DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Coordinated Capital Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Taylor Mcdannold	Morgan Stanley wirehouse	Coordinated Capital Securities, Inc. independent RIA	Wirehouse to independent RIA	Feb 22, 2019	Feb 24, 2019
Eric Philip Adler	Ameriprise Financial Services, LLC national BD	Coordinated Capital Securities, Inc. other	Other	Jan 18, 2018	Jan 16, 2018
Dennis Steven Drexler	B Riley Wealth Management other	Coordinated Capital Securities, Inc. independent RIA	Other	Dec 28, 2015	Jan 6, 2026 (3662 d)
Martin Boone Dressman	Cambridge Investment Research Advisors, Inc. other	Coordinated Capital Securities, Inc. other	Other	Apr 28, 2015	Dec 15, 2014
Keith Allen Berry	Stancorp Investment Advisers, Inc. other	Coordinated Capital Securities, Inc. other	Other	Dec 19, 2012	Jan 14, 2013
Patrick Alan Brown	Principal Securities, Inc. other	Coordinated Capital Securities, Inc. other	Other	May 4, 2012	May 2, 2012
Janice Marie Johnson	Sterne Agee Investment Advisor Services, Inc. other	Coordinated Capital Securities, Inc. other	Other	Sep 9, 2011	Aug 30, 2011
Carol A. Rosenstock	MML Investors Services, LLC other	Coordinated Capital Securities, Inc. other	Other	Dec 31, 2009	Nov 1, 2011 (670 d)
Kurt Mihelich	New York Life Investment Management LLC other	Coordinated Capital Securities, Inc. other	Other	Nov 4, 2009	Feb 24, 2010 (112 d)
Christopher Robin Henderson	Walnut Street Securities, Inc. other	Coordinated Capital Securities, Inc. other	Other	Aug 7, 2009	Aug 12, 2009
Jeremy P Appleton	Walnut Street Securities, Inc. other	Coordinated Capital Securities, Inc. other	Other	Aug 7, 2009	Aug 12, 2009
Daniel Glenn Stafford	Baker Tilly Investment Advisors other	Coordinated Capital Securities, Inc. other	Other	Jul 9, 2009	Aug 18, 2009 (40 d)
David Lee Christensen	Wells Fargo Advisors wirehouse	Coordinated Capital Securities, Inc. other	Other	Apr 7, 2008	Oct 12, 2011 (1283 d)
Winter Andrew Troxel	Investacorp Advisory Services Inc other	Coordinated Capital Securities, Inc. other	Other	Feb 8, 2008	Jan 14, 2008
Paul Alan Swank	Vsr Advisory Services other	Coordinated Capital Securities, Inc. other	Other	Dec 31, 2007	Feb 4, 2008 (35 d)
Bradly Edward Potter	Hoppe & Orendorff, S.C. unclassified	Coordinated Capital Securities, Inc. independent RIA	Other	Dec 31, 2007	Mar 1, 2021 (4809 d)
Julie Gebert	United Planners' Financial Services Of America A Limited Partner other	Coordinated Capital Securities, Inc. other	Other	May 17, 2007	May 23, 2007
Timothy Craig Merchant	Vsr Advisory Services other	Coordinated Capital Securities, Inc. other	Other	Nov 13, 2006	Nov 13, 2006
Peter Thomas Mooney	Berthel Fisher & Company Financial Services, Inc. other	Coordinated Capital Securities, Inc. other	Other	Sep 5, 2006	Aug 21, 2006
Jason Matthew Nelson	Cambridge Investment Research, Inc. unclassified	Coordinated Capital Securities, Inc. other	Other	Dec 17, 2004	Dec 17, 2004
Leslie Howard Kern	Spc other	Coordinated Capital Securities, Inc. other	Other	Dec 31, 2003	Jan 3, 2007 (1099 d)
Steven Arthur Zabriskie	Cambridge Investment Research, Inc. unclassified	Coordinated Capital Securities, Inc. other	Other	Dec 31, 2002	Feb 18, 2003 (49 d)
Jeffrey William Peters	Successful Resource Management, Ltd. state registered	Coordinated Capital Securities, Inc. other	Other	Nov 4, 2002	Sep 30, 2002

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23 moves match.