DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Trust Advisors LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Kelly PolstonMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherJun 29, 2026Jul 1, 2026
Angellina DowdMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherMay 12, 2026Jun 24, 2026 (43 d)
Trevor Bronson KaneLeelyn Smith, LLC independent RIAFirst Trust Advisors LP asset managerOtherMay 3, 2026May 8, 2026
Jared EllisJ.P. Morgan Securities LLC wirehouseFirst Trust Advisors LP asset managerOtherFeb 9, 2026Feb 25, 2026
Paul BelloStrategic Advisers LLC national BDFirst Trust Advisors LP asset managerOtherFeb 5, 2026Mar 6, 2026
Steven Christopher RutaNeuberger Berman Bd LLC no RAUMFirst Trust Advisors LP asset managerOtherJan 2, 2026Mar 16, 2026 (73 d)
Seth DownsLPL Enterprise, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherDec 22, 2025Nov 21, 2025
Grant FaliteFalite Capital Management LLC unclassifiedFirst Trust Advisors LP asset managerOtherDec 18, 2025Dec 15, 2025
Michael Steven StrizakLord, Abbett & Co. LLC asset managerFirst Trust Advisors LP asset managerOtherJun 30, 2025Jul 2, 2025
Steven Paul FraleyInnovest Portfolio Solutions LLC no RAUMFirst Trust Advisors LP asset managerOtherJun 23, 2025Aug 26, 2025 (64 d)
Jacob StoutLPL Enterprise, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherJun 17, 2025May 16, 2025
Alex Kendall MagerAmeriprise Financial Services, LLC national BDFirst Trust Advisors LP asset managerOtherJun 17, 2025Jun 25, 2025
Mark Richard SkeltonGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherApr 25, 2025May 7, 2025
Mitchell BeckerStrategic Advisers LLC national BDFirst Trust Advisors LP asset managerOtherApr 4, 2025Apr 16, 2025
Drew PolezoesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Trust Advisors LP asset managerOtherApr 3, 2025Apr 9, 2025
Mark R BakerAlliancebernstein L.P. asset managerFirst Trust Advisors LP asset managerOtherNov 25, 2024Dec 9, 2024
Connor LongColumbia Management Investment Advisers, LLC asset managerFirst Trust Advisors LP asset managerOtherOct 11, 2024Apr 8, 2025 (179 d)
Kevin N BarlowCharles Schwab & Co., Inc. national BDFirst Trust Advisors LP asset managerOtherAug 16, 2024Aug 20, 2024
Brendan T MajochaLPL Financial LLC BD affiliatedFirst Trust Advisors LP asset managerOtherAug 9, 2024Jul 31, 2024
Christian ShaughnessyAmeriprise Financial Services, LLC national BDFirst Trust Advisors LP asset managerOtherJul 8, 2024Jul 22, 2024
Thomas C O'BrienMorgan Stanley wirehouseFirst Trust Advisors LP asset managerOtherJul 2, 2024Jul 3, 2024
Ross Vande WeerdInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherFeb 7, 2024Feb 8, 2024
Eric Michael SzendreyLord, Abbett & Co. LLC asset managerFirst Trust Advisors LP asset managerOtherJan 29, 2024Feb 1, 2024
William Oliver WalshFlorida Financial Advisors, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherJan 19, 2024Apr 15, 2024 (87 d)
Stefan CefaliWintrust Investments mixed wealthFirst Trust Advisors LP asset managerOtherOct 10, 2023Oct 12, 2023
James Patrick PhillipsGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherAug 4, 2023Jul 19, 2023
Alexander Ford BoutonGyroscope Capital Management Group LLC independent RIAFirst Trust Advisors LP asset managerOtherFeb 7, 2023Jul 10, 2025 (884 d)
Richard John DerosaLord, Abbett & Co. LLC asset managerFirst Trust Advisors LP asset managerOtherJan 19, 2023Nov 4, 2022
Patrick L SweeneyJohn Hancock Investment Management LLC asset managerFirst Trust Advisors LP asset managerOtherNov 29, 2022Dec 20, 2022
Anthony Joseph DemetFidelity Personal And Workplace Advisors BD affiliatedFirst Trust Advisors LP asset managerOtherSep 30, 2022Sep 30, 2022
John William MchenneyFidelity Personal And Workplace Advisors BD affiliatedFirst Trust Advisors LP asset managerOtherSep 27, 2022Sep 14, 2022
Patrick Thomas WrightGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherSep 26, 2022Sep 27, 2022
Ryan Michael GouldingLord, Abbett & Co. LLC asset managerFirst Trust Advisors LP asset managerOtherSep 13, 2022Sep 23, 2022
Christian KiemeleKestra Advisory Services, LLC BD affiliatedFirst Trust Advisors LP asset managerOtherSep 13, 2022Sep 19, 2022
Bleri BreguNuveen Asset Management, LLC otherFirst Trust Advisors LP asset managerOtherAug 17, 2022Aug 12, 2022
Zachary Daniel NataleSterling Capital Management LLC otherFirst Trust Advisors LP asset managerOtherJun 23, 2022Aug 1, 2022 (39 d)
Kyle BrownGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherJun 21, 2022Jun 23, 2022
Hunter Thomas BurdickCetera Investment Advisers LLC BD affiliatedFirst Trust Advisors LP asset managerOtherJun 6, 2022Jun 13, 2022
Bradley James FerrellOsaic Fa, Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherMar 24, 2022Nov 8, 2025 (1325 d)
Jacob Scott EdzardsUBS Financial Services Inc. wirehouseFirst Trust Advisors LP asset managerOtherFeb 24, 2022Mar 16, 2022
Frank VeneziaCantor Fitzgerald Investment Advisors mixed wealthFirst Trust Advisors LP asset managerOtherNov 3, 2021Jul 22, 2022 (261 d)
Alec Gaston SwoffordAdvisors Asset Management, Inc. otherFirst Trust Advisors LP asset managerOtherOct 12, 2021Oct 20, 2021
Jake Farley DinkelOppenheimer & Co. Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherSep 27, 2021Oct 5, 2021
Jake Brian BelskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Trust Advisors LP asset managerOtherJul 7, 2021Jul 20, 2021
William DooleyAdvisors Asset Management, Inc. otherFirst Trust Advisors LP asset managerOtherJun 17, 2021Jun 22, 2021
John McguckinGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherJun 16, 2021Jun 1, 2021
Anthony Robert SabaAdvisors Asset Management, Inc. otherFirst Trust Advisors LP asset managerOtherFeb 12, 2021Feb 9, 2021
Mason David StarryAmeriprise Financial Services, LLC national BDFirst Trust Advisors LP asset managerOtherFeb 5, 2021Feb 23, 2021
Justin Timothy BennettExcelsis Research LLC unclassifiedFirst Trust Advisors LP asset managerOtherDec 31, 2020Dec 17, 2021 (351 d)
Ryan Jeffrey JakubekBlackrock Investment Management, LLC otherFirst Trust Advisors LP asset managerOtherNov 30, 2020Feb 3, 2022 (430 d)
Owen AronsonNeuberger Berman Bd LLC no RAUMFirst Trust Advisors LP asset managerOtherOct 13, 2020Dec 4, 2020 (52 d)
Robert Wesley NeelRBC Capital Markets, LLC national BDFirst Trust Advisors LP asset managerOtherSep 1, 2020Sep 2, 2020
Jesse Thomas Stackland-WintererInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherAug 10, 2020Dec 17, 2020 (129 d)
Michael VargaCuna Brokerage Services, Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherJun 30, 2020Jun 30, 2020
Robert Daniel FlynnAmundi Pioneer Institutional Asset Management, Inc. otherFirst Trust Advisors LP asset managerOtherJun 26, 2020Jul 13, 2020
David John TokarInvesco Advisers, Inc. asset managerFirst Trust Advisors LP asset managerOtherMar 6, 2020Mar 16, 2020
Jason Louis WhitneyNuveen Asset Management, LLC mixed wealthFirst Trust Advisors LP asset managerOtherFeb 11, 2020May 4, 2021 (448 d)
Jeffrey T. TeareGuggenheim Investments asset managerFirst Trust Advisors LP asset managerOtherJan 7, 2020Jan 3, 2020
Lauren Michelle CassidyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Trust Advisors LP asset managerOtherJan 2, 2020Jan 7, 2020
Roger Ivan ToledoKovack International Advisors Inc. no RAUMFirst Trust Advisors LP asset managerOtherDec 31, 2019Dec 15, 2020 (350 d)
Page 1 of 4Next
208 moves match.