| Mark Howard Justice | Cetera Advisor Networks LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 12, 2008 | Jun 13, 2008 |
| Terry Richard Farrar | American General Securities Incorporated unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 25, 2008 | Apr 25, 2008 |
| Charles Christopher Wright | American General Securities Incorporated unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 25, 2008 | Apr 29, 2008 |
| James Scott Nuanez | LPL Financial LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 19, 2008 | Oct 5, 2009 (594 d) |
| Wayne Charles Brantley | Ameriprise Financial Services, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 4, 2008 | Jul 15, 2015 (2718 d) |
| Lennard Cuno Van Der Feltz | Thrivent Investment Management Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 20, 2007 | Feb 13, 2015 (2612 d) |
| Richard J Dempsey | Gerstein Fisher other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 18, 2007 | Jun 27, 2008 (253 d) |
| Scott Alan Biltz | Msi Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 12, 2007 | Oct 5, 2007 |
| William Paul Fredrickson | UBS Financial Services Inc. wirehouse | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 7, 2007 | Mar 8, 2007 |
| Krystalynn Michele Schlegel | Signator Investors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 8, 2007 | Sep 8, 2008 (578 d) |
| Scott Allen Gidley | Sagepoint Financial, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 8, 2007 | Jan 26, 2007 |
| Robert Ashley White | Legacy Financial Group, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 31, 2006 | May 16, 2007 (136 d) |
| Sheila June Cuffari-Agasi | Invest Financial Corporation other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 4, 2006 | Jan 24, 2007 (51 d) |
| Aaron Pierce Sevigny | Financial Advisory Consultants, LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 22, 2006 | Aug 25, 2006 |
| Jennifer Lynn Panicker | Ameriprise Financial Services, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 30, 2006 | Mar 11, 2008 (620 d) |
| Susanna Joiner Schlangen | Sagepoint Financial, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | May 5, 2006 | May 17, 2006 |
| Ryan Scott Ponsford | Banc Of America Investment Services, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 6, 2006 | Apr 3, 2006 |
| Steven Lloyd Barry | Ameriprise Financial Services, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 1, 2006 | Aug 3, 2010 (1616 d) |
| Herman Jacob Nainkin | Equitable Advisors, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 17, 2006 | Feb 15, 2006 |
| Michael John Goyarts | Td Ameritrade Investment Management, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 12, 2006 | Nov 15, 2013 (2864 d) |
| David Duncan Carroll | Equitable Advisors, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 9, 2005 | Aug 31, 2005 |
| Antonio Alphonso Ristaino | Financial Planning & Management Center, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | May 13, 2005 | Jan 2, 2025 (7174 d) |
| Robert Philip Schlangen | Sunamerica Securities, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 14, 2005 | Jan 25, 2007 (651 d) |
| Paul Adrien Brule | Martin Financial Advisors unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 2, 2005 | Apr 11, 2005 (40 d) |
| Robert Paul Aamodt | Ameriprise Financial Services, LLC national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 2, 2005 | Mar 4, 2005 |
| David Craig Backal | Wells Fargo Advisors wirehouse | United Planners' Financial Services Of America A Limited Partner independent RIA | Wirehouse to independent RIA | Feb 11, 2005 | Jan 2, 2026 (7630 d) |
| Kenneth Paul Butze | Integrity First Planners, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 31, 2004 | Dec 8, 2006 (707 d) |
| Steven Lee Floyd | Apd Financial unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 31, 2004 | May 11, 2004 |
| Nancy Arlene Loveland | Cetera Advisor Networks LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 28, 2004 | Aug 20, 2007 (1148 d) |
| Jeffrey Wayne Fischer | Morgan Stanley Dw Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | May 3, 2004 | May 14, 2004 |
| Harry Lewis Marmer | Osaic Fs, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 23, 2004 | Apr 20, 2004 |
| William James Clements | Nations Financial Group, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 1, 2004 | Apr 6, 2004 |
| Jennifer Melissa Desanto | Sunamerica Securities, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 19, 2004 | Jul 12, 2004 (115 d) |
| Cheryl Gies Hirss | Hornor, Townsend & Kent, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 30, 2004 | Jun 25, 2012 (3069 d) |
| Robert Joseph Mcdonough | Wealth Resources, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 24, 2003 | Apr 7, 2011 (2691 d) |
| David Fairfield Pratt Guyett | Carter Advisory Services, Inc state registered | United Planners' Financial Services Of America A Limited Partner other | Other | Sep 10, 2003 | Aug 21, 2003 |
| Sandra Ann Sutter | E*Trade Advisory Services, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 11, 2003 | Jul 1, 2009 (2212 d) |
| Charles Brooker Blanton | Principal Securities, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 29, 2003 | Apr 30, 2003 (91 d) |
| Matthew David Grishman | Putnam Investment Management, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 11, 2002 | Oct 7, 2011 (3252 d) |
| Michael Alan Pomerantz | Prudential Equity Group, LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 30, 2002 | Aug 30, 2002 |