DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Patrick MartinRiverfront Investment Group, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 3, 2021Jun 3, 2021 (31 d)
William David FurlowWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 28, 2021Apr 23, 2021
John Robert WeinertWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 26, 2021Apr 20, 2021
Toby John WeinertWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 26, 2021Apr 20, 2021
Jeffery James ToddWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 5, 2021Apr 1, 2021
Kellie Ladawn RixseWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAApr 5, 2021Apr 1, 2021
Sara Marie BrownWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 30, 2021Nov 15, 2021 (230 d)
Robert J SchultzCarson Group Investing asset managerRobert W. Baird & Co. Incorporated mixed wealthOtherMar 24, 2021Nov 10, 2021 (231 d)
Erin Rebecca HajduCetera Investment Advisers LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAMar 19, 2021Jul 21, 2021 (124 d)
Lisa Ladds DocheWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 15, 2021Mar 4, 2021
Ronald Richard DemersWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 15, 2021Mar 4, 2021
Sarah Margaret LoeWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 15, 2021Mar 4, 2021
Tyler J HutchisonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMar 5, 2021Mar 4, 2021
Samuel Michael JohnsonWoodbury Financial Services, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 24, 2021May 17, 2021 (82 d)
Lawrence Edward TaylorUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 23, 2021Feb 16, 2021
John Stephen BootsUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 23, 2021Feb 12, 2021
Amy Taylor RayUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 23, 2021Feb 18, 2021
Rachel DaltonUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 23, 2021Feb 12, 2021
Gayle Marlene MartinLPL Financial LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 3, 2021Jan 22, 2021
Brooke Shea McconahyFsc Securities Corporation BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 3, 2021Mar 22, 2021 (47 d)
Brian P. P BrennanUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJan 25, 2021Jan 14, 2021
Frank Carlo FerrittoUBS Financial Services Inc. wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJan 25, 2021Jan 14, 2021
Mollie Denise Savage WrayAlera Investment Advisors, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJan 25, 2021Jan 4, 2021
Chase Drew ThomasMoney Concepts Advisory Service BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJan 25, 2021Jan 28, 2021
Eric Theodore GastonTd Ameritrade, Inc. no RAUMRobert W. Baird & Co. Incorporated mixed wealthOtherJan 11, 2021Jun 4, 2021 (144 d)
David G BauerMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJan 5, 2021Jan 4, 2021
Mark Gerald DuffyBok Financial Advisors BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIADec 17, 2020Dec 16, 2020
Donald Roderick ThackerBok Financial Advisors BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIADec 16, 2020Dec 16, 2020
Andrew R SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIADec 16, 2020Sep 29, 2021 (287 d)
Elizabeth Silverman WeissWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIADec 2, 2020Dec 1, 2020
Susan Grant PalomboMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIADec 2, 2020Dec 1, 2020
Justin Lee MartinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIADec 2, 2020Nov 30, 2020
John F SteppEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIANov 24, 2020Dec 21, 2020
Curtis Alan HamiltonWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIANov 19, 2020Nov 3, 2020
Mario Rene PerezWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIANov 19, 2020Nov 17, 2020
John Michael PenicheWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIANov 16, 2020Nov 13, 2020
Ann Treml-OlsonWork Optional, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 2, 2020Oct 14, 2020
Mark Thomas MinerMML Investors Services, LLC BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAOct 27, 2020Nov 2, 2020
Elizabeth Cain MooreLanark Financial, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 30, 2020Sep 18, 2020
Michael Paul HilbertEdward Jones national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 29, 2020Oct 1, 2020
Kimberly Marie ErkonenCambridge Investment Research Advisors, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 23, 2020Oct 6, 2020
Marisa B DollardRaymond James & Associates, Inc. national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 21, 2020Sep 21, 2020
Stewart James ParkerMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 9, 2020Sep 4, 2020
Clay Wilson ButtreyMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 9, 2020Sep 4, 2020
Andrew Merrell ParkerMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 9, 2020Sep 4, 2020
Richard Troy LawMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 9, 2020Sep 4, 2020
Dylan Wyatt ShendellMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAAug 18, 2020Dec 7, 2020 (111 d)
Steven Vincent FischettiMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAAug 11, 2020Aug 7, 2020
Christian Shannon BarryMorgan Stanley wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAAug 11, 2020Aug 7, 2020
Anna Marie JaegerMidland Financial Advisors, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAAug 4, 2020Aug 4, 2020
Philip Moreland StathosWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJul 30, 2020Jul 28, 2020
Adam Christopher TheinAmeriprise Financial Services, LLC national BDRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJul 30, 2020Jul 27, 2020
Robert James BuschurWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJul 6, 2020Jun 29, 2020
Diane M St. JohnWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJul 6, 2020Jun 29, 2020
Mark Alexander ColeWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJul 6, 2020Jun 29, 2020
Judy Marie RuizWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 25, 2020Jun 22, 2020
Ryan James AllenWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 25, 2020Jun 22, 2020
Denise VonhofWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 25, 2020Jun 22, 2020
Andrew William WulfJ.P. Morgan Securities LLC wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 21, 2020Nov 22, 2021 (550 d)
Steve Hour HengWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAMay 14, 2020Jun 22, 2020 (39 d)
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1,141 moves match.