DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ima Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Thomas WojtonGallagher Fiduciary Advisors, LLC institutionalIma Advisory Services, Inc. mixed wealthOtherJul 21, 2026Jul 24, 2026
Caitlin Cherie SpainTrilogy Capital, Inc. independent RIAIma Advisory Services, Inc. mixed wealthRIA to RIAMay 8, 2026May 26, 2026
Shawn Anthony RogersCoordinated Financial Services, Inc. independent RIAIma Advisory Services, Inc. mixed wealthRIA to RIAMay 1, 2026May 1, 2026
Matthew Michael ObertCoordinated Financial Services, Inc. independent RIAIma Advisory Services, Inc. mixed wealthRIA to RIAMay 1, 2026May 1, 2026
Kyle John HurtCoordinated Financial Services, Inc. independent RIAIma Advisory Services, Inc. mixed wealthRIA to RIAMay 1, 2026May 1, 2026
Jillian Beninson WardEmpower Advisory Group, LLC BD affiliatedIma Advisory Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 1, 2026Apr 29, 2026
Taylor Scott DrahnUsi Securities, Inc. no RAUMIma Advisory Services, Inc. mixed wealthOtherApr 13, 2026Jul 23, 2026 (101 d)
Kathryn RileyAssuredpartners Investment Advisors mixed wealthIma Advisory Services, Inc. mixed wealthRIA to RIAMar 16, 2026Mar 6, 2026
Cody Matthew LippertMma Securities LLC no RAUMIma Advisory Services, Inc. mixed wealthOtherJul 2, 2025Jul 7, 2025
Donald David DelandeAdvice And Planning Services BD affiliatedIma Advisory Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 1, 2025Jul 15, 2025
James Alan BrauerSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Benjamin Howard Valore-CaplanSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Akasha Ngina AbsherSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Anna Sergeeva TodorovaSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Lynsey GoldsteinSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Paige Maria BoumaSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Dat Van LeSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Alexandre Joseph DuperretSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Zoe Elizabeth MooreSyntrinsic LLC otherIma Advisory Services, Inc. mixed wealthOtherJan 3, 2025Jan 2, 2025
Michael J RosenbergOneamerica Securities, Inc. BD affiliatedIma Advisory Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2024May 12, 2025 (132 d)
Drake Christensen ThatcherCanvas Wealth Advisors, LLC independent RIAIma Advisory Services, Inc. mixed wealthRIA to RIANov 20, 2024May 22, 2025 (183 d)
Matthew Baird RiceAdvice And Planning Services BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2024Oct 3, 2024
Patrick James KrulikGeowealth Management LLC independent RIAIma Advisory Services, Inc. independent RIARIA to RIAJul 16, 2024Aug 19, 2024 (34 d)
Bradley Ross SimsTransamerica Retirement Advisors, LLC BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2024Jun 6, 2024
Lukas Benjamin EldridgeSentinel Pension Advisors, LLC. institutionalIma Advisory Services, Inc. independent RIAOtherApr 4, 2024Aug 2, 2024 (120 d)
Andrew William SkaffFidelity Personal And Workplace Advisors BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2023Jan 22, 2024 (49 d)
John David AlvarezFamilywealth Asset Management independent RIAIma Advisory Services, Inc. independent RIARIA to RIAAug 17, 2023Aug 17, 2023
Timothy Byron DavisE*Trade Capital Management, LLC independent RIAIma Advisory Services, Inc. independent RIARIA to RIAAug 14, 2023May 28, 2024 (288 d)
James Jeffrey LugoNationwide Investment Advisors, LLC BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2022Jan 31, 2023 (55 d)
Benjamin Ian SteinOsaic Wealth, Inc. BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Sep 19, 2022
Kirby Powers LawsonMorningstar Investment Management LLC mixed wealthIma Advisory Services, Inc. independent RIARIA to RIAJul 12, 2022Jul 27, 2022
Kevin TessmerNationwide Investment Advisors, LLC BD affiliatedIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2020Feb 2, 2021 (288 d)
Justin Mark KittlePlains Asset Management, LLC unclassifiedIma Advisory Services, Inc. independent RIAOtherJan 8, 2020Jan 6, 2020
Rhonda Marie RandellCharles Schwab & Co., Inc. national BDIma Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2018May 30, 2018 (61 d)
Michael Aaron WaldmanKestra Advisory Services, LLC otherIma Advisory Services, Inc. otherOtherJul 1, 2016Jul 5, 2016
Richard William HoltVsr Advisory Services otherIma Advisory Services, Inc. otherOtherJun 1, 2016Jul 1, 2016
Emily C KnoxMissionsquare Retirement otherIma Advisory Services, Inc. otherOtherFeb 17, 2016Feb 23, 2016
Sean Randall SpencerLPL Financial LLC otherIma Advisory Services, Inc. otherOtherJul 13, 2015Jul 13, 2015
Nancy Pauline BowesTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Christine MiesTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Heather Marie HainesTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Brian Douglas HeinkeTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Samantha Kay JenkinsTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Susan Louise PoolTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Brendan Arthur ObryhimTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
Phyllis Denise TurkleTruenorth, Inc. otherIma Advisory Services, Inc. otherOtherMar 3, 2014Feb 5, 2014
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46 moves match.