| Timothy Joseph Geary | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| James Howard Middlesworth | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Craig Drewes Emerson | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Rachel Ellen Loxterman | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 7, 2016 |
| Stephen R Gates | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Robert Edward Burns | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Tony Aaron Tessitore | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Erin Christine Kiyomi Egesdal | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Frederick Gordon Fram | Cetera Investment Advisers LLC BD affiliated | Vsr Advisory Services other | Other | Mar 19, 2021 | Dec 23, 2015 |
| Paula Dee Porsch | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | Mar 11, 2021 | Sep 2, 2016 |
| Ben Sarsozo | Integrated Investment Group unclassified | Vsr Advisory Services other | Other | May 22, 2017 | Feb 7, 2003 |
| Harold King Porter | Summit Wealth And Retirement Partners unclassified | Vsr Advisory Services other | Other | May 10, 2017 | Nov 16, 2009 |
| George Peter Fields | Capital Resource Group, Inc. unclassified | Vsr Advisory Services other | Other | Dec 31, 2016 | Feb 7, 2003 |
| Meris Arel Collier | Collier unclassified | Vsr Advisory Services other | Other | Aug 15, 2016 | Feb 24, 2009 |
| Annette Mieko Printers | LPL Financial LLC other | Vsr Advisory Services other | Other | Dec 28, 2015 | Dec 16, 2015 |
| Dean James Macris | Ridgeway Conger Advisory Services other | Vsr Advisory Services other | Other | Sep 4, 2015 | Aug 14, 2015 |
| John Irving Pratt | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Jul 7, 2015 | Jun 23, 2015 |
| Bryan Matthew Dewhurst | Securities America Advisors, Inc. other | Vsr Advisory Services other | Other | Dec 22, 2014 | Dec 9, 2014 |
| Kyle Kazumi Yanabu | Questar Asset Management, Inc. other | Vsr Advisory Services other | Other | Nov 11, 2014 | Nov 24, 2014 |
| Bryan Douglas Baca | LPL Financial LLC other | Vsr Advisory Services other | Other | Nov 4, 2014 | Oct 20, 2014 |
| Edna Kowitz | Kowitz Financial Group unclassified | Vsr Advisory Services other | Other | Oct 16, 2014 | Jan 29, 2014 |
| Blake Vaughan Barnett | Personal Capital Advisors Corporation other | Vsr Advisory Services other | Other | Oct 2, 2014 | Jan 2, 2015 (92 d) |
| Brian Thomas Boswell | Cuso Financial Services, L.P. other | Vsr Advisory Services other | Other | Sep 26, 2014 | Sep 29, 2014 |
| Aaron Joseph Peterson | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Sep 9, 2014 | Sep 9, 2014 |
| Jarrett Sheets | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Sep 9, 2014 | Sep 9, 2014 |
| Paul Krepinski | LPL Financial LLC other | Vsr Advisory Services other | Other | Jul 24, 2014 | Jul 16, 2014 |
| William Ray Stagner | LPL Financial LLC other | Vsr Advisory Services other | Other | Jul 21, 2014 | Jul 15, 2014 |
| Melanie Null | C. Geraci & Company unclassified | Vsr Advisory Services other | Other | Apr 29, 2014 | Jun 13, 2008 |
| James Francis Connelly | Waddell & Reed other | Vsr Advisory Services other | Other | Apr 8, 2014 | Apr 7, 2014 |
| Andrew M Heyman | Kowitz Financial Group unclassified | Vsr Advisory Services other | Other | Mar 17, 2014 | Jan 28, 2014 |
| Richard Weston Keenan | Mutual Of Omaha Investor Services, Inc. no RAUM | Vsr Advisory Services other | Other | Feb 26, 2014 | Feb 3, 2014 |
| Kyle Randall Jones | Focus Financial other | Vsr Advisory Services other | Other | Jan 24, 2014 | Jan 30, 2014 |
| Christopher Alex Cokinis | Fortitude Advisory Group L.L.C. other | Vsr Advisory Services other | Other | Dec 5, 2013 | Dec 9, 2013 |
| Frances Kaimihau Wright | Crown Capital Securities, L.P. other | Vsr Advisory Services other | Other | May 17, 2013 | May 6, 2013 |
| William Sapp Merriken | LPL Financial LLC other | Vsr Advisory Services other | Other | Apr 15, 2013 | Apr 1, 2013 |
| Kelley Ann Donovan | Edward Jones national BD | Vsr Advisory Services other | Other | Apr 10, 2013 | Apr 12, 2013 |
| Kana Radin | Signator Investors, Inc. other | Vsr Advisory Services other | Other | Mar 6, 2013 | Jan 16, 2015 (681 d) |
| Peter Wellington Hughes | Check Capital Management Inc other | Vsr Advisory Services other | Other | Feb 26, 2013 | Feb 20, 2013 |
| Jamie Hodges Taber | LPL Financial LLC other | Vsr Advisory Services other | Other | Feb 14, 2013 | Jan 18, 2013 |
| Andrew Stephen Grow | Harbour Investments, Inc. other | Vsr Advisory Services other | Other | Feb 8, 2013 | Feb 8, 2013 |
| Dawn Elizabeth Hansen | Commerce Brokerage Services, Inc other | Vsr Advisory Services other | Other | Feb 1, 2013 | Feb 7, 2013 |
| Matthew Paul Allgeyer | Osaic Wealth, Inc. other | Vsr Advisory Services other | Other | Jan 18, 2013 | Jan 18, 2013 |
| Matthew Burkart | Equitable Advisors, LLC national BD | Vsr Advisory Services other | Other | Dec 20, 2012 | Feb 24, 2014 (431 d) |
| Brandy Marie Branstetter | Creativeone Securities, LLC other | Vsr Advisory Services other | Other | Nov 19, 2012 | Nov 19, 2012 |
| Albert Allen Jansen | UBS Financial Services Inc. wirehouse | Vsr Advisory Services other | Other | Oct 29, 2012 | Oct 19, 2012 |
| Sheryl Anne Meyer | UBS Financial Services Inc. wirehouse | Vsr Advisory Services other | Other | Oct 17, 2012 | Oct 22, 2012 |
| Lisa Ann Gallo | Wedbush Securities Inc. other | Vsr Advisory Services other | Other | Oct 2, 2012 | Oct 10, 2012 |
| David Lee Vervelde | Robert W. Baird & Co. Incorporated other | Vsr Advisory Services other | Other | Sep 27, 2012 | Sep 24, 2012 |
| Robert Anthony Cucchiaro | Osaic Fa, Inc. other | Vsr Advisory Services other | Other | Sep 6, 2012 | Aug 31, 2012 |
| Steven Blaine Cunningham | Guidestone Advisors no RAUM | Vsr Advisory Services other | Other | Aug 10, 2012 | Aug 17, 2012 |
| Joshua Woodford | Morgan Stanley wirehouse | Vsr Advisory Services other | Other | Aug 3, 2012 | Aug 10, 2012 |
| Helen Dao | Signator Investors, Inc. other | Vsr Advisory Services other | Other | Jun 28, 2012 | Jun 22, 2012 |
| Anthony Allen Tomash | Investment Advisors Corp other | Vsr Advisory Services other | Other | Jun 27, 2012 | Jun 27, 2012 |
| Amy Smith Rubin | Sanders Morris LLC other | Vsr Advisory Services other | Other | Mar 15, 2012 | Mar 15, 2012 |
| John B Frahm | New England Securities Corporation other | Vsr Advisory Services other | Other | Feb 22, 2012 | Jan 13, 2014 (691 d) |
| Cindy Sue Gleason | Berthel Fisher & Company Financial Services, Inc. other | Vsr Advisory Services other | Other | Feb 13, 2012 | Feb 13, 2012 |
| Nathan Lee Knight | LPL Financial LLC other | Vsr Advisory Services other | Other | Jan 12, 2012 | Jan 3, 2012 |
| Shannon Kropp | Eagle One Investments, LLC unclassified | Vsr Advisory Services other | Other | Nov 30, 2011 | Nov 28, 2011 |
| Sharon H Budnik | Sanders Morris LLC other | Vsr Advisory Services other | Other | Oct 25, 2011 | Oct 26, 2011 |
| Richard William Holt | Strategic Advisers LLC national BD | Vsr Advisory Services other | Other | Sep 27, 2011 | Sep 26, 2011 |