DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wellesley Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gabriel Joseph OsorioStrategic Advisers LLC national BDWellesley Asset Management, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAApr 15, 2025May 21, 2025 (36 d)
Collin Michael SchrierCache Advisors LLC asset managerWellesley Asset Management, Inc. mixed wealthOtherNov 19, 2024May 22, 2025 (184 d)
Thomas Francis LahaiseWellesley Investment Partners, LLC independent RIAWellesley Asset Management, Inc. mixed wealthRIA to RIAJan 17, 2020Feb 7, 2020
John LinsenmeyerPnc Capital Advisors LLC otherWellesley Asset Management, Inc. mixed wealthOtherNov 18, 2019Dec 24, 2019 (36 d)
Taylor Joseph MorrisonBoston Financial Management LLC independent RIAWellesley Asset Management, Inc. mixed wealthRIA to RIAJan 16, 2019Oct 31, 2019 (288 d)
David Jacques MoretPrincipal Asset Management otherWellesley Asset Management, Inc. mixed wealthOtherJan 30, 2017Jan 14, 2025 (2906 d)
Paul David ChamberlainPrincipal Asset Management otherWellesley Asset Management, Inc. otherOtherJan 26, 2017Dec 21, 2017 (329 d)
Michael Edward HoganTd Private Client Wealth LLC otherWellesley Asset Management, Inc. otherOtherNov 20, 2015Dec 11, 2015
Michael David FoleyE*Trade Capital Management, LLC otherWellesley Asset Management, Inc. otherOtherSep 29, 2015Oct 5, 2015
Christopher Aristotle Vassilopoulos300 North Capital otherWellesley Asset Management, Inc. otherOtherMar 16, 2015May 20, 2015 (65 d)
Arik Paul SchechetNew England Private Wealth Advisors, LLC otherWellesley Asset Management, Inc. otherOtherFeb 10, 2014Mar 4, 2014
William Douglas KindleAi Advisors, LLC otherWellesley Asset Management, Inc. otherOtherJun 5, 2012Sep 23, 2013 (475 d)
Arthur John BrachowskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWellesley Asset Management, Inc. otherOtherMar 26, 2012Oct 30, 2014 (948 d)
Brett Thomas BartkiewiczReby Advisors, LLC otherWellesley Asset Management, Inc. otherOtherSep 22, 2011Aug 8, 2011
Kevin B MorrisseyEdward Jones national BDWellesley Asset Management, Inc. otherOtherAug 23, 2011Sep 6, 2011
Christopher Luke WeissPacer Advisors, Inc. otherWellesley Asset Management, Inc. otherOtherNov 22, 2010Jun 23, 2011 (213 d)
Eric Michael KellarMorningstar Investment Services LLC otherWellesley Asset Management, Inc. otherOtherOct 19, 2009Aug 23, 2010 (308 d)
Michael David MillerConvergent Wealth Advisors, LLC otherWellesley Asset Management, Inc. mixed wealthOtherMay 5, 2008Feb 3, 2025 (6118 d)
James Alexander WiegelEnvestnet Portfolio Solutions, Inc. otherWellesley Asset Management, Inc. otherOtherJan 23, 2008Jul 30, 2010 (919 d)
Todd Charles PniewskiPniewski, Todd Charles unclassifiedWellesley Asset Management, Inc. otherOtherAug 7, 2006Dec 10, 2010 (1586 d)
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20 moves match.