DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cynthia Louise Kordys	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Feb 8, 2013	Jul 24, 2013 (166 d)
Steven Jay Simes	Sjs Corporation other	Centaurus Financial, Inc. other	Other	Dec 31, 2012	Jan 27, 2000
Lonna Rachael Weems	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Centaurus Financial, Inc. other	Other	Dec 31, 2012	May 14, 2018 (1960 d)
Calvin Todd Halterman	H. Beck, Inc. other	Centaurus Financial, Inc. other	Other	Nov 26, 2012	Nov 8, 2012
Ryan Francis Sullivan	H. Beck, Inc. other	Centaurus Financial, Inc. other	Other	Nov 26, 2012	Nov 1, 2012
Kyle Thomas Blodgett	H. Beck, Inc. other	Centaurus Financial, Inc. other	Other	Nov 26, 2012	Nov 1, 2012
Richard Herbert Nelson	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Nov 14, 2012	Oct 30, 2012
Adam Jehial Kohn	Sjs Corporation other	Centaurus Financial, Inc. other	Other	Oct 11, 2012	Sep 2, 2003
Gwendolyn Sue O'Connell	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Oct 9, 2012	Oct 1, 2012
Krista Marie Johnson	Laurel Wealth Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Aug 31, 2012	May 17, 2016 (1355 d)
Michael David Roberts	J P Turner & Company Capital Management, LLC other	Centaurus Financial, Inc. other	Other	Jul 19, 2012	Jul 16, 2012
Yiding Lei	Morgan Stanley wirehouse	Centaurus Financial, Inc. other	Other	Jun 14, 2012	Jun 1, 2012
David Keene Mitchell	Cambridge Investment Research Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Jun 4, 2012	May 4, 2012
James V Peters	MML Investors Services, LLC other	Centaurus Financial, Inc. other	Other	May 16, 2012	May 23, 2012
Michael Phillip Gorak	RBC Securities, Inc. other	Centaurus Financial, Inc. other	Other	Apr 26, 2012	Mar 7, 2013 (315 d)
James Zgliniec	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Apr 19, 2012	Apr 24, 2012
Steven Wesley Kapsimalis	First Western Advisors other	Centaurus Financial, Inc. other	Other	Apr 4, 2012	Apr 12, 2012
Jesus Quezada	Chase Investment Services Corp. other	Centaurus Financial, Inc. other	Other	Apr 2, 2012	Apr 2, 2012
April Lynne Waldman	Hedgelab Capital Management LLC unclassified	Centaurus Financial, Inc. BD affiliated	Other	Mar 16, 2012	Aug 20, 2019 (2713 d)
Jerry Frank Brown	Pacific West Financial Consultants Inc other	Centaurus Financial, Inc. other	Other	Feb 14, 2012	Feb 14, 2012
Odalis Mercedes Lopez	Oneamerica Securities, Inc. other	Centaurus Financial, Inc. other	Other	Feb 2, 2012	Jan 21, 2014 (719 d)
Robin Tom Naylor	Pacific West Financial Consultants Inc other	Centaurus Financial, Inc. other	Other	Jan 24, 2012	Jan 25, 2012
Todd William Walker	Arapaho Asset Management LLC unclassified	Centaurus Financial, Inc. other	Other	Jan 11, 2012	Jan 11, 2012
Nathan Rogers Woodbury	Kovack Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2011	Jan 5, 2012
Travis Robert Cornett	Kovack Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2011	Feb 1, 2012 (32 d)
Loy Douglas Holt	Lighthouse Capital Corporation unclassified	Centaurus Financial, Inc. other	Other	Dec 23, 2011	Apr 12, 2012 (111 d)
David Anthony Pellegrino	First Allied Advisory Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 19, 2011	Dec 13, 2011
Carlos Arthur Rasmussen	Signator Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 9, 2011	Dec 8, 2011
Vernon Lloy Henifin	Spc other	Centaurus Financial, Inc. other	Other	Dec 9, 2011	Jan 10, 2012 (32 d)
John C Halley	Msi Financial Services, Inc. other	Centaurus Financial, Inc. other	Other	Dec 7, 2011	Nov 7, 2011
Robert Brook Hansen	Workman Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Aug 25, 2011	Aug 24, 2011
Louis Joseph Defidelto	First Allied Advisory Services, Inc. other	Centaurus Financial, Inc. other	Other	Aug 9, 2011	Jul 27, 2011
Robert Francis Sullivan	Gwn Securities Inc. other	Centaurus Financial, Inc. other	Other	Jun 17, 2011	Jun 17, 2011
Jerry Wilson Thew	LPL Financial LLC other	Centaurus Financial, Inc. other	Other	Jun 14, 2011	May 25, 2011
Landra Lilly Macy	Landra L. Macy Dba Macy Investments unclassified	Centaurus Financial, Inc. other	Other	Jun 6, 2011	May 2, 2013 (696 d)
Gregory John Richards	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	May 18, 2011	May 31, 2011
James Russell Hardesty	Money Concepts Advisory Service other	Centaurus Financial, Inc. other	Other	May 4, 2011	Apr 21, 2011
John Allan Brinkerhoff	Hornor, Townsend & Kent, LLC other	Centaurus Financial, Inc. other	Other	Apr 29, 2011	Aug 5, 2015 (1559 d)
Marcel Richard Morin	New England Securities Corporation other	Centaurus Financial, Inc. other	Other	Apr 25, 2011	Apr 14, 2011
Timothy James Thompson	Pruco Securities, LLC other	Centaurus Financial, Inc. other	Other	Mar 31, 2011	Apr 5, 2011
Manuel Ramos	Spc other	Centaurus Financial, Inc. other	Other	Feb 14, 2011	Feb 14, 2011
Michael Charles Hoffman	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. other	Other	Feb 11, 2011	Feb 23, 2011
Randy Lee Green	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. BD affiliated	Other	Feb 11, 2011	Jan 2, 2020 (3247 d)
Russell Paul Trumm	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. other	Other	Feb 11, 2011	Feb 24, 2011
James Robert Nelson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Jan 18, 2011	Jan 18, 2011
Mark Steven Rothstein	Tri-Star Financial other	Centaurus Financial, Inc. other	Other	Dec 31, 2010	Jul 28, 2010
Patrick James Robertson	Investors Capital Advisory other	Centaurus Financial, Inc. other	Other	Dec 31, 2010	Jan 3, 2011
Donna Louise Payne	Vsr Advisory Services other	Centaurus Financial, Inc. other	Other	Dec 15, 2010	Dec 16, 2010
Zhihui Huang	Avantax Advisory Services other	Centaurus Financial, Inc. other	Other	Nov 8, 2010	Nov 7, 2012 (730 d)
Scott Jerry Oosting	USA Wealth Management LLC other	Centaurus Financial, Inc. other	Other	Oct 18, 2010	Oct 18, 2010
Steven Duane Burt	USA Wealth Management LLC other	Centaurus Financial, Inc. other	Other	Oct 18, 2010	Oct 18, 2010
Paul Richard Himmelstein	USA Wealth Management LLC other	Centaurus Financial, Inc. other	Other	Oct 13, 2010	Sep 28, 2010
James Franklin Johnson	Verity Investments, Inc. unclassified	Centaurus Financial, Inc. other	Other	Oct 8, 2010	Oct 7, 2010
Troy David Dvorak	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. other	Other	Sep 29, 2010	Oct 1, 2010
Chris Ryan Stewart	Qa3 Financial LLC unclassified	Centaurus Financial, Inc. other	Other	Sep 29, 2010	Oct 1, 2010
Brent Melvin Sears	Investment Advisors International, Inc. unclassified	Centaurus Financial, Inc. other	Other	Aug 27, 2010	Aug 25, 2010
Matthew John Riley	Affinity Wealth Management LLC other	Centaurus Financial, Inc. other	Other	Jul 30, 2010	Oct 14, 2010 (76 d)
Joseph Gregory Papez	Chicago Investment Group Advisors, LLC unclassified	Centaurus Financial, Inc. other	Other	Jul 19, 2010	Nov 10, 2015 (1940 d)
Elizabeth Marie Moreno	Chicago Investment Group Advisors, LLC unclassified	Centaurus Financial, Inc. other	Other	Jul 19, 2010	Aug 10, 2010
Phillip Paul Putney	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Jun 30, 2010	Jun 30, 2010

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436 moves match.