DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tolleson Private Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick StrolloHightower Advisors, LLC BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAJun 24, 2026Jul 16, 2026
Lori Carol LindleyJ.P. Morgan Securities LLC wirehouseTolleson Private Wealth Management mixed wealthWirehouse to independent RIAJun 16, 2026Jul 16, 2026
Pallavi SrivastavaView Capital Ria, LP independent RIATolleson Private Wealth Management mixed wealthRIA to RIAJan 19, 2022Oct 7, 2024 (992 d)
Haris KopicMariner BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIADec 23, 2021Jan 20, 2022
Brent A YoungFrost Investment Services BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIASep 9, 2021Sep 21, 2021
Andrew Nolan PuryearUBS Financial Services Inc. wirehouseTolleson Private Wealth Management mixed wealthWirehouse to independent RIADec 23, 2020Jan 29, 2021 (37 d)
Dustin Allan EldridgeCarter Advisory Services, Inc state registeredTolleson Private Wealth Management mixed wealthOtherSep 30, 2019Nov 25, 2019 (56 d)
Jessica Elise TaylorFidelity Personal And Workplace Advisors BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAJul 31, 2019Jan 20, 2022 (904 d)
Adele Marie NoelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTolleson Private Wealth Management mixed wealthWirehouse to independent RIAJan 8, 2019Jul 14, 2022 (1283 d)
Forrest Alten PinkertonBok Financial Advisors BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAApr 9, 2018May 28, 2021 (1145 d)
Michael Reigle WagnerMai Capital Management, LLC otherTolleson Private Wealth Management otherOtherApr 20, 2016Jul 21, 2017 (457 d)
Christine Marie FinnStrategic Advisers LLC national BDTolleson Private Wealth Management otherOtherJan 14, 2016Feb 19, 2016 (36 d)
Lucy Andrews GardnerHornor, Townsend & Kent, LLC otherTolleson Private Wealth Management mixed wealthOtherJun 25, 2015Jul 20, 2020 (1852 d)
Courtney Paige PreglerFortitude Advisory Group L.L.C. otherTolleson Private Wealth Management otherOtherNov 1, 2013Aug 27, 2015 (664 d)
Timothy Michael StobaughGreenstone Capital Management Partners, LP unclassifiedTolleson Private Wealth Management otherOtherDec 31, 2012Sep 30, 2016 (1369 d)
Geoffrey Cong Khanh TranTfo Family Office Partners otherTolleson Private Wealth Management otherOtherNov 16, 2012Apr 12, 2013 (147 d)
Karina BrunsonErnst & Young Investment Advisers Llp no RAUMTolleson Private Wealth Management otherOtherNov 22, 2011May 8, 2014 (898 d)
Royce Creighton RameyGfo Advisory Services, LLC otherTolleson Private Wealth Management otherOtherMay 14, 2010Sep 19, 2011 (493 d)
Cord Anthony AdamsQuintessence Group, Ltd. unclassifiedTolleson Private Wealth Management otherOtherNov 9, 2009Oct 30, 2009
Brittyn Russell BrenderGoldman Sachs Wealth Services, L.P. otherTolleson Private Wealth Management mixed wealthOtherNov 3, 2006Sep 10, 2019 (4694 d)
Kevin Wayne MargolisMomentum Independent Network Inc. otherTolleson Private Wealth Management otherOtherAug 7, 2003Jul 22, 2004 (350 d)
Brandon Heath KershawKpmg Investment Advisors unclassifiedTolleson Private Wealth Management otherOtherJun 11, 2003Jul 22, 2004 (407 d)
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22 moves match.