DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bolton Global Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James David MohrOsaic Wealth, Inc. BD affiliatedBolton Global Asset Management BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2026Jul 8, 2026
Gabriella Isabel EspaillatJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026Jun 12, 2026
Alexandro Ampudia TommasiMora Capital Management, LLC independent RIABolton Global Asset Management mixed wealthRIA to RIAJan 16, 2026Jan 9, 2026
Martha Elena ChineaWells Fargo Advisors wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2025Jun 5, 2026 (211 d)
Maryam MattaJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAOct 12, 2025Mar 3, 2026 (142 d)
Jackson S SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 29, 2025Jul 14, 2026 (288 d)
Victor Kelvin HernandezNewera Wealth otherBolton Global Asset Management mixed wealthOtherAug 26, 2025Apr 30, 2025
Larry Raphael RozasFintron Advisors, LLC no RAUMBolton Global Asset Management mixed wealthOtherApr 5, 2025Apr 14, 2025
Sofia BucayLifeinvest Wealth Management, Ltd independent RIABolton Global Asset Management mixed wealthRIA to RIAMar 25, 2025Mar 24, 2025
Monica Piera CalabreseLifeinvest Wealth Management, Ltd independent RIABolton Global Asset Management mixed wealthRIA to RIAMar 20, 2025Mar 28, 2025
Johnny ZighelboimMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIADec 5, 2024Mar 19, 2025 (104 d)
Martin Talmasky SilbertInsigneo Advisory Services, LLC BD affiliatedBolton Global Asset Management mixed wealthAffiliated broker-dealer or bank to independent RIAAug 23, 2024Sep 9, 2024
Catalina Mercedes BallestasJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAAug 1, 2024Nov 21, 2025 (477 d)
Cristina Claribel AcostaCardea Capital Group, Inc. independent RIABolton Global Asset Management mixed wealthRIA to RIAApr 24, 2024Jan 5, 2026 (621 d)
Ricardo Andres SucreMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAApr 16, 2024Apr 22, 2024
John Gennaro CataldoIntegrated Wealth Concepts LLC independent RIABolton Global Asset Management mixed wealthRIA to RIADec 12, 2023Jan 2, 2024
Dante Wilfredo NeyraMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAOct 4, 2023Oct 6, 2023
Conny S De La TorreMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAOct 4, 2023Oct 6, 2023
Ernesto CucalonMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIASep 21, 2023Sep 21, 2023
Luisa C MuroMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIASep 20, 2023Sep 21, 2023
Jason Adam AndrianoFisher Investments independent RIABolton Global Asset Management mixed wealthRIA to RIASep 5, 2023Apr 8, 2024 (216 d)
Ivan Roberto PalacinoMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJul 26, 2023Jul 24, 2023
Guillermo R RossiUBS Financial Services Inc. wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJun 27, 2023Jun 22, 2023
Sergio SotolongoMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJun 6, 2023Jun 19, 2023
Eduardo I CadenasMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJun 6, 2023Jun 15, 2023
Enrique OrtegaCitigroup Global Markets Inc. BD affiliatedBolton Global Asset Management mixed wealthAffiliated broker-dealer or bank to independent RIAMay 5, 2023Apr 19, 2023
Arturo Hierro BohigasLoyola Asset Management LLC mixed wealthBolton Global Asset Management mixed wealthRIA to RIANov 29, 2022Nov 30, 2022
Milagros Ramona Perez LealMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAOct 20, 2022Oct 21, 2022
Giselle Bircann MercadoMora Capital Management, LLC independent RIABolton Global Asset Management mixed wealthRIA to RIASep 6, 2022Aug 15, 2022
Eli ButnaruMora Capital Management, LLC independent RIABolton Global Asset Management mixed wealthRIA to RIAAug 12, 2022Aug 8, 2022
Raul RohrMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJul 27, 2022Nov 16, 2022 (112 d)
Michael Robert AverettCitigroup Global Markets Inc. BD affiliatedBolton Global Asset Management mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 11, 2022Mar 31, 2022 (48 d)
Jorge Enrique Aguerrevere SanchezWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIANov 3, 2021Nov 12, 2021
Adriana M PerezWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAAug 25, 2021Dec 8, 2022 (470 d)
Leonardo TedeschiWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAAug 20, 2021Sep 7, 2021
Federico Sebastian AlonsoWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAAug 11, 2021Aug 23, 2021
Andrei L. SantosWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAAug 9, 2021Aug 16, 2021
Jose Javier CanoWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJul 6, 2021Jul 14, 2021
Norvin Jose Ulloa-GonzalezWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJul 6, 2021Jul 14, 2021
Felix Daniel BosqueWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAJul 6, 2021Jul 14, 2021
Fernando Arena PanizzuttiWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMay 28, 2021Jun 29, 2023 (762 d)
Maigualida Lanzetta GomezWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMay 18, 2021Jun 1, 2021
Leonardo Rodriguez GamboaWealth Solutions USA, LLC no RAUMBolton Global Asset Management mixed wealthOtherMay 4, 2021May 6, 2021
Mark Robert Van Der EijkWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAApr 27, 2021May 4, 2021
Rafael Alexander Sotillo AponteWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAApr 22, 2021Apr 29, 2021
Ernesto AmengualWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAApr 7, 2021Apr 15, 2021
Erick David MejiaWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMar 30, 2021Jan 1, 2025 (1373 d)
Milton CeottoWells Fargo Advisors wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMar 25, 2021Apr 9, 2021
Joaquin Ricardo DupontWells Fargo Advisors wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2021Mar 30, 2021
Carlos Jose Pena VelazcoWells Fargo Advisors wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2021Mar 30, 2021
Gonzalo CanelasMorgan Stanley wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2020Dec 3, 2020 (276 d)
Miguel FernandezMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAMar 2, 2020Jul 5, 2022 (855 d)
Erica Irene GrahamTwin Focus Capital Partners, LLC independent RIABolton Global Asset Management mixed wealthRIA to RIANov 15, 2019Nov 3, 2021 (719 d)
Randall Lew CarusoMorgan Stanley wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankNov 5, 2019Dec 3, 2019
Christopher MuthuverenWells Fargo Advisors wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2019Jun 12, 2019
Fabio SantosMorgan Stanley wirehouseBolton Global Asset Management mixed wealthWirehouse to independent RIAApr 30, 2019Apr 26, 2021 (727 d)
Marco OreamunoMorgan Stanley wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 25, 2019Mar 11, 2019 (45 d)
Eduardo F SuarezJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 20, 2018Aug 30, 2018
Sergio Isai SosaJ.P. Morgan Securities LLC wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 20, 2018Aug 29, 2018
Piero Antonio VelasquezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBolton Global Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMay 15, 2018Aug 28, 2019 (470 d)
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154 moves match.