DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Destination Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John NeeleyNationwide Securities, LLC no RAUMDestination Wealth Management independent RIAOtherApr 13, 2026Apr 7, 2026
Xiuhua XuBakeravenue independent RIADestination Wealth Management independent RIARIA to RIAMar 31, 2026Apr 7, 2026
Malia Lydia Salas RussellMraz And Associates independent RIADestination Wealth Management independent RIARIA to RIAMay 7, 2025May 15, 2025
Quinton Gerard McdermottIntellectus Partners, LLC independent RIADestination Wealth Management independent RIARIA to RIAMar 17, 2025Apr 4, 2025
Evelyn ZukOsaic Wealth, Inc. BD affiliatedDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2025Aug 5, 2025 (173 d)
Ryan NoxonEdward Jones national BDDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2025Jan 17, 2025
Karena ZhuTransamerica Financial Advisors, LLC BD affiliatedDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2025Apr 4, 2025 (87 d)
Karl Gregory SalocksSierra Pacific Private Wealth, LLC independent RIADestination Wealth Management independent RIARIA to RIAJan 3, 2025Mar 4, 2025 (60 d)
John Walter HealyLPL Enterprise, LLC no RAUMDestination Wealth Management independent RIAOtherNov 20, 2024Dec 20, 2024
Ingrid Shang-Ying YehKestra Advisory Services, LLC BD affiliatedDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2024May 1, 2025 (182 d)
Steven Mathews GaspariniCreative Planning independent RIADestination Wealth Management independent RIARIA to RIAAug 2, 2024Sep 9, 2024 (38 d)
Sophia I-Ju FengCreative Planning independent RIADestination Wealth Management independent RIARIA to RIAApr 23, 2024May 16, 2024
Elena SongRwa Wealth Partners independent RIADestination Wealth Management independent RIARIA to RIAApr 9, 2024May 8, 2024
Pedro Eli CisnerosEdward Jones national BDDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2024Feb 16, 2024
Jeanne Sim SuhCharles Schwab & Co., Inc. national BDDestination Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2024Mar 4, 2024 (55 d)
Stacy L ChretienCapasso Planning Partners LLC independent RIADestination Wealth Management independent RIARIA to RIAJan 26, 2023Feb 2, 2023
Shaun Robert WilliamsParkview Asset Management, Inc. independent RIADestination Wealth Management independent RIARIA to RIAJun 20, 2022Feb 10, 2025 (966 d)
Donald James TravoBcr Wealth Strategies independent RIADestination Wealth Management independent RIARIA to RIAJan 19, 2021Jan 11, 2023 (722 d)
Preetika PandePolaris Wealth Advisory Group independent RIADestination Wealth Management independent RIARIA to RIAFeb 24, 2020Feb 27, 2020
Manuel Antonio Lugo GarciaSummitry, LLC independent RIADestination Wealth Management independent RIARIA to RIASep 4, 2019Sep 13, 2019
Philip Aglubat QuitorianoPolaris Wealth Advisory Group independent RIADestination Wealth Management independent RIARIA to RIAApr 25, 2019May 10, 2019
Benjamin Scott HearnsbergerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDestination Wealth Management otherOtherSep 5, 2017Sep 25, 2017
Matthew James FaubionClearpath Capital Partners LLC otherDestination Wealth Management otherOtherNov 28, 2016Dec 14, 2016
David RairdenUsaa Financial Planning Services no RAUMDestination Wealth Management otherOtherJul 22, 2016Aug 24, 2017 (398 d)
Austin Paul HonLodestar Private Asset Management LLC otherDestination Wealth Management otherOtherFeb 29, 2016Mar 8, 2016
Christopher Alexander Eagles-SmithPolaris Wealth Advisory Group otherDestination Wealth Management otherOtherJul 9, 2015Jul 23, 2015
Christina Ko TalbotRBC Capital Markets, LLC national BDDestination Wealth Management otherOtherSep 3, 2014Sep 24, 2014
Robert Keith JacquesU.S. Bancorp Advisors, LLC otherDestination Wealth Management otherOtherJan 9, 2014Jan 30, 2014
Aaron James LangstonGoldman Sachs Wealth Services, L.P. otherDestination Wealth Management otherOtherMar 28, 2011Apr 15, 2011
Benjamin William KautzSummit Financial Strategies Inc otherDestination Wealth Management otherOtherMar 4, 2011Apr 14, 2011 (41 d)
Angela Marie HagerVista Wealth Management, LLC otherDestination Wealth Management otherOtherJan 12, 2010Sep 1, 2010 (232 d)
Benjamin Landon MussonCharles Schwab & Co., Inc. national BDDestination Wealth Management otherOtherMar 14, 2008Sep 18, 2008 (188 d)
Caroline Sabina EganNorthern Trust Securities, Inc no RAUMDestination Wealth Management otherOtherDec 31, 2007May 23, 2014 (2335 d)
Angela Marie WrightWoodbury Financial Services, Inc. otherDestination Wealth Management otherOtherJul 7, 2006May 17, 2007 (314 d)
Tracy JaoCharles Schwab & Co., Inc. national BDDestination Wealth Management otherOtherJan 25, 2006May 22, 2007 (482 d)
Judith Nobue HirotakaInvesmart Advisors Inc unclassifiedDestination Wealth Management otherOtherAug 1, 2005Apr 27, 2010 (1730 d)
Mary Ellen WarnerWells Fargo Investments, LLC unclassifiedDestination Wealth Management otherOtherJan 4, 2005Jan 10, 2005
John Ho SeoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDestination Wealth Management otherOtherApr 19, 2004Jan 12, 2004
Parvin Nmn ManuchehriMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDestination Wealth Management otherOtherJul 8, 2002Jan 15, 2003 (191 d)
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39 moves match.