DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wipfli Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Michael MilfordAvantax Planning Partners, Inc. independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAMar 1, 2022Mar 17, 2022
Nina Rose DescheneAmeriprise Financial Services, LLC national BDWipfli Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2022Mar 1, 2022
Christian Alarick BryantWells Fargo Advisors wirehouseWipfli Financial Advisors, LLC independent RIAWirehouse to independent RIAJan 20, 2022May 31, 2022 (131 d)
Shawn Michael MeadeRedwood Wealth Management, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 6, 2022
Melissa Kemper BeachRedwood Wealth Management, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 6, 2022
Lane Alex SteinbergerRedwood Wealth Management, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 6, 2022
Brian David HueyRedwood Wealth Management, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 6, 2022
Armistead BurwellIfg Advisory, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 13, 2021Jan 4, 2022
Katherine Jane GilletteIwp Wealth Management LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAOct 22, 2021Nov 4, 2021
Craig James BartlettNorthrock Partners, LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAOct 12, 2021Nov 16, 2021 (35 d)
Eric William FlynnJcg Advisory Group, LLC state registeredWipfli Financial Advisors, LLC independent RIAOtherMar 17, 2021Mar 18, 2021
Robert Edward DuceyIwp Wealth Management LLC independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAJan 28, 2021Jan 28, 2021
Micah Malcolm BallewThrivent Investment Management Inc. BD affiliatedWipfli Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 21, 2021
Devonee Lynn QuinnLotusgroup Advisors independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIADec 11, 2020Jan 20, 2021 (40 d)
Joseph Daniel YoungAmeriprise Financial Services, LLC national BDWipfli Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2019Jan 21, 2020 (218 d)
Jeffrey Lawrence PierceDimensional Fund Advisors LP asset managerWipfli Financial Advisors, LLC independent RIAOtherFeb 8, 2019Feb 25, 2019
Adam Wade NetlandKeystone Wealth Advisors, Incorporated independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAJan 21, 2019Oct 17, 2019 (269 d)
Jacob Gerrit HarmsenRaymond James Financial Services Advisors, Inc BD affiliatedWipfli Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Dec 17, 2018
Zola Maxine ClarkMorgan Stanley wirehouseWipfli Financial Advisors, LLC independent RIAWirehouse to independent RIAAug 28, 2018Sep 6, 2018
Sherry Lynn PingelJohnson Wealth Inc. independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAJul 30, 2018Aug 8, 2018
Rachael Catherine GrattanAdam Financial Associates Inc otherWipfli Financial Advisors, LLC independent RIAOtherFeb 17, 2018Mar 15, 2018
John Ries ShevlinAll Star Financial Inc independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAJan 17, 2018Apr 12, 2018 (85 d)
James Phillip QuinlanCliftonlarsonallen Wealth Advisors, LLC otherWipfli Financial Advisors, LLC otherOtherMay 15, 2017May 16, 2017
Timothy James LarsonWaddell & Reed otherWipfli Financial Advisors, LLC otherOtherFeb 24, 2017Mar 20, 2017
Eric Egan KirsteIron Financial LLC otherWipfli Financial Advisors, LLC independent RIAOtherAug 10, 2016Jun 7, 2018 (666 d)
Jedd Daniel NicolasSignator Investors, Inc. otherWipfli Financial Advisors, LLC otherOtherJan 20, 2016Jan 14, 2016
Cassandra Elena McnultyElko Financial Advisors unclassifiedWipfli Financial Advisors, LLC otherOtherDec 31, 2015Jan 6, 2015
Rafia Khushbakht HasanCogent Strategic Wealth LLC otherWipfli Financial Advisors, LLC otherOtherSep 5, 2014Dec 5, 2014 (91 d)
Anthony Louis PerilloAlberts Investment Management Inc. otherWipfli Financial Advisors, LLC otherOtherNov 8, 2013Nov 4, 2013
Bradley John MuellerCliftonlarsonallen Wealth Advisors, LLC otherWipfli Financial Advisors, LLC otherOtherFeb 25, 2013Mar 27, 2013
Mu-Tin WultschSchwab Wealth Advisory, Inc. otherWipfli Financial Advisors, LLC otherOtherOct 30, 2012Oct 13, 2014 (713 d)
Eric DonnerRwa Advisors independent RIAWipfli Financial Advisors, LLC otherOtherMar 12, 2012Sep 14, 2016 (1647 d)
Lisa Marie Roche-BerlageLcv Wealth Management, Ltd. unclassifiedWipfli Financial Advisors, LLC otherOtherSep 26, 2011Jul 10, 2013 (653 d)
Thuong Thanh ThienCantella & Co., Inc. otherWipfli Financial Advisors, LLC otherOtherMar 11, 2010Jan 9, 2013 (1035 d)
John Matthew BusselBussel Asset Management, LLC unclassifiedWipfli Financial Advisors, LLC otherOtherDec 6, 2004Apr 14, 2003
Keley Renee PetersenSeton Smoke Captal Management unclassifiedWipfli Financial Advisors, LLC otherOtherAug 16, 2004Aug 18, 2004
Scott Michael EmblenCharles Schwab & Co., Inc. national BDWipfli Financial Advisors, LLC otherOtherDec 17, 2002Oct 31, 2006 (1414 d)
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37 moves match.