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
John HanBeacon Pointe Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherJul 21, 2014Jul 18, 2014
Myka Bradley KoenenSage Advisory Services Ltd Co otherUnited Capital Financial Advisors otherOtherJun 18, 2014Jun 26, 2014
Matthew Antonio FatzSei Investments Management Corp otherUnited Capital Financial Advisors otherOtherJun 17, 2014Jul 2, 2014
William John WernerPnc Wealth Management otherUnited Capital Financial Advisors otherOtherJun 10, 2014Jun 30, 2014
Robert Alan BrownFreedom Investment Management, Inc. otherUnited Capital Financial Advisors otherOtherJun 5, 2014Mar 4, 2013
Joseph Andrew GiardanoWells Fargo Advisors wirehouseUnited Capital Financial Advisors otherOtherJun 4, 2014Jun 4, 2014
Douglas James WheatFwm Consulting, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 30, 2014May 30, 2014
Heather Lee AnkstitusFwm Consulting, Inc. unclassifiedUnited Capital Financial Advisors otherOtherMay 30, 2014Jun 16, 2014
Philip HerzbergLadenburg Thalmann Asset Management Inc otherUnited Capital Financial Advisors otherOtherMay 28, 2014Jun 2, 2014
David BoyersInvestment Professionals, Inc. otherUnited Capital Financial Advisors otherOtherMay 2, 2014Apr 17, 2014
Edward Matthew EgliskisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors otherOtherMar 4, 2014Mar 17, 2014
Ronald Paul WyattJfs Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherFeb 27, 2014Jan 31, 2014
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415 moves match.