DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at M&I Investment Management Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ryan Jack Stephenson	B. C. Ziegler And Company other	M&I Investment Management Corp. other	Other	Jan 10, 2012	Dec 19, 2011
Matthew John Hickey	Pnc Wealth Management other	M&I Investment Management Corp. other	Other	Oct 17, 2011	Jan 3, 2012 (78 d)
Derek Matthew Hahn	UBS Financial Services Inc. wirehouse	M&I Investment Management Corp. other	Other	Jun 6, 2011	Jun 21, 2011
David Michel Haik	U.S. Bancorp Investments, Inc. other	M&I Investment Management Corp. other	Other	Feb 2, 2011	Feb 9, 2011
Stewart E Schrader	Wells Fargo Advisors wirehouse	M&I Investment Management Corp. other	Other	Feb 2, 2011	Mar 2, 2011
Mark John Fenlon	Morgan Dempsey Capital Management LLC other	M&I Investment Management Corp. other	Other	Nov 16, 2010	Jun 30, 2005
Gregory David Timmerman	Uvest Financial Services Group, Inc. unclassified	M&I Investment Management Corp. other	Other	Sep 29, 2010	Sep 13, 2010
Jennifer Ann Lucovich	Morgan Stanley wirehouse	M&I Investment Management Corp. other	Other	Sep 29, 2010	Oct 21, 2010
Robert Wells Allbright	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	M&I Investment Management Corp. other	Other	Aug 31, 2010	Aug 30, 2010
Brian Dennis Mazgaj	Wells Fargo Advisors wirehouse	M&I Investment Management Corp. other	Other	Aug 20, 2010	Dec 10, 2010 (112 d)
David A Savides	Wells Fargo Investments, LLC unclassified	M&I Investment Management Corp. other	Other	Jul 19, 2010	Jul 15, 2010
Thomas Herbert Thornton	Pnc Wealth Management other	M&I Investment Management Corp. other	Other	Jun 28, 2010	Jul 13, 2010
Lisa Faith Bonner	Edward Jones national BD	M&I Investment Management Corp. other	Other	Jun 21, 2010	Jul 14, 2010
Geoffrey Kyle Nadler	Goldman Sachs Wealth Services, L.P. other	M&I Investment Management Corp. other	Other	May 24, 2010	Jul 29, 2010 (66 d)
Brenda Ann Lacombe	Morgan Stanley wirehouse	M&I Investment Management Corp. other	Other	Apr 28, 2010	May 18, 2010
Patrick Terrence Mcmahon	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 28, 2010
Merry Kay Mingle	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 29, 2010
Lori Lynn Rhyner	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 29, 2010
David William Chadwick	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Mar 24, 2011 (359 d)
Cari Lynn Henning	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Apr 28, 2010
Lucas A Hogsett	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Apr 29, 2010
James Daniel Longe	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Kurt R Koehler	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Esther Ezekiel Inyang	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 28, 2010 (33 d)
Jeffrey Joseph Moore	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Jon-David Bowe	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 25, 2010	Jul 9, 2009
Donald Anthony Wright	Goldman Sachs Wealth Services, L.P. other	M&I Investment Management Corp. other	Other	Mar 24, 2010	Jun 2, 2010 (70 d)
Nicholas Edward Huss	Northwestern Mutual Investment Services,LLC other	M&I Investment Management Corp. other	Other	Jan 26, 2010	Feb 18, 2011 (388 d)
Nicholas Henry Kochanski	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Jul 17, 2008	Jul 17, 2008
James Matthew Wood	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Feb 8, 2008	Jul 18, 2008 (161 d)
Steven James Hoffman	RBC Capital Markets, LLC national BD	M&I Investment Management Corp. other	Other	Jan 8, 2008	Feb 1, 2008
Jason Wayne Joanis	Holt-Smith Advisors other	M&I Investment Management Corp. other	Other	Sep 7, 2007	Feb 16, 2010 (893 d)
Steven David Ferris	Clifton Gunderson Wealth Advisors other	M&I Investment Management Corp. other	Other	Sep 15, 2006	Nov 2, 2006 (48 d)
Robert James Ramsay	Merrill Lynch Investment Managers LP unclassified	M&I Investment Management Corp. other	Other	Jun 15, 2006	May 8, 2008 (693 d)
Mitchell Abraham Prosk	Goldman Sachs Wealth Services, L.P. other	M&I Investment Management Corp. other	Other	Nov 15, 2005	Apr 7, 2006 (143 d)
David Scott Keevins	Goldman Sachs Wealth Services, L.P. other	M&I Investment Management Corp. other	Other	Oct 21, 2005	Oct 5, 2006 (349 d)
Christopher Michael Jauch	Goldman Sachs Wealth Services, L.P. other	M&I Investment Management Corp. other	Other	Oct 21, 2005	Jul 21, 2008 (1004 d)
Gregg William George	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Sep 16, 2005	Jul 21, 2008 (1039 d)
Jeffrey Scott Casper	Strong Capital Management Inc unclassified	M&I Investment Management Corp. other	Other	Dec 31, 2004	Feb 28, 2006 (424 d)
Alan Kennon Creech	J.P. Morgan Asset Management unclassified	M&I Investment Management Corp. other	Other	Sep 23, 2004	Sep 3, 2008 (1441 d)
Joshua James Palleon	Strong Capital Management Inc unclassified	M&I Investment Management Corp. other	Other	Feb 9, 2004	Feb 19, 2004

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41 moves match.