DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Valley Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew JianetteAe Wealth Management, LLC BD affiliatedValley Financial Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 19, 2022Mar 20, 2024 (701 d)
Kevin Robert KrisowatyWells Fargo Advisors wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2019Jul 29, 2019
Brian Mark StiglianoAdvice And Planning Services BD affiliatedValley Financial Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 16, 2019Jul 8, 2019 (173 d)
Russell Alfonso SmithJ.P. Morgan Securities LLC wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 11, 2018Aug 22, 2018 (42 d)
Alexander NotaroNorthwestern Mutual Investment Services,LLC no RAUMValley Financial Management, Inc. BD affiliatedOtherJun 13, 2018Jul 12, 2018
Carlos Alberto TovarJ.P. Morgan Securities LLC wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 9, 2018Jan 11, 2018
Elias James MellulFiduciary Financial Partners, LLC otherValley Financial Management, Inc. BD affiliatedOtherApr 11, 2017Jun 9, 2017 (59 d)
Joshua Aaron BelkinJ.P. Morgan Securities LLC wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 18, 2016Oct 20, 2016
Jonathan GrahamJ.P. Morgan Securities LLC wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 18, 2016Apr 28, 2016
Guy MagenMorgan Stanley wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2015Jun 24, 2015
Ilya YeverovichMorgan Stanley wirehouseValley Financial Management, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 16, 2015Jan 7, 2015
Mason Cary SalitTd Private Client Wealth LLC otherValley Financial Management, Inc. BD affiliatedOtherMar 11, 2014Apr 7, 2014
Jeffrey Clay GoodrichU.S. Bancorp Advisors, LLC otherValley Financial Management, Inc. BD affiliatedOtherSep 6, 2013Sep 17, 2013
Ronald Allan SirtHowe Barnes Capital Management, Inc. unclassifiedValley Financial Management, Inc. BD affiliatedOtherMay 2, 2011Jul 1, 2011 (60 d)
Neer D HodorovOppenheimer & Co. Inc. otherValley Financial Management, Inc. BD affiliatedOtherJul 1, 2010Jul 2, 2010
Joseph Z BarnettRaymond James Financial Services Advisors, Inc otherValley Financial Management, Inc. BD affiliatedOtherFeb 17, 2010May 10, 2010 (82 d)
Lee KalottaUsf Advisors, LLC unclassifiedValley Financial Management, Inc. BD affiliatedOtherJul 6, 2007Sep 15, 2010 (1167 d)
Peleg HalpernMesirow Financial, Inc. unclassifiedValley Financial Management, Inc. BD affiliatedOtherOct 4, 2006Sep 13, 2006
Charles Patrick WilliamsInvest Financial Corporation otherValley Financial Management, Inc. BD affiliatedOtherNov 4, 2005Nov 3, 2005
Terrance Gregory HughesInvest Financial Corporation otherValley Financial Management, Inc. BD affiliatedOtherNov 8, 2004Nov 2, 2004
Rivka Marom FrancoInvest Financial Corporation otherValley Financial Management, Inc. BD affiliatedOtherJan 5, 2004Jan 6, 2004
Mark Wesley RoachBny Mellon Securities Corporation otherValley Financial Management, Inc. BD affiliatedOtherMay 22, 2003Mar 3, 2004 (286 d)
Ana Nmn Blumberg-MarkusRBC Capital Markets, LLC national BDValley Financial Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2002Dec 2, 2003 (350 d)
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23 moves match.