DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dunham
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Brian Summe | Stratos Wealth Partners, Ltd BD affiliated | Dunham independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Sep 2, 2026 (82 d) |
| Hannah Rose Alves | Trilogy Capital, Inc. independent RIA | Dunham independent RIA | RIA to RIA | Mar 30, 2026 | Apr 27, 2026 |
| Ryan Yamato | Schwab Wealth Advisory, Inc. no RAUM | Dunham independent RIA | Other | Dec 19, 2025 | Jul 1, 2026 (194 d) |
| William Bo | Cuso Financial Services, L.P. BD affiliated | Dunham independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 8, 2023 |
| Richard D Boyd | Reilly Financial Advisors independent RIA | Dunham independent RIA | RIA to RIA | Jan 3, 2022 | Feb 16, 2022 (44 d) |
| Viktoria Irena Palermo | LPL Financial LLC BD affiliated | Dunham independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2021 | Sep 28, 2021 |
| Hannah Kelly | LPL Financial LLC BD affiliated | Dunham independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2021 | Aug 6, 2021 |
| Brian Barnes Lee | Morgan Stanley wirehouse | Dunham independent RIA | Wirehouse to independent RIA | Jul 15, 2020 | Dec 16, 2020 (154 d) |
| Daniel David Sands | Arenite Advisory unclassified | Dunham independent RIA | Other | Sep 19, 2019 | Sep 20, 2019 |
| Khaled M Nada | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dunham independent RIA | Wirehouse to independent RIA | Jul 18, 2019 | Apr 8, 2021 (630 d) |
| Shawn Thomas Waltz | Bny Mellon Advisors, Inc. independent RIA | Dunham independent RIA | RIA to RIA | Mar 1, 2019 | Jul 23, 2019 (144 d) |
| Alexa Paige Cammarano | LPL Financial LLC independent RIA | Dunham independent RIA | RIA to RIA | Oct 18, 2018 | Jan 24, 2020 (463 d) |
| Lindsey Patricia Strand | Northwestern Mutual Investment Services,LLC no RAUM | Dunham other | Other | May 16, 2017 | May 25, 2017 |
| Rebecca Pearson Martin | Spc other | Dunham other | Other | Nov 10, 2016 | Jan 13, 2017 (64 d) |
| Renee N Langlais | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dunham other | Other | Sep 29, 2015 | Mar 29, 2016 (182 d) |
| Benjamin Lucas | Janney Montgomery Scott LLC other | Dunham other | Other | Feb 28, 2015 | Apr 8, 2015 (39 d) |
| Eugene Choi | Commonwealth Financial Network national BD | Dunham other | Other | May 29, 2014 | May 28, 2014 |
| Brandon Reid Mather | Commonwealth Financial Network national BD | Dunham other | Other | Apr 1, 2014 | Apr 4, 2014 |
| Robert Lawrence Pancrazi | Voya Investment Management Co. LLC other | Dunham other | Other | Feb 21, 2013 | Jan 15, 2014 (328 d) |
| Nancy Sarah Noon | Lord, Abbett & Co. LLC other | Dunham other | Other | Jan 17, 2013 | Mar 3, 2014 (410 d) |
| Ezra Todd Whipple | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dunham other | Other | Oct 10, 2012 | Mar 20, 2015 (891 d) |
| Kevin Patrick Mooney | Jagen Investments, LLC unclassified | Dunham other | Other | May 24, 2011 | May 25, 2011 |
| Peter Byron Nesbitt | Independent Financial Group, LLC other | Dunham other | Other | Jul 16, 2010 | Jul 29, 2010 |
| Scott Athan Albright | Adagio Capital Management, LLC unclassified | Dunham other | Other | Jun 30, 2009 | Mar 23, 2009 |
| Robb Douglas Weiland | Voya Investment Management Co. LLC other | Dunham other | Other | Nov 5, 2008 | Aug 14, 2009 (282 d) |
| Victor Nmn Moy | Bartlett & Co unclassified | Dunham other | Other | Jan 31, 2008 | Jan 14, 2008 |
| Ashley E Pedersen | Morgan Stanley Dw Inc. unclassified | Dunham other | Other | Jul 27, 2005 | Feb 22, 2007 (575 d) |
| David Harold Applestein | Strategic Advisers LLC national BD | Dunham other | Other | May 12, 2005 | Apr 28, 2005 |
| Salvatore Michael Capizzi | New York Life Investment Management LLC other | Dunham other | Other | Sep 24, 2004 | Jan 16, 2008 (1209 d) |
| William Burke Allred | Banc Of America Investment Services, Inc. unclassified | Dunham other | Other | Apr 14, 2004 | Oct 11, 2005 (545 d) |
| Cheryl Ann Sutter | Nicholas-Applegate Capital Management LLC unclassified | Dunham other | Other | Oct 28, 2002 | Apr 4, 2003 (158 d) |
| Jason Alexander Driver | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dunham other | Other | Jul 3, 2002 | Feb 14, 2008 (2052 d) |
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32 moves match.