DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cig Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Craig BoldenArnold And Mote Wealth Management independent RIACig Asset Management, Inc. independent RIARIA to RIADec 31, 2024Sep 30, 2025 (273 d)
Nickolas Ray RoederFidelity Personal And Workplace Advisors BD affiliatedCig Asset Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2024Oct 8, 2024 (200 d)
Jalen GarrettLumin Financial, LLC independent RIACig Asset Management, Inc. independent RIARIA to RIADec 22, 2021Jan 10, 2022
Lana HurleyLfn Advisors Inc. no RAUMCig Asset Management, Inc. independent RIAOtherJul 27, 2021Nov 23, 2021 (119 d)
Eric Dale BakerTd Ameritrade Investment Management, LLC otherCig Asset Management, Inc. otherOtherNov 7, 2017Nov 14, 2017
Victor Charles DohertyHantz Financial Services, Inc. otherCig Asset Management, Inc. independent RIAOtherOct 9, 2017Oct 23, 2018 (379 d)
Eldin FocoCitizens Securities, Inc. otherCig Asset Management, Inc. otherOtherAug 2, 2017Aug 19, 2017
Anthony Joseph KoehlerAdvice And Planning Services otherCig Asset Management, Inc. otherOtherSep 1, 2016Sep 20, 2016
Robert Anderson PearlEdward Jones national BDCig Asset Management, Inc. otherOtherApr 19, 2016May 2, 2016
Nicole Josetta-Kraus StandenEdelman Financial Services, LLC otherCig Asset Management, Inc. otherOtherMay 19, 2015Jun 11, 2015
Logan Thomas RossAmerican Portfolios Advisors, Inc otherCig Asset Management, Inc. otherOtherMar 23, 2015Apr 21, 2015
Bryan David FrancoOppenheimer Asset Management otherCig Asset Management, Inc. otherOtherFeb 18, 2014Oct 22, 2015 (611 d)
Kenneth Gerard ChaputNorthstar Financial Partners, Inc. otherCig Asset Management, Inc. otherOtherDec 31, 2013Nov 7, 2013
Howard Louis MargolisLPL Financial LLC otherCig Asset Management, Inc. otherOtherJan 30, 2013May 22, 2013 (112 d)
Richard Robert RushWells Fargo Advisors wirehouseCig Asset Management, Inc. otherOtherSep 18, 2012Dec 11, 2012 (84 d)
Nicole Gopoian WirickUBS Financial Services Inc. wirehouseCig Asset Management, Inc. otherOtherJun 3, 2011May 9, 2012 (341 d)
William Daniel LeahyMorgan Stanley wirehouseCig Asset Management, Inc. otherOtherMar 1, 2010Sep 22, 2010 (205 d)
Ronald C BraunHouseholder Group, Estate & Retirement Specialists unclassifiedCig Asset Management, Inc. otherOtherSep 8, 2009Sep 21, 2010 (378 d)
Nicholas George DefenthalerMercer Global Advisors Inc. otherCig Asset Management, Inc. otherOtherAug 27, 2009Jul 1, 2013 (1404 d)
Benjamin Thomas KlamoAmeriprise Advisor Services, Inc. unclassifiedCig Asset Management, Inc. otherOtherJun 22, 2009Sep 21, 2010 (456 d)
Page 1 of 1
20 moves match.