DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ek Riley Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Lawrence CrookCommonwealth Financial Network national BDEk Riley Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jan 7, 2020
Justin James LongFidelity Personal And Workplace Advisors BD affiliatedEk Riley Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2019Sep 12, 2019 (132 d)
Reggie TurnerPnc Wealth Management BD affiliatedEk Riley Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2018Aug 3, 2018
Nicholas Matthew Van NoortPersonal Capital Advisors Corporation otherEk Riley Investments, LLC independent RIAOtherJan 16, 2018Oct 7, 2019 (629 d)
Kyle Jay RussellUsi Advisors otherEk Riley Investments, LLC independent RIAOtherNov 8, 2017Nov 6, 2019 (728 d)
Sharon Elaine MelvilleMorgan Stanley wirehouseEk Riley Investments, LLC otherOtherNov 6, 2017Nov 2, 2017
Clayton B VandenbosscheMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEk Riley Investments, LLC otherOtherAug 15, 2017Aug 11, 2017
Michael SantangeloJ.P. Morgan Securities LLC wirehouseEk Riley Investments, LLC otherOtherApr 12, 2017Apr 5, 2017
Kenya Deshawn DanielEdward Jones national BDEk Riley Investments, LLC otherOtherMar 7, 2017Mar 6, 2017
Alexis A ZuluetaUBS Financial Services Inc. wirehouseEk Riley Investments, LLC otherOtherSep 13, 2016Sep 6, 2016
Michael James BlackRaymond James Financial Services Advisors, Inc otherEk Riley Investments, LLC otherOtherJun 3, 2016Jun 21, 2016
Anithah Neelakanda-PillaiLPL Financial LLC otherEk Riley Investments, LLC otherOtherDec 17, 2015Dec 16, 2015
Phylos Emanuel ToblerJhs Capital Advisors, LLC otherEk Riley Investments, LLC otherOtherJul 30, 2015Jul 28, 2015
Hellen Marie JustusEdward Jones national BDEk Riley Investments, LLC otherOtherJun 3, 2015Jul 27, 2015 (54 d)
Tyler R PriceCetera Advisors LLC otherEk Riley Investments, LLC otherOtherMar 26, 2015Apr 13, 2015
Craig Patrick MorganUsaa Financial Planning Services no RAUMEk Riley Investments, LLC otherOtherFeb 17, 2015Jun 16, 2015 (119 d)
David John LevorchickU.S. Bancorp Investments, Inc. otherEk Riley Investments, LLC otherOtherNov 3, 2014Dec 17, 2014 (44 d)
Erik Nicholas HaggeMomentum Independent Network Inc. otherEk Riley Investments, LLC otherOtherFeb 26, 2014Feb 3, 2014
Ginger Marie KesselEdward Jones national BDEk Riley Investments, LLC otherOtherApr 29, 2013Apr 26, 2013
Dana Rhodes AllenD.A. Davidson & Co. otherEk Riley Investments, LLC otherOtherAug 17, 2012Aug 16, 2012
Maria Esmeralda BecerraD.A. Davidson & Co. otherEk Riley Investments, LLC otherOtherAug 17, 2012Aug 16, 2012
Charles Mitchell RicheyMorgan Stanley wirehouseEk Riley Investments, LLC otherOtherAug 4, 2011Jul 22, 2011
Lynn Marie ChambersMorgan Stanley wirehouseEk Riley Investments, LLC otherOtherOct 11, 2010Sep 24, 2010
Taeya Christina LauerD.A. Davidson & Co. otherEk Riley Investments, LLC otherOtherSep 22, 2010Sep 17, 2010
Stephen Michael BowdenMorgan Stanley wirehouseEk Riley Investments, LLC otherOtherAug 11, 2009Jul 17, 2009
Tommy Ray SchumakerEk Riley Advisors, LLC unclassifiedEk Riley Investments, LLC otherOtherDec 31, 2007Feb 12, 2008 (43 d)
Richard Mason LawrenceEk Riley Advisors, LLC unclassifiedEk Riley Investments, LLC otherOtherDec 31, 2007May 30, 2008 (151 d)
Byron Duane AndersonEk Riley Advisors, LLC unclassifiedEk Riley Investments, LLC independent RIAOtherDec 31, 2007Mar 5, 2018 (3717 d)
David Rupert WimerEk Riley Advisors, LLC unclassifiedEk Riley Investments, LLC otherOtherDec 18, 2007May 30, 2008 (164 d)
Nathan Gregor RichardsonFirst Allied Securities, Inc. otherEk Riley Investments, LLC otherOtherNov 16, 2007Nov 16, 2007
Amit Pravin TrivediEk Riley Advisors, LLC unclassifiedEk Riley Investments, LLC otherOtherAug 28, 2007Aug 24, 2009 (727 d)
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31 moves match.